• Draft Taxonomies

  • Draft 2016 Order Handling Data Schema and Report Renderer for Broker-Dealers

The Commission proposed to require that broker-dealers use a Commission schema and associated PDF renderer to provide customers with data on retail and institutional order handling, and provide the public with aggregate data on order handling. See https://www.sec.gov/rules/proposed/2016/34-78309.pdf. The public comment period for the rule proposal will end on September 26, 2016.

The draft 2016 Order Handling Data schema and report renderer for broker-dealers and the corresponding draft technical specification are available below. Please provide comments on the draft 2016 schema, report renderer, and technical specification to StructuredData@sec.gov. Include “Draft 2016 Order Handling Data Schema” in the subject header. The public comment period for the draft schema, report renderer, and technical specification will end on September 26, 2016.

  • Draft 2015 FpML and FIXML Schemas for Security-Based Swap Data Repositories

The Commission proposed to specify the form and manner with which security-based swap data repositories (“SDRs”) make security-based swap data available to the Commission under Exchange Act Rule 13n-4(b)(5) by requiring that the data be made available according to the FpML or FIXML schemas as published on the Commission’s website. See http://www.sec.gov/rules/proposed/2015/34-76624.pdf. The public comment period for the rule proposal will end on February 22, 2016.

The draft 2015 FpML and FIXML schemas for security-based swap data repositories and the corresponding draft technical specification are available below. Please provide comments on the draft 2015 schemas and the draft technical specification to StructuredData@sec.gov and include “Draft 2015 Schemas for SDRs” in the subject header. The public comment period for the draft schemas and draft technical specification will end on February 22, 2016.