Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

Details

Rule Type

Notice

Release Number

34-55069

SEC Issue Date

Jan. 9, 2007 | 2:02 pm ET

Federal Register Publish Date

Jan. 19, 2007 | 11:57 pm ET

Document Citation

72 FR 2577

Resources

34-55069

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 4, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

Details

Resources