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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

Details

Rule Type

Notice

Release Number

34-50336

SEC Issue Date

Sept. 9, 2004 | 3:11 pm ET

Federal Register Publish Date

Sept. 16, 2004 | 12:14 am ET

Document Citation

69 FR 55862

Resources

34-50336

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

Details

Resources