Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders

Details

Rule Type
Release Number
34-51300
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 11721

SRO Organization

Last Reviewed or Updated: July 19, 2023