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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2026-21

Last Reviewed or Updated: July 27, 2026

Resources

Notice Rule: SEC Issued Version (pdf 302.25 KB)

Exhibit 5

Details

Public Comments Due

Aug. 17, 2026

File Number

SR-IEX-2026-21

Rule Type

Notice

Release Number

34-105968

SEC Issue Date

July 22, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

Public Comments

Resources

Details