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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

Details

Rule Type

Notice

Release Number

34-105968

SEC Issue Date

July 22, 2026 | 1:37 pm ET

Resources

34-105968

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 22, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

Details

Resources