Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
June 17, 2011	Founding Partners Capital Management Co., et al. Release No. LR-22003
June 16, 2011	Farkas; Brown; Kissick; Kelly Release No. LR-22002, AAER-3294
June 14, 2011	Brian J. Smart and Smart Assets, LLC Release No. LR-22001
June 14, 2011	Thomas C. Hardin Release No. LR-22000
June 14, 2011	Lanexa Management LLC and Thomas C. Hardin Release No. LR-21999
June 14, 2011	U.S. Technologies, Inc. and C. Gregory Earls Release No. LR-21998
June 13, 2011	Norman Forrest Germany, et al. Release No. LR-21997 See Also: SEC Complaint
June 13, 2011	Phillip E. (Rick) Powell Release No. LR-21996 See Also: SEC Complaint
June 9, 2011	Copper King Mining Corp, Alexander Lindale, LLC., Mark D. Dotson, Wilford R. Blum and Stephen G. Bennett Release No. LR-21995 See Also: SEC Complaint
June 8, 2011	Michael E. Kelly, et al. Release No. LR-21994
June 8, 2011	Onele Trading & Finance Ltd. Release No. LR-21993
June 7, 2011	David Ronald Allen, et al. Release No. LR-21992
June 6, 2011	One or More Unknown Purchasers of Securities of Telvent GIT S.A. Release No. LR-21991
June 6, 2011	Dean A. Goetz Release No. LR-21990 See Also: SEC Complaint
June 3, 2011	Ronald Abernathy, Arthur Weiss and Sovereign International Group, LLC Release No. LR-21989 See Also: SEC Complaint
June 3, 2011	Association for Betterment Through Education and Love, Inc., et al. Release No. LR-21988
June 2, 2011	Bruce E. Snyder, Jr. Release No. LR-21984
June 2, 2011	Cheng Yi Liang, et al. Release No. LR-21987 See Also: SEC Complaint
June 2, 2011	Carol McKeown, et al. Release No. LR-21986
June 2, 2011	Michael L. Rothenberg, et al. Release No. LR-21985 See Also: SEC Complaint
May 27, 2011	Edward L. Moskop and Financial Services Moskop & Associates, Inc. Release No. LR-21983
May 26, 2011	Alfred S. Teo, Sr. and M.A.A.A. Trust Release No. LR-21982
May 26, 2011	Donald L. Johnson, Defendant, and Dalila Lopez, Relief Defendant Release No. LR-21981 See Also: SEC Complaint
May 26, 2011	Giuseppe Tullio Abatemarco Release No. LR-21980
May 26, 2011	PCSEdventures!.com, Inc., Anthony A. Maher, and Shannon M. Stith Release No. LR-21979
May 26, 2011	Gregory A. Seib Release No. LR-21978
May 24, 2011	Abraham Haim Release No. LR-21977 See Also: SEC Complaint
May 24, 2011	e-Smart Technologies, Inc., et al. Release No. LR-21976 See Also: SEC Complaint
May 23, 2011	Christopher T. Vulliez, et al. Release No. LR-21975 See Also: SEC Complaint
May 23, 2011	David Wallace and Costa Bajjali Release No. LR-21974 See Also: SEC Complaint
May 20, 2011	Alero Odell Mack, Jr., et al. Release No. LR-21973
May 18, 2011	Mary Beth Knight and Rebecca Norton Release No. LR-21972 See Also: SEC Complaint
May 16, 2011	John Clement & Edgefund Capital, LLC Release No. LR-21971
May 16, 2011	Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants Release No. LR-21970 See Also: SEC Complaint
May 13, 2011	Jay L. LeBoeuf and New Castle Energy Release No. LR-21969 See Also: SEC Complaint
May 13, 2011	Lloyd V. Barriger Release No. LR-21968 See Also: SEC Complaint
May 13, 2011	Advanced Optics Electronics, Inc., Leslie S. Robins, JDC Swan, Inc. and Jason Claffey Release No. LR-21967 See Also: SEC Complaint
May 13, 2011	Thor Industries, Inc., and Mark C. Schwartzhoff Release No. LR-21966, AAER-3280 See Also: SEC Complaint
May 12, 2011	Luis Felipe Perez Release No. LR-21965
May 12, 2011	Louis W. Zehil, Strong Branch Ventures IV LP, and Chestnut Capital Partners II, LLC Release No. LR-21964
May 11, 2011	George Garcy et al. Release No. LR-21963 See Also: SEC Complaint
May 11, 2011	Michael Baker Corporation, John Scullin and Dennis Higgins Release No. LR-21962, AAER-3279 See Also: SEC Complaint
May 10, 2011	Jupiter Group Capital Advisors, LLC, and Rick Cho Release No. LR-21961 See Also: SEC Complaint
May 5, 2011	North American Clearing, Inc., et al. Release No. LR-21960
May 5, 2011	Robert C. Butler Release No. LR-21959 See Also: SEC Complaint
May 5, 2011	ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, and Thomas C. Priore Release No. LR-21958
May 4, 2011	Robert D. Orr, Leland G. Orr, Michael S. Lowry, Michael S. Hess, Kyle L. Garst, and Travis W. Vrbas Release No. LR-21957, AAER-3276 See Also: SEC Complaint
May 4, 2011	UBS Financial Services Inc. Release No. LR-21956 See Also: SEC Complaint , Final Judgment
May 4, 2011	Allen E. Weintraub and AWMS Acquisitions, Inc., d/b/a Sterling Global Holdings Release No. LR-21955 See Also: SEC Complaint
May 3, 2011	Patrick M. Carroll, James P. Carroll, William T. Carroll, David A. Stitt, John P. Monroe, Stephen Somers, David Mark Calcutt and Christopher T. Calcutt Release No. LR-21954 See Also: SEC Complaint
May 3, 2011	David Ronald Allen, et al. Release No. LR-21953 See Also: SEC Complaint
May 2, 2011	Radical Bunny, LLC, Tom Hirsch, Berta Walder, Howard Walder, and Harish Shah Release No. LR-21952
April 29, 2011	Magnum d'Or Resources, Inc., Release No. LR-21951 See Also: SEC Complaint
April 28, 2011	Jonathan Hollander Release No. LR-21950 See Also: SEC Complaint
April 27, 2011	K.W. Brown and Company, et al. Release No. LR-21949
April 26, 2011	J. Kenneth Stringer III, et al. Release No. LR-21948
April 25, 2011	IU Group, Inc., Elijah Bang (a/k/a Elijah Bhang), and Daniel Lee Release No. LR-21947 See Also: SEC Complaint
April 22, 2011	Charles C. Slowey, Jr., et al. Release No. LR-21946
April 22, 2011	David M. Otto, Todd Van Siclen, et al. Release No. LR-21945
April 21, 2011	Terry M. Phillips Release No. LR-21941, AAER-3273
April 21, 2011	Commodities Online, LLC and Commodities Online Management, LLC Release No. LR-21940 See Also: SEC Complaint
April 21, 2011	mUrgent Corporation, et al. Release No. LR-21944 See Also: SEC Complaint
April 21, 2011	Prevost, Harrold, et al. Release No. LR-21943
April 21, 2011	WG Trading Investors, L.P., et al. Release No. LR-21942
April 20, 2011	Duane Martin and Gary Trump Release No. LR-21939, AAER-3272
April 19, 2011	Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-21938, AAER-3271
April 18, 2011	Art Intellect, Inc. et al. Release No. LR-21937 See Also: SEC Complaint
April 18, 2011	Robert Glenn Bard, et al. Release No. LR-21936 See Also: Stipulated Order of Contempt
April 18, 2011	Gianluca Di Nardo, et al. Release No. LR-21935
April 18, 2011	AIC, Inc., et al. Release No. LR-21934 See Also: SEC Complaint
April 15, 2011	William K. Harrison, et al. Release No. LR-21933
April 15, 2011	Richard Elkinson Release No. LR-21931
April 15, 2011	William K. Harrison, et al. Release No. LR-21932
April 14, 2011	Rebecca Lynn Higgins Release No. LR-21930, AAER-3270 See Also: SEC Complaint
April 14, 2011	Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough Release No. LR-21929 See Also: SEC Complaint
April 13, 2011	Joseph F. “Chip” Skowron III, et al. Release No. LR-21928 See Also: SEC Complaint
April 13, 2011	East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-21927
April 11, 2011	Brian D. Fox Release No. LR-21926, AAER-3284 See Also: SEC Complaint
April 8, 2011	Luis Garg, Jason Zakocs, RealFund Investment Trust, First Atlanta LP, Weatherby LP, and Citiprop Corporation Release No. LR-21925 See Also: SEC Complaint
April 8, 2011	Paul Nicholson and Professional Investment Exchange, Inc. Release No. LR-21924 See Also: SEC Complaint
April 8, 2011	Perry A. Gruss Release No. LR-21923 See Also: SEC Complaint
April 8, 2011	Johnson & Johnson Release No. LR-21922, AAER-3261 See Also: SEC Complaint
April 7, 2011	Comverse Technology, Inc. Release No. LR-21920 See Also: SEC Complaint
April 7, 2011	MAM Wealth Management, LLC, MAMW Real Estate Fund General Partner, LLC, Alex Martinez, and Raphael R. Sanchez Release No. LR-21921 See Also: SEC Complaint
April 6, 2011	Jason Jadidian Release No. LR-21919
April 6, 2011	HedgeLender LLC, et al. Release No. LR-21918
April 6, 2011	Matthew H. Kluger and Garrett D. Bauer Release No. LR-21917 See Also: SEC Complaint
April 5, 2011	Jason K. Fifield Release No. LR-21916
April 5, 2011	Satyam Computer Services Limited d/b/a Mahindra Satyam Release No. LR-21915, AAER-3258 See Also: SEC Complaint
April 4, 2011	Douglas A. Glaser Release No. LR-21914
April 1, 2011	Joseph J. Monterosso, et. al. Release No. LR-21913, AAER-3256
April 1, 2011	Neurotech Development Corporation, et al. Release No. LR-21912
March 30, 2011	LandOak Securities, LLC, et al. Release No. LR-21909
March 30, 2011	Navigators International Management Co., Ltd., James R. Spurger and Benjamin W. Young, Jr. Release No. LR-21908
March 30, 2011	Aerokinetic Energy Corporation and Randolph E. Bridwell Release No. LR-21911
March 30, 2011	James Clements and Zeina Smidi Release No. LR-21910 See Also: SEC Complaint
March 29, 2011	Cheng Yi Liang, et al. Release No. LR-21907 See Also: SEC Complaint
March 28, 2011	Marlon Quan, Acorn Capital Group, LLC and Stewardship Investment Advisors, LLC, Defendants and Asset Based Resource Group, LLC and Florene Quan Release No. LR-21906
March 28, 2011	Jose O. Vianna, Jr. and Creswell Equities, Inc. Release No. LR-21905
March 28, 2011	Gaston E. Cantens and Teresita Cantens Release No. LR-21904

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