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Regulatory Release

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Details

Rule Type

Notice

Release Number

34-48958

SEC Issue Date

Dec. 18, 2003 | 2:01 pm ET

Federal Register Publish Date

Dec. 29, 2003 | 11:55 pm ET

Document Citation

68 FR 75008

Resources

34-48958

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Details

Resources