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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Rule Type

Notice

Release Number

34-52808

SEC Issue Date

Nov. 18, 2005 | 2:16 pm ET

Federal Register Publish Date

Nov. 28, 2005 | 12:22 am ET

Document Citation

70 FR 71347

Resources

34-52808

Federal Register Version

SRO Organization

National Futures Association

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Resources