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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

Details

Rule Type

Notice

Release Number

34-50508

SEC Issue Date

Oct. 8, 2004 | 3:05 pm ET

Federal Register Publish Date

Oct. 18, 2004 | 12:02 am ET

Document Citation

69 FR 61425

Resources

34-50508

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

Details

Resources