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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Acces

Details

Rule Type

Notice

Release Number

34-52523

SEC Issue Date

Sept. 28, 2005 | 3:05 pm ET

Federal Register Publish Date

Oct. 4, 2005 | 12:02 am ET

Document Citation

70 FR 57918

Resources

Rel. No. 34-52523

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Acces

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Acces

Details

Resources