Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Oct. 3, 2012	GEI Financial Services, Inc., Norman Goldstein, and Laurie Gatherum Release No. LR-22504 See Also: GEI Financial Services , and Lion Capital Management
Oct. 3, 2012	Joseph Hilton, f/k/a Joseph Yurkin, Pacific Northwestern Energy LLC, Rock Castle Drilling Fund LP, Rock Castle Drilling Fund II LP, and New Horizon Publishing Inc. Release No. LR-22503 See Also: SEC Complaint
Oct. 1, 2012	Sunrise Solar Corporation, Eddie D. Austin, Jr., and Carolyn Austin Release No. LR-22501, AAER-3480 See Also: SEC Complaint
Oct. 1, 2012	Michael W. Perry et al. Release No. LR-22502
Sept. 28, 2012	Subramanian Krishnan Release No. LR-22500, AAER-3414 See Also: SEC Complaint
Sept. 28, 2012	Irwin Boock, et al. Release No. LR-22499
Sept. 27, 2012	Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic Release No. LR-22498
Sept. 27, 2012	Jauyo ("Jason") Lee and Victor Chen Release No. LR-22497 See Also: SEC Complaint
Sept. 27, 2012	Bradley A. Holcom and Jose L. Pinedo Release No. LR-22496 See Also: SEC Complaint - Holcom , and SEC Complaint - Pinedo
Sept. 27, 2012	8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. Release No. LR-22495 See Also: SEC Complaint
Sept. 26, 2012	David Gengler, Lashaico, et al. Release No. LR-22494
Sept. 25, 2012	Gilbert G. Lundstrom et al. and Don A. Langford Release No. LR-22493, AAER-3410 See Also: Lundstrom Complaint , and Langford Complaint
Sept. 24, 2012	David L. Rothman Release No. LR-22490 See Also: SEC Complaint
Sept. 24, 2012	Rudolf D. Pameijer, et al. Release No. LR-22492 See Also: SEC Complaint
Sept. 24, 2012	Tyco International Ltd. Release No. LR-22491, AAER-3409 See Also: SEC Complaint
Sept. 21, 2012	Revolutions Medical Corp. and Rondald L. Wheet Release No. LR-22489 See Also: SEC Complaint
Sept. 21, 2012	Edward Tackaberry Release No. LR-22488
Sept. 21, 2012	Yusaf Jawed, Grifphon Asset Management, LLC, Grifphon Holdings, LLC, and Robert P. Custis; Jacques Nichols; Lyman Bruhn, Pearl Asset Management, LLC, and Sasquatch Capital Management, LLC Release No. LR-22487 See Also: SEC Complaint vs. Jawed et al. , SEC Complaint vs. Nichols , SEC Complaint vs. Bruhn et al.
Sept. 21, 2012	Waldyr Da Silva Prado Neto Release No. LR-22486 See Also: SEC Complaint
Sept. 19, 2012	Angelo A. Alleca, et al. Release No. LR-22485 See Also: SEC Complaint
Sept. 18, 2012	Bruce Cole and Nanette Cole Release No. LR-22484 See Also: SEC Complaint
Sept. 18, 2012	Mantria Corporation et al. Release No. LR-22483
Sept. 17, 2012	Freedom Environmental Services, Inc., et al. Release No. LR-22482, AAER-3413 See Also: SEC Complaint
Sept. 17, 2012	Gilbert Fiorentino Release No. LR-22481, AAER-3416 See Also: SEC Complaint
Sept. 13, 2012	Joseph M. Braas, et al. Release No. LR-22480
Sept. 13, 2012	Deer Hill Financial Group, LLC, et al. Release No. LR-22479 See Also: SEC Complaint
Sept. 10, 2012	Bio Defense Corporation, et al. Release No. LR-22478 See Also: SEC Complaint
Sept. 10, 2012	ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, Thomas C. Priore, Lori A. Priore, and Bertrand H. Smyers Release No. LR-22477
Sept. 10, 2012	Louis V. Schooler and First Financial Planning Corporation d/b/a Western Financial Planning Corporation Release No. LR-22476
Sept. 10, 2012	Worldwide Energy and Manufacturing USA, Inc. et al. Release No. LR-22475 See Also: SEC Complaint
Sept. 6, 2012	Arthur H. Reed and Allan F. Derusha Release No. LR-22474 See Also: SEC Complaint
Sept. 6, 2012	Renee White Fraser Release No. LR-22473 See Also: SEC Complaint
Sept. 6, 2012	James C. Howard III, Michael R. Casey, and Louis N. Gallo III, Defendants and Sutton Capital, LLC, J&W Trading, LLC, American Financial Solutions, LLC, and Minjo Corporation, Relief Defendants Release No. LR-22472 See Also: SEC Complaint
Sept. 5, 2012	Hyung Lim Release No. LR-22471 See Also: SEC Complaint
Sept. 4, 2012	R. Jeffrey Rooks Release No. LR-22469 See Also: SEC Complaint
Sept. 4, 2012	Thomas D. Melvin et al. Release No. LR-22468 See Also: SEC Complaint
Sept. 4, 2012	Casey D. Jackson Release No. LR-22467 See Also: SEC Complaint
Sept. 4, 2012	Ashley J. Coots Release No. LR-22466 See Also: SEC Complaint
Sept. 4, 2012	C. Roan Berry Release No. LR-22465 See Also: SEC Complaint
Sept. 4, 2012	China Sky One Medical, Inc. and Yan-qing Liu Release No. LR-22470, AAER-3404 See Also: SEC Complaint
Aug. 31, 2012	Clay Capital Management, LLC, et al. Release No. LR-22464
Aug. 31, 2012	Anthony K. Welch Release No. LR-22463 See Also: SEC Complaint
Aug. 29, 2012	Fabrizio Neves, et al. Release No. LR-22462 See Also: SEC Complaint
Aug. 29, 2012	Wwebnet, Inc. and Robert L. Kelly Release No. LR-22461 See Also: SEC Complaint
Aug. 27, 2012	Gary R. Marks Release No. LR-22460 See Also: SEC Complaint
Aug. 27, 2012	Jeffrey L. Mowen, et al. Release No. LR-22459
Aug. 24, 2012	Eric Martin, Defendant and Robin Martin, Relief Defendant Release No. LR-22458
Aug. 23, 2012	Edward Bronson, et al. Release No. LR-22457
Aug. 22, 2012	Rex Venture Group LLC et al. Release No. LR-22456 See Also: SEC Complaint
Aug. 21, 2012	James L. Lieberman Release No. LR-22455 See Also: SEC Complaint
Aug. 21, 2012	Ricardo Bonilla Rojas and Shadai Yire, Inc. Release No. LR-22454 See Also: SEC Complaint
Aug. 17, 2012	James M. Donnan, III and Gregory L. Crabtree Release No. LR-22453 See Also: SEC Complaint
Aug. 17, 2012	Yossef Kahlon, et al. Release No. LR-22452 See Also: SEC Complaint
Aug. 17, 2012	James V. Mazzo, David L. Parker and Eddie C. Murray Release No. LR-22451 See Also: SEC Complaint
Aug. 16, 2012	Oracle Corporation Release No. LR-22450 See Also: SEC Complaint
Aug. 15, 2012	Bridge Premium Finance, LLC, Michael J. Turnock and William P. Sullivan, II, Defendants Release No. LR-22449
Aug. 14, 2012	Petro-Suisse Ltd. and Mark Gasarch Release No. LR-22448 See Also: SEC Complaint
Aug. 14, 2012	Avanti Capital Partners, LLC, et al Release No. LR-22447 See Also: SEC Complaint
Aug. 14, 2012	Alero Odell Mack, Jr., et al. Release No. LR-22446
Aug. 14, 2012	Thomas D. Coldicutt, Jr., et al. Release No. LR-22445 See Also: SEC Complaint
Aug. 10, 2012	Edward M. Laborio et al. Release No. LR-22444 See Also: SEC Complaint
Aug. 10, 2012	Nancy Shao Wen Chu, et al. Release No. LR-22443
Aug. 10, 2012	Ronald D. Brooks Release No. LR-22442 See Also: SEC Complaint
Aug. 9, 2012	Thomas P. Flanagan, et al. Release No. LR-22441
Aug. 8, 2012	Heart Tronics, Inc., et al. Release No. LR-22440
Aug. 8, 2012	R. Brooke Dunn and Nicholas P. Howey Release No. LR-22439
Aug. 8, 2012	Pfizer Inc. / Wyeth LLC Release No. LR-22438, AAER-3399
Aug. 7, 2012	The Companies (TC), LLC, et al. Release No. LR-22437 See Also: SEC Complaint
Aug. 6, 2012	Well Advantage Limited, et al. Release No. LR-22436 See Also: SEC Complaint
Aug. 6, 2012	Inofin, Inc. et al. Release No. LR-22435
Aug. 3, 2012	Joseph McVicker Release No. LR-22434 See Also: SEC Complaint
Aug. 3, 2012	Robert D. Ramnarine Release No. LR-22433 See Also: SEC Complaint
Aug. 2, 2012	Mark Leslie et al. Release No. LR-22432, AAER-3397
Aug. 2, 2012	Phillip W. Offill, Jr., et al. Release No. LR-22431
July 30, 2012	LocatePlus Holdings Corporation Release No. LR-22426 File Number: 3-14858
July 30, 2012	Peter Dong Zhou Release No. LR-22430 See Also: Complaint Against Peter Siris et al. , and Complaint Against Alan Sheinwald et al. File Number: 3-14964
July 30, 2012	Michael A. Bodanza et al. Release No. LR-22429 See Also: SEC Complaint
July 30, 2012	Well Advantage Limited et al. Release No. LR-22428
July 30, 2012	Emanuel L. Sarris, Sr. and Sarris Financial Group, Inc. Release No. LR-22427 See Also: SEC Complaint
July 27, 2012	Doyle Scott Elliott, Scott Elliott, Inc., Michael J. Xirinachs, Emerald Asset Advisors LLC, Robert L. Weidenbaum, and CLX & Associates, Inc. Release No. LR-22425
July 25, 2012	Ronald Feldstein Release No. LR-22424
July 25, 2012	Ladislav "Larry" Schvacho Release No. LR-22423
July 25, 2012	Renee Marie Brown, et al. Release No. LR-22422
July 25, 2012	Dynkowski, et al. Release No. LR-22421
July 23, 2012	Jerry S. Williams, Monk’s Den, LLC, and First In Awareness, LLC Release No. LR-22420 See Also: SEC Complaint
July 20, 2012	Manouchehr Moshayedi Release No. LR-22419 See Also: SEC Complaint
July 19, 2012	David Ronald Allen, et al. Release No. LR-22418
July 19, 2012	Mizuho Securities USA Inc. Release No. LR-22417
July 17, 2012	3 Eagles Research & Development LLC, Harry Dean Proudfoot III, Matthew Dale Proudfoot, Laurie Anne Vrvilo and Dennis Ashley Bukantis Release No. LR-22416 See Also: SEC Complaint
July 16, 2012	Kimon P. Daifotis and Randall Merk Release No. LR-22415
July 12, 2012	Rodney R. Schoemann Release No. LR-22414
July 10, 2012	Apparao Mukkamala, Suresh Anne, Jitendra Prasad Katneni, Mallikarjunarao Anne, and Rao A.K. Yalamanchili Release No. LR-22413 See Also: SEC Complaint
July 10, 2012	Orthofix International N.V. Release No. LR-22412 See Also: SEC Complaint
July 9, 2012	Florin S. Ilovici, et al. Release No. LR-22411
July 6, 2012	Axius, Inc., Roland Kaufmann, and Jean-Pierre Neuhaus Release No. LR-22410 See Also: SEC Complaint
July 3, 2012	Aubrey Lee Price, et al. Release No. LR-22409 See Also: SEC Complaint
July 3, 2012	Gold Standard Mining Corp. Release No. LR-22408, AAER-3401 See Also: SEC Complaint
June 29, 2012	Peter Madoff Release No. LR-22407
June 28, 2012	FalconStor Software, Inc. Release No. LR-22405, AAER-3392
June 28, 2012	H. Clayton Peterson et al. Release No. LR-22404

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