What's New

Date Title Division/Office
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026 Trading and Markets
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect... Trading and Markets
Commission Opinions and Adjudicatory Order - Michael Scott Barrows Trading and Markets
Opinions and Adjudicatory Orders: Alpine Securities Corporation (Opinion of the Commission) Enforcement
Self-Regulatory Organizations; Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares... Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E (Commodity-Based Trust Sha Trading and Markets
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FASB Issues Proposed Taxonomy Implementation Guide for Disaggregation of Income Statement Expenses Structured Disclosure
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish IEX Options LLC as a facility of Investors Exchange LLC Trading and Markets
Commission Opinion and Adjudicatory Order: Alpine Securities Corporation Enforcement
Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in a Principal Capacity Trading and Markets
Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Texas, Inc.; NYSE National, Inc.; Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by... Trading and Markets
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual Trading and Markets
Administrative Proceeding - Winslow, Evans & Crocker, Inc. Enforcement
Administrative Proceeding - Titan Global Capital Management USA LLC Enforcement
Administrative Proceeding - Caz L. Craffy a/k/a Carz Levinski Craffey Enforcement
Self-Regulatory Organizations; Nasdaq Stock Market LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d)... Trading and Markets
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service Trading and Markets