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Regulatory Release

Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Rule Type

Order

Release Number

34-52768

SEC Issue Date

Nov. 10, 2005 | 2:02 pm ET

Federal Register Publish Date

Nov. 18, 2005 | 11:56 pm ET

Document Citation

70 FR 70014

Resources

Rel. No. 34-52768

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Resources

More in this Section

Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Resources