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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

34-105968.pdf (302.25 KB)

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...