Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
Notice Rule
Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Title
Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
Last Reviewed or Updated: Sept. 30, 2025
Details
Public Comments Due
File Number
SR-FINRA-2025-005
Rule Type
Notice
Release Number
34-104097
SEC Issue Date
Public Comments