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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

Details

Rule Type

Notice

Release Number

34-52187

SEC Issue Date

Aug. 1, 2005 | 3:11 pm ET

Federal Register Publish Date

Aug. 9, 2005 | 12:14 am ET

Document Citation

70 FR 46255

Resources

34-52187

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

Details

Resources