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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units

Details

Rule Type

Notice

Release Number

34-56589

SEC Issue Date

Oct. 1, 2007 | 3:02 pm ET

Federal Register Publish Date

Oct. 9, 2007 | 11:57 pm ET

Document Citation

72 FR 57368

Resources

34-56589

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units

Details

Resources