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Regulatory Release

Notice of Filing of Proposed Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange

Details

Rule Type

Notice

Release Number

34-43992

SEC Issue Date

Feb. 21, 2001 | 2:00 pm ET

Federal Register Publish Date

Feb. 27, 2001 | 11:54 pm ET

Document Citation

66 FR 12571

Resources

34-43992

Federal Register Version

SRO Organization

National Market System Plans (NMS)

Last Reviewed or Updated: March 19, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

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