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Regulatory Release

Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

Details

Rule Type

Notice

Release Number

34-50591

SEC Issue Date

Oct. 26, 2004 | 3:11 pm ET

Federal Register Publish Date

Nov. 1, 2004 | 12:14 am ET

Document Citation

69 FR 63427

Resources

Rel. No. 34-50591

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

Details

Resources

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Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

Details

Resources