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Regulatory Release

Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Rule Type

Notice

Release Number

34-52550

SEC Issue Date

Oct. 3, 2005 | 3:02 pm ET

Federal Register Publish Date

Oct. 7, 2005 | 11:56 pm ET

Document Citation

70 FR 58770

Resources

Rel. No. 34-52550

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan

Details

Resources