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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rules 440B ("Short Sales) and 440C ("Deliveries Against Short Sales")

Details

Rule Type

Notice

Release Number

34-50929

SEC Issue Date

Dec. 23, 2004 | 2:02 pm ET

Federal Register Publish Date

Dec. 30, 2004 | 11:56 pm ET

Document Citation

69 FR 78511

Resources

34-50929

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rules 440B ("Short Sales) and 440C ("Deliveries Against Short Sales")

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rules 440B ("Short Sales) and 440C ("Deliveries Against Short Sales")

Details

Resources