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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

Details

Rule Type

Notice

Release Number

34-50312

SEC Issue Date

Sept. 3, 2004 | 3:05 pm ET

Federal Register Publish Date

Sept. 14, 2004 | 12:01 am ET

Document Citation

69 FR 55486

Resources

34-50312

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

Details

Resources