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Regulatory Release

Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines

Details

Rule Type

Order

Release Number

34-55216

SEC Issue Date

Jan. 31, 2007 | 2:02 pm ET

Federal Register Publish Date

Feb. 7, 2007 | 11:57 pm ET

Document Citation

72 FR 5779

Resources

Rel. No. 34-55216

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines

Details

Resources

More in this Section

Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines

Details

Resources