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Regulatory Release

Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options

Details

Rule Type

Order

Release Number

34-49523

SEC Issue Date

April 2, 2004 | 2:11 pm ET

Federal Register Publish Date

April 13, 2004 | 12:14 am ET

Document Citation

69 FR 19600

Resources

34-49523

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options

Details

Resources

More in this Section

Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options

Details

Resources