Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements")

Details

Rule Type

Notice

Release Number

34-57000

SEC Issue Date

Dec. 20, 2007 | 2:02 pm ET

Federal Register Publish Date

Dec. 28, 2007 | 11:57 pm ET

Document Citation

72 FR 73947

Resources

Rel. No. 34-57000

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements")

Details

Resources

More in this Section

Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements")

Details

Resources