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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

Details

Rule Type

Notice

Release Number

34-101803

SEC Issue Date

Dec. 3, 2024 | 5:14 pm ET

Resources

34-101803

SRO Organization

Miami International Securities Exchange, LLC (MIAX)

Last Reviewed or Updated: Dec. 3, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

Details

Resources