What's New

Date Title Division/Office
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Trading and Markets
Investment Company Act Notice - Lord Abbett Private Credit Fund, et al. Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Texas Rule 11.3110 with FINRA Rule 3110 Trading and Markets
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Port Fees Trading and Markets
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Investment Company Act Order - Lord Abbett Credit Opportunities Fund, et al. Investment Management
Investment Company Act Order - Private Debt & Income Fund and Brighton Jones LLC Investment Management
Investment Company Act Order - Star Mountain Lower Middle-Market Capital Corp., and Star Mountain Fund Management, LLC Investment Management
Investment Company Act Order - Hamilton Lane Private Assets Fund, et al. Investment Management
Litigation Release - Caz L. Craffy Enforcement
Litigation Release - Rabindranauth Persaud Enforcement
Administrative Proceeding - Kahn Brothers Advisors, LLC and Thomas Kahn Enforcement
Investment Company Act Notice: Invesco Dynamic Credit Opportunity Fund, et al. Investment Management
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares o... Trading and Markets
Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies Trading and Markets
Administrative Proceeding - Momentus, Inc., Stable Road Acquisition Corp., SRC-NI Holdings, LLC, and Brian Kabot Enforcement