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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities

Details

Rule Type

Notice

Release Number

34-55981

SEC Issue Date

June 29, 2007 | 3:19 pm ET

Federal Register Publish Date

July 5, 2007 | 12:28 am ET

Document Citation

72 FR 36743

Resources

34-55981

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities

Details

Resources