Speeches and Statements
Feb. 27, 2017
- Closing Remarks at the 2023 Joint SEC, FINRA, & MSRB Compliance Outreach Conference, by Dave A. Sanchez (December 7, 2023)
- Remarks at the 2020 Municipal Securities Disclosure, by Chairman Jay Clayton (June 16, 2020)
- Introductory Remarks: Municipal Securities Disclosure Conference, by Commissioner Hester Peirce (June 16, 2020)
- Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices, by Commissioner Elad Roisman (June 16, 2020)
- Opening Remarks at 2020 Municipal Securities Disclosure Conference, by Rebecca Olsen, Director, Office of Municipal Securities (June 16, 2020)
- The Importance of Disclosure for our Municipal Markets, by Chairman Jay Clayton and Rebecca Olsen, Director, Office of Municipal Securities (May 4, 2020)
- Statement of Chairman Clayton on Retirement of MSRB's Lynnette Kelly (Aug. 7, 2019)
- Statement of OMS Director Rebecca Olsen on Retirement of MSRB's Lynnette Kelly (Aug. 7, 2019)
- Chairman Clayton Opening Remarks at the Municipal Securities Conference (Dec. 6, 2018)
- Commissioner Stein Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference (Dec. 6, 2018)
- Opening Remarks at 2018 Municipal Securities Disclosure Conference, by Rebecca Olsen, Director, Office of Municipal Securities (Dec. 6, 2018)
- Remarks at the Municipal Finance Leadership Conference, by Rebecca Olsen, Director, Office of Municipal Securities (Oct. 10, 2018)
- Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency, by Commissioner Michael S. Piwowar (Apr. 24, 2018)
- Opening Statement on Proposed Amendments to Rule 15c2-12, by Chairman Michael S. Piwowar (Mar. 1, 2017)
- Statement on Proposed Amendments to Rule 15c2-12, by Commissioner Kara M. Stein (Mar. 1, 2017)
- "The Impact of SEC Enforcement on Public Finance, by Andrew J. Ceresney, Director, Division of Enforcement, (Oct. 13, 2016)
- Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities, by Jessica S. Kane, Director, Office of Municipal Securities (Sept. 22, 2016)
- Remarks at FINRA’s 2016 Fixed Income Conference, by Commissioner Michael S. Piwowar (Sept. 7, 2016)
- Investor Protection in the Municipal Securities Markets, by Rick A. Fleming, Investor Advocate (Aug. 25, 2016)
- Opening Remarks to the Investment Advisory Committee, by Commissioner Michael S. Piwowar (Jan. 21, 2016)
- Statement on Edward D. Jones Enforcement Action, by Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar (Aug. 13, 2015)
- Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference, by Commissioner Michael S. Piwowar (Apr. 21, 2015)
- A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting, by Commissioner Daniel M. Gallagher (Mar. 10, 2015)
- Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair, by Commissioner Luis A. Aguilar (Feb. 13, 2015)
- Advocating for Investors Saving for Retirement, by Commissioner Luis A. Aguilar (Feb. 5, 2015)
- Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics, by Commissioner Kara M. Stein (Nov. 21, 2014)
- Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality, by Commissioner Daniel M. Gallagher (Sept. 16, 2014)
- Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School, by Commissioner Michael S. Piwowar (Aug. 1, 2014)
- Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors, by Chair Mary Jo White (Jun. 20, 2014)
- Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit, by Commissioner Daniel M. Gallagher (May 29, 2014)
- Opening Statement Before the Commission Open Meeting - Municipal Advisors and Pay Ratio Disclosure, by Chair Mary Jo White (Sept. 18, 2013)
- Statement at Open Meeting Regarding Municipal Advisors and Pay Ratio Disclosure, by Commissioner Michael S. Piwowar (Sept. 18, 2013)
- Statement at SEC Open Meeting – Adoption of Rules Regarding Municipal Advisor Registration, by Commissioner Daniel M. Gallagher (Sept. 18, 2013)
- Statement at Open Meeting - Adoption of Rules Regarding Municipal Advisor Registration, by Commissioner Kara M. Stein (Sept. 18, 2013)
- Enhancing Oversight of Municipal Advisors to Prevent Further Abuses in the Municipal Finance Market and Protect Investors, by Commissioner Luis A. Aguilar (Sept. 18, 2013)
- Remarks on News Conference Call About the SEC's Report on the Municipal Securities Market, by Commissioner Elisse B. Walter (Jul. 31, 2012)
- Remarks at Investment Company Institute 2010 General Membership Meeting, by Chair Mary Schapiro (May 7, 2010)
- Remarks before the 43rd Annual Securities Regulation Seminar, by Commissioner Elisse Walter (Oct. 29, 2010)
- Key Note Address before the National Association of Bond Lawyers 35th Bond Attorneys' Workshop, by Commissioner Elisse Walter (Oct. 28, 2010)
- Regulation of the Municipal Securities Market: Investors Are Not Second-Class Citizens, by Commissioner Elisse Walter (Oct. 28, 2009)
- Opening Statement Before the Commission Open Meeting, by Chairman Mary L. Schapiro (Jul. 15, 2009)
- Testimony Concerning Legislative Proposals to Improve the Efficiency and Oversight of Municipal Finance, by Martha Mahan Haines (May 21, 2009)
- Remarks to the 2008 Bond Attorney's Workshop of the National Association of Bond Lawyers, by Erik R. Sirri, Chicago, Illinois (Sept. 17, 2008)
- Perspectives on Public Transparency, Second Internal Control & Fraud Conference of the Association of Governmental Accountants, by Martha Mahan Haines (Sept. 11, 2007)
- Comments to the Tenth Annual Conference of Women in Public Finance, by Martha Mahan Haines, Chicago, Illinois (Sept. 29, 2006)
Last Reviewed or Updated: Jan. 9, 2017