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Regulatory Release

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Rule Type

Order

Release Number

34-101449

SEC Issue Date

Oct. 28, 2024 | 1:59 pm ET

Resources

34-101449

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 28, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Resources

More in this Section

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Resources