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Additional Information

Commission Hearings — Nov. 15 and 21, 2002

Office Announcements

Press Releases

Roundtables

Testimony

  • Thomas J. Butler, Director, Office of Credit Ratings, et al., Before The U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises (April 21, 2016)
  • John Ramsay, Deputy Director, Division of Trading and Markets, Before the Subcommittee on Oversight and Investigations of the United States House of Representatives, Committee on Financial Services, re: Oversight of the Credit Rating Agencies Post-Dodd-Frank (July 27, 2011)
  • Daniel M. Gallagher, Co-Acting Director, Division of Trading and Markets, Before the United States House of Representatives Committee on Financial Services and Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises, re: Events Surrounding Bank of America’s Acquisition of Merrill Lynch (Sept. 30, 2009)
  • United States Securities and Exchange Commission, Before the United States Senate Committee on Banking, Housing and Urban Affairs, Written Testimony Concerning SEC Oversight of Credit Rating Agencies (August 5, 2009)
  • Chairman Christopher Cox, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: Oversight of Nationally Recognized Statistical Rating Organizations (April 22, 2008)
  • Chairman Christopher Cox, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: the Role and Impact of Credit Rating Agencies on the Subprime Credit Markets (Sept. 26, 2007)
  • Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Credit Rating Agencies (April 12, 2005)
  • Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Rating the Rating Agencies: The State of Transparency and Competition (April 2, 2003)
  • Letter to The Honorable Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, U.S. House of Representatives (June 4, 2003)
  • Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Governmental Affairs, re: The Role of Rating Credit Rating Agencies in the US Securities Markets (March 20, 2002)
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