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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

Details

Rule Type

Notice

Release Number

34-54850

SEC Issue Date

Nov. 30, 2006 | 2:02 pm ET

Federal Register Publish Date

Dec. 8, 2006 | 11:56 pm ET

Document Citation

71 FR 71217

Resources

34-54850

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities

Details

Resources