SEC Announces Outreach Programs to Help Firms Comply With Regulation Systems Compliance and Integrity
May 5, 2015
The focus of the 2015 Compliance Outreach Program for SCI Entities is to promote strong systems compliance and integrity practices for the protection of investors. The program is designed for Chief Information Officers, Chief Information Security Officers, and other senior personnel at entities subject to Regulation Systems Compliance and Integrity (SCI) (collectively, “SCI entities”). The SEC's Office of Compliance Inspections and Examinations Technology Controls Program, in coordination with the SEC's Division of Trading and Markets, is sponsoring the program.
View Event Information: http://www.sec.gov/info/compliance-outreach-sci.htm