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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

Details

Rule Type

Notice

Release Number

34-52917

SEC Issue Date

Dec. 7, 2005 | 2:19 pm ET

Federal Register Publish Date

Dec. 15, 2005 | 12:27 am ET

Document Citation

70 FR 74384

Resources

34-52917

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

Details

Resources