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Regulatory Release

Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm

Details

Rule Type

Notice

Release Number

34-53949

SEC Issue Date

June 6, 2006 | 3:14 pm ET

Federal Register Publish Date

June 15, 2006 | 12:19 am ET

Document Citation

71 FR 34648

Resources

Rel. No. 34-53949

Federal Register Version

SRO Organization

Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm

Details

Resources

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Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm

Details

Resources