Administrative Proceeding File No. 3-21314
Respondents
Markowitz, Alan J., CPA
Documents
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-96995 |
|
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing | |
| 34-97113 |
|
Order Regarding Service | |
| 34-97209 |
|
Order Setting Deadline for Markowitz's Answer | |
| Respondent Markowitz’s Answer | |||
| 34-97414: |
|
Order | |
| Joint Statement Re Prehearing Conference | |||
| 34-97795 |
|
Scheduling Order | |
| Division of Enforcement's Unopposed Motion to Stay | |||
| 34-98069 |
|
Order Postponing Proceeding | |
| Division of Enforcement's Motion for Extension | |||
| Division of Enforcement's and Respondent Markowitz's Joint Status Report | |||
| Division of Enforcement's Unopposed Motion to Dismiss Administrative Proceeding | |||
| 34-101205 |
|
Order Dismissing Proceedings |