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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements

Details

Rule Type

Notice

Release Number

34-54956

SEC Issue Date

Dec. 18, 2006 | 2:16 pm ET

Federal Register Publish Date

Dec. 26, 2006 | 12:22 am ET

Document Citation

71 FR 77431

Resources

34-54956

Federal Register Version

SRO Organization

National Futures Association

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements

Details

Resources