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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

Details

Rule Type

Notice

Release Number

34-103147

SEC Issue Date

May 29, 2025 | 6:05 pm ET

Resources

34-103147

SRO Organization

BOX Exchange LLC (BOX)

Last Reviewed or Updated: July 1, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

Details

Resources