Reports and Publications
This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.
| Date | Title | Category |
|---|---|---|
| Annual Report on Whistleblower Program (PDF) | Special Studies | |
| Report on Administrative Proceedings for Period April 1, 2010 through September 30, 2010 (PDF) | Special Studies | |
| Findings Regarding the Market Events of May 6, 2010 (PDF) | Special Studies | |
| Life Settlements Task Force: Staff Report to the United States Securities and Exchange Commission (PDF) | Special Studies | |
| Report on Administrative Proceedings for Period October 1, 2009 through March 31, 2010 (PDF) | Special Studies |