Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-49607

SEC Issue Date

April 23, 2004

Federal Register Publish Date

April 29, 2004

Document Citation

69 FR 23549

Resources

Notice Rule: SEC Issued Version (pdf 169.95 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49854

Last Reviewed or Updated: Dec. 29, 2025

Resources

Order Rule: SEC Issued Version (pdf 101.52 KB)

Order Rule: Federal Register Version

Rel. No. 34-49607

Details

Public Comments Due

May 20, 2004

File Number

SR-NASD-2004-057

Rule Type

Order

Release Number

34-49854

SEC Issue Date

June 14, 2004

Federal Register Publish Date

June 23, 2004

Document Citation

69 FR 35088

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities

Public Comments

Notice Rule (34-49607)

Resources

Resources

Details