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Regulatory Release

Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls

Details

Rule Type

Order

Release Number

34-53917

SEC Issue Date

June 1, 2006 | 3:19 pm ET

Federal Register Publish Date

June 7, 2006 | 12:27 am ET

Document Citation

71 FR 33008

Resources

Rel. No. 34-53917

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls

Details

Resources

More in this Section

Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls

Details

Resources