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Regulatory Release

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 345A ("Continuing Education for Registered Persons")

Details

Rule Type

Notice

Release Number

34-50177

SEC Issue Date

Aug. 10, 2004 | 3:02 pm ET

Resources

Rel. No. 34-50177

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 345A ("Continuing Education for Registered Persons")

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 345A ("Continuing Education for Registered Persons")

Details

Resources