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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

Details

Rule Type

Notice

Release Number

34-51398

SEC Issue Date

March 18, 2005 | 2:05 pm ET

Federal Register Publish Date

March 28, 2005 | 12:02 am ET

Document Citation

70 FR 15672

Resources

34-51398

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

Details

Resources