Administrative Proceedings Archive 2012

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

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Release No.	Date	Respondents
Fourth Quarter
34-68544	Dec. 28, 2012	Desert Mining, Inc., Eagle Broadband, Inc., Endovasc, Inc., Environmental Oil Processing Technology Corp., Falcon Ridge Development, Inc., Fellows Energy Ltd., Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation), and Golden Autumn Holdings, Inc.
IA-3530	Dec. 27, 2012	Sentinel Investment Management Corporation
34-68543	Dec. 27, 2012	Stewart A. Merkin, Esq.
IA-3529	Dec. 27, 2012	1st Financial Services, LLC and Jeffry C. Eisnaugle, a/k/a Jeff Chapman Other Release No.: IC-30331
IA-3528	Dec. 27, 2012	EagleEye Asset Management, LLC
IA-3527	Dec. 27, 2012	Jeffrey A. Liskov
33-9377	Dec. 21, 2012	Top Fund Management, Inc. and Barry C. Ziskin
IA-3525	Dec. 21, 2012	James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin
34-68509	Dec. 21, 2012	David C. Lin, Esq.
34-68508	Dec. 21, 2012	New Generation Biofuels Holdings, Inc.
34-68501	Dec. 20, 2012	Carl N. Duncan
34-68500	Dec. 20, 2012	Steven A. Gould Other Release Nos.: IA-3523, AAER-3433
34-68499	Dec. 20, 2012	David E. Ruskjer
34-68486	Dec. 20, 2012	IAS Energy, Inc., et al.
34-68485	Dec. 20, 2012	ICP Solar Technologies, Inc., et al.
34-68484	Dec. 20, 2012	IBroadband, Inc., et al.
IC-30313	Dec. 20, 2012	The New America High Income Fund, Inc.; Robert F. Birch; and Ellen E. Terry
IA-3524	Dec. 20, 2012	Steven B. Hart
34-68477	Dec. 19, 2012	Michael Passaro
34-68467	Dec. 19, 2012	Mohammed Riad and Kevin Timothy Swanson
IA-3520	Dec. 19, 2012	Fiduciary Asset Management, LLC
IA-3519	Dec. 19, 2012	Claymore Advisors, LLC
34-68466	Dec. 19, 2012	China Wesen Recycling Technology, Inc., et al.
34-68465	Dec. 19, 2012	C.D. Acquisition Corp., et al.
34-68463	Dec. 18, 2012	HearMe, et al.
34-68462	Dec. 18, 2012	Kenneth E. Mahaffy, Jr. Other Release No.: IA-3517
IA-3516	Dec. 18, 2012	New England Investment and Retirement Group, Inc. and Nicholas John Giacoumakis
34-68456	Dec. 18, 2012	Biremis Corporation, Peter Beck, and Charles Kim
34-68454	Dec. 18, 2012	DIAS Holding, Inc., et al.
34-68449	Dec. 17, 2012	J. Brian Laib, CPA Other Release No.: AAER-3431
33-9375	Dec. 17, 2012	Joseph A. Schlim Other Release No.: IA-3515
33-9374	Dec. 17, 2012	Aladdin Capital Management LLC and Aladdin Capital LLC Other Release No.: IA-3514
34-68448	Dec. 17, 2012	Allianz SE
34-68446	Dec. 14, 2012	James Warren Margulies
34-68436	Dec. 14, 2012	Rajnish K. Das Other Release No.: AAER-3430
34-68435	Dec. 14, 2012	Stormy L. Dean Other Release No.: AAER-3429
34-68432	Dec. 13, 2012	Deloitte & Touche (South Africa) Other Release No.: AAER-3428
34-68420	Dec. 13, 2012	Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA See also:  Proposed Plan of Distribution and Notice of Settlement Submit Comments on Proposed Plan of Distribution
34-68411	Dec. 12, 2012	DIAS Holding, Inc., et al.
34-68409	Dec. 12, 2012	The Hartcourt Companies, Inc., et al.
34-68397	Dec. 11, 2012	Careside, Inc., et al.
IC-30300	Dec. 10, 2012	J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
34-68388	Dec. 10, 2012	China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.)
33-9373	Dec. 6, 2012	David R. Smith Other Release Nos.: 34-68373, IC-30294
33-9372	Dec. 6, 2012	David F. Bandimere and John O. Young Other Release Nos.: 34-68372, IC-30293, IA-3511
34-68374	Dec. 6, 2012	William J. Reilly, Esq.
34-68371	Dec. 6, 2012	Dominic O'Dierno
34-68370	Dec. 6, 2012	Stephen Persad
34-68369	Dec. 6, 2012	Benjamin R. Daniels
34-68366	Dec. 6, 2012	Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.)
34-68365	Dec. 5, 2012	Adam Harrington aka Adam Rukdeschel and Adam Harrington Ruckdeschel
34-68364	Dec. 5, 2012	Martin Miles Werner
34-68356	Dec. 5, 2012	Castle Hill Associates, Inc., et al.
34-68355	Dec. 5, 2012	Changed E-Mail, Inc., et al.
34-68349	Dec. 4, 2012	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation
34-68347	Dec. 4, 2012	Joseph S. Blimline
34-68346	Dec. 4, 2012	China Voice Holding Corp., et al.
34-68345	Dec. 4, 2012	HealthSport, Inc., et al.
34-68335	Dec. 3, 2012	BDO China Dahua CPA Co., Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited Other Release No.: AAER-3426
34-68334	Dec. 3, 2012	Arnett L. Waters Other Release No.: IA-3509
34-68333	Dec. 3, 2012	China Voice Holding Corp., et al.
34-68332	Dec. 3, 2012	Castle Hill Associates, Inc., et al.
33-9371	Dec. 3, 2012	Caribbean Pacific Marketing, Inc.
34-68331	Nov. 30, 2012	Anand Sekaran Other Release No.: IA-3508
34-68327	Nov. 30, 2012	Stephen P. Amella
34-68323	Nov. 29, 2012	Angelo A. Alleca Other Release No.: IA-3507
34-68321	Nov. 29, 2012	China Wesen Recycling Technology, Inc., et al. Note: See also the Japanese version
34-68315	Nov. 29, 2012	Encore Clean Energy, Inc., et al.
34-68307	Nov. 28, 2012	KCAP Financial, Inc., Dayl W. Pearson, Michael I. Wirth, CPA, and R. Jonathan Corless Other Release No.: AAER-3425
34-68304	Nov. 28, 2012	Careside, Inc., et al.
34-68299	Nov. 27, 2012	Morgan Stanley & Co. Incorporated
34-68298	Nov. 27, 2012	Edelweiss Financial Services Limited
34-68297	Nov. 27, 2012	JM Financial Institutional Securities Private Limited
34-68296	Nov. 27, 2012	Motilal Oswal Securities Limited
34-68295	Nov. 27, 2012	Ambit Capital Pvt. Ltd.
34-68292	Nov. 27, 2012	Vision Twenty One, Inc.
34-68291	Nov. 27, 2012	Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.
34-68289	Nov. 26 2012	John S. Morgan, et al.
34-68285	Nov. 23, 2012	Florin S. Ilovici
34-68284	Nov. 21, 2012	Ward K. Capstick
IA-3505	Nov. 21, 2012	Weizhan Tang
34-68278	Nov. 21, 2012	Diomed Holdings, Inc., et al.
34-68275	Nov. 20, 2012	Gary R. Marks Other Release No.: IA-3504
IA-3503	Nov. 20, 2012	Evens Barthelemy and Barthelemy Group LLC Other Release No.: IC-30278
IA-3502	Nov. 20, 2012	EM Capital Management, LLC and Seth Richard Freeman
34-68264	Nov. 19, 2012	Charles L. Rizzo and Gina M. Hornbogen
34-68259	Nov. 19, 2012	Charles C. Slowey, Jr.
34-68258	Nov. 19, 2012	Wilfred R. Blum and Alexander Lindale, LLC Other Release No.: IC-30269
34-68256	Nov. 19, 2012	C.D. Acquisition Corp., Center Income Properties 2, LP, Chronodynamics, Ltd., Ciao Cucina Corp., Cintech Solutions, Inc., Compound Natural Foods, Inc., The Credit Store, Inc., and Crown Vantage, Inc.
33-9368	Nov. 16, 2012	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation Other Release No.: 34-68251
34-68250	Nov. 16, 2012	Diomed Holdings, Inc., et al.
34-68249	Nov. 16, 2012	Wonder Auto Technology, Inc.
34-68248	Nov. 15, 2012	Changed E-Mail, Inc., et al.
IC-30264	Nov. 15, 2012	Massachusetts Mutual Life Insurance Company
IA-3501	Nov. 14, 2012	Garth Ronald Peterson
34-68236	Nov. 14, 2012	Michael J. Southworth
34-68235	Nov. 14, 2012	James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson
34-68234	Nov. 14, 2012	James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson Other Release No.: AAER-3424
34-68223	Nov. 14, 2012	Bradford Keith Dent
34-68221	Nov. 14, 2012	DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc.
34-68208	Nov. 9, 2012	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-68203	Nov. 9, 2012	Irwin Lipkin Other Release No.: IA-3500
34-68200	Nov. 9, 2012	Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA
34-68198	Nov. 9, 2012	China Medical Technologies, Inc.
34-68184	Nov. 8, 2012	Castle Hill Associates, Inc., et al.
IA-3499	Nov. 7, 2012	James E. Putman
34-68172	Nov. 6, 2012	JP Turner & Company, LLC, and William L. Mello
34-68167	Nov. 6, 2012	Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei
IA-3497	Nov. 2, 2012	Eugenio Verzili
34-68126	Nov. 1, 2012	Diomed Holdings, Inc., et al.
IA-3496	Oct. 31, 2012	Reema D. Shah
34-68125	Oct. 31, 2012	Careside, Inc., Castcity.com, Inc., Castle Corp. International, Cayenne Entertainment, Inc. (f/k/a Boeing Run, Inc.), CDT, Inc. (n/k/a CDT Acquisition, Inc.), Centurion Communications Corp., Champion American Energy Reserves, Inc., Charter Resources International, Inc., Clemmy Technologies Corp., and Cryocon, Inc.
33-9366	Oct. 29, 2012	Caribbean Pacific Marketing, Inc.
34-68122	Oct. 29, 2012	Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp.
IA-3495	Oct. 29, 2012	BTS Asset Management, Inc.
34-68118	Oct. 29, 2012	Tilden Loucks & Woodnorth, LLC, Lasalle St. Securities, LLC, and Ralph B. Loucks Other Release No.: IA-3494
34-68106	Oct. 25, 2012	Charles M. Vaughn
IA-3493	Oct. 25, 2012	Ryan M. Jindra
34-68102	Oct. 25, 2012	Drucker, Inc., et al.
34-68098	Oct. 24, 2012	Rajnish K. Das Other Release No.: AAER-3420
34-68097	Oct. 24, 2012	Stormy L. Dean Other Release No.: AAER-3419
34-68091	Oct. 24, 2012	China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.)
34-68090	Oct. 24, 2012	Enwin Resources, Inc.
34-68088	Oct. 24, 2012	Drucker, Inc., DynaMotive Energy Systems Corp, and Gate to Wire Solutions, Inc.
IA-3492	Oct. 23, 2012	Lyman J. Bruhn
IA-3491	Oct. 23, 2012	Candice D. Campbell
34-68087	Oct. 23, 2012	Jacques Nichols
34-68083	Oct. 23, 2012	Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.
34-68079	Oct. 22, 2012	Edward D. Jones & Co., L.P.
34-68077	Oct. 22, 2012	Marco Glisson
34-68064	Oct. 18, 2012	Carlton L. Williams
34-68063	Oct. 18, 2012	Global Pari-Mutuel Services, Inc.
34-68062	Oct. 17, 2012	Rudolf Pameijer
34-68061	Oct. 17, 2012	Lindsay R. Sayer
34-68060	Oct. 17, 2012	China Agritech, Inc.
34-68059	Oct. 17, 2012	Larry Michael Parrish Other Release No.: IA-3489
IA-3488	Oct. 15, 2012	Rick Cho
34-68054	Oct. 15, 2012	Andre J. Hayden
IA-3487	Oct. 15, 2012	Scott E. Johnson
34-68050	Oct. 12, 2012	Derek F.C. Elliott
34-68048	Oct. 12, 2012	Jody Dunn
IA-3486	Oct. 12, 2012	Gregory D. Tindall
34-68040	Oct. 11, 2012	China Medical Technologies, Inc.
34-68038	Oct. 11, 2012	Stephen B. Blankenship Other Release No.: IA-3484
34-68023	Oct. 9, 2012	Banc of America Securities LLC with Merrill Lynch, Pierce, Fenner & Smith Incorporated as Successor
34-68003	Oct. 9, 2012	OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International, Inc.), and Power Smoothie Café Franchising, Inc.
IA-3482	Oct. 5, 2012	Weizhan Tang
34-67988	Oct. 4, 2012	Gilbert Bergsman, CPA Other Release No.: AAER-3412
34-67975	Oct. 4, 2012	China Mobile Media Technology, Inc.
34-67974	Oct. 3, 2012	John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr.
34-67972	Oct. 3, 2012	Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
34-67969	Oct. 3, 2012	eBX, LLC
34-67968	Oct. 3, 2012	Alliance Bancshares California, et al.
34-67958	Oct. 2, 2012	JP Turner & Company, LLC, and William L. Mello
34-67950	Oct. 1, 2012	Stars To Go, Inc.
Third Quarter
34-67949	Sep. 28, 2012	Peter Siris Other Release No.: IA-3481
34-67945	Sep. 28, 2012	Douglas W. Marcille, CPA Other Release No.: AAER-3411
34-67944	Sep. 28, 2012	Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), et al.
IA-3480	Sep. 27, 2012	David Rubin
IA-3479	Sep. 27, 2012	Evan Andrew Zarefsky
IA-3478	Sep. 27, 2012	Zevi Wolmark, aka Stewart Wolmark
IA-3477	Sep. 27, 2012	Daniel Moshe Naeh
IA-3476	Sep. 27, 2012	Douglas Alan Goldberg
34-67943	Sep. 27, 2012	Matthew Adam Rothman
34-67940	Sep. 27, 2012	Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-67935	Sep. 27, 2012	Neil M.M. Morrison Other Release No.: IC-30223
34-67934	Sep. 27, 2012	Goldman, Sachs & Co.
34-67932	Sep. 27, 2012	Diomed Holdings, Inc., et al. See also: Corrected Order (34-67932A)
34-67925	Sep. 25, 2012	Travis Richey
34-67924	Sep. 25, 2012	Hold Brothers On-Line Investment Services, LLC, Demostrate, LLC, Trade Alpha Corporate, Ltd, Steven Hold, Robert Vallone, and William Tobias
34-67920	Sep. 24, 2012	David Mura
34-67919	Sep. 24, 2012	JCSD Capital, LLC Other Release No.: IA-3474
34-67918	Sep. 24, 2012	David Gengler
33-9363	Sep. 24, 2012	Prescient Capital Partners, Ltd. and Steven C. Young
34-67915	Sep. 24, 2012	Robert C. Pribilski
34-67914	Sep. 24, 2012	Roger L. Shoss
34-67913	Sep. 24, 2012	ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67912	Sep. 21, 2012	Cameron H. Linton, Esq.
34-67911	Sep. 21, 2012	Bradford Keith Dent
IA-3473	Sep. 21, 2012	Stock Markets Institute, Inc. and Sergey Perminov
34-67899	Sep. 20, 2012	Steven Y. Moskowitz Other Release No.: AAER-3406
IA-3472	Sep. 19, 2012	Alero Odell Mack, Jr.
IA-3471	Sep. 19, 2012	James F. Turner II
34-67891	Sep. 19, 2012	Western Pacific, Capital Management, LLC, and Kevin James O’Rourke Other Release Nos.: IA-3470, IC-30208
34-67890	Sep. 19, 2012	Western Pacific, Capital Management, LLC, and Kevin James O’Rourke Other Release Nos.: IA-3469, IC-30207
34-67889	Sep. 19, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67887	Sep. 19, 2012	FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), et al.
34-67886	Sep. 19, 2012	Flagship International Holding, Ltd., et al.
34-67884	Sep. 18, 2012	Michael K. Krohn, CPA Other Release No.: AAER-3408
IA-3468	Sep. 18, 2012	Ryan M. Armour
IA-3466	Sep. 18, 2012	Jeffrey Brown
IA-3465	Sep. 18, 2012	Jeremy Louder
33-9362	Sep. 18, 2012	Advanced Equities, Inc., Dwight O. Badger, and Keith G. Daubenspeck Other Release Nos.: 34-67878, IA-3467
34-67876	Sep. 18, 2012	Enwin Resources, Inc.
34-67874	Sep. 18, 2012	Drucker, Inc., et al.
34-67872	Sep. 18, 2012	China Mobile Media Technology, Inc.
34-67864	Sep. 14, 2012	Jose Luis Luna
33-9361	Sep. 14, 2012	Walter V. Gerasimowicz, Meditron Asset Management, LLC, Meditron Management Group, LLC Other Release Nos.: 34-67860, IA-3464, IC-30202
34-67857	Sep. 14, 2012	New York Stock Exchange LLC, and NYSE Euronext
34-67858	Sep. 14, 2012	4C Controls, Inc.
34-67856	Sep. 13, 2012	R. Jeffrey Rooks, CPA Other Release No.: AAER-3405
IA-3463	Sep. 12, 2012	SJK Investment Management, LLC
34-67845	Sep. 12, 2012	Jilaine H. Bauer, Esq.
34-67834	Sep. 12, 2012	Shiming U.S., Inc., et al.
34-67833	Sep. 11, 2012	Jiangbo Pharmaceuticals, Inc.
34-67829	Sep. 11, 2012	Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
IA-3462	Sep. 11, 2012	Jason George Rivera, Jr.
34-67824	Sep. 11, 2012	Centaur Management Co. LLC
34-67823	Sep. 11, 2012	Robert Carlsson
34-67821	Sep. 10, 2012	Joseph S. Blimline
34-67809	Sep. 10, 2012	Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
34-67808	Sep. 10, 2012	JP Turner & Company, LLC, and William L. Mello Other Release No.: IA-3460 Note: See also the Order Granting Waiver in this matter: 33-9360
33-9359	Sep. 10, 2012	Michael Bresner; Ralph Calabro; Jason Konner; and Dimitrios Koutsoubos Other Release No.: 34-67810, IA-3461, IC-30197
34-67805	Sep. 7, 2012	Earl U. Bravo, Sr. Other Release No.: IA-3459
34-67796	Sep. 7, 2012	2-Track Global, Inc.
34-67793	Sep. 6, 2012	S. W. Hatfield, CPA, and Scott W. Hatfield, CPA (Corrected) Other Release No.: AAER-3415
IA-3458	Sep. 6, 2012	Focus Point Solutions, Inc., The H Group, Inc., and Christopher Keil Hicks Other Release No.: IC-30196
34-67789	Sep. 5, 2012	Steven Yamashiro Other Release No.: IA-3457
34-67788	Sep. 5, 2012	Global Pari-Mutuel Services, Inc.
34-67787	Sep. 5, 2012	Vision Twenty One, Inc.
34-67786	Sep. 5, 2012	Stars To Go, Inc.
34-67783	Sep. 5, 2012	Centaur Management Co. LLC
34-67781	Sep. 5, 2012	Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr. Other Release No.: IA-3456, IC-30193
34-67775	Sep. 4, 2012	China Sky One Medical, Inc.
34-67773	Aug. 31, 2012	Jason A. D’Amato Other Release Nos.: IA-3455, IC-30192
34-67770	Aug. 31, 2012	Brian M. Campbell
33-9356	Aug. 31, 2012	Daniel Bogar, Bernerd E. Young, and Jason T. Green Other Release Nos.: 34-67769, IA-3453, IC-30190
33-9355	Aug. 31, 2012	Jay T. Comeaux Other Release No.: 34-67768, IA-3452, IC-30189
34-67767	Aug. 31, 2012	Federico Quinto, Jr., CPA Other Release No.: AAER-3403
34-67763	Aug. 31, 2012	Alliance Bancshares California, et al.
34-67762	Aug. 31, 2012	AngelCiti Entertainment, Inc., et al.
34-67761	Aug. 30, 2012	Matthew Crisp Other Release Nos.: IA-3451, IC-30187
34-67758	Aug. 30, 2012	Raymond P. Morris
34-67757	Aug. 30, 2012	Redcell Power Corp., et al.
34-67749	Aug. 29, 2012	Gary B. Wolff, Esq.
34-67748	Aug. 29, 2012	Angelica Aguilera
34-67746	Aug. 29, 2012	Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
34-67745	Aug. 29, 2012	Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
IA-3450	Aug. 28, 2012	Candice D. Campbell
34-67744	Aug. 28, 2012	Edward A. Allen
34-67739	Aug. 28, 2012	Ryan Mark Reynolds
34-67731	Aug. 27, 2012	Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
34-67730	Aug. 27, 2012	Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
34-67724	Aug. 24, 2012	Spyglass Equity Systems, Inc.
IA-3449	Aug. 23, 2012	Frances M. Guggino a/k/a Frances Favata Other Release No.: IC-30181
34-67718	Aug. 23, 2012	Qiao Xing Universal Resources, Inc., et al.
34-67710	Aug. 22, 2012	Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), Flexemessaging.com, Inc. (n/k/a Flexemessaging Acquisition Ltd.), Flomo Resources, Inc., Formulab Neuronetics Corp. Ltd. (n/k/a Foundation Healthcare Ltd.), and Genesis Development & Construction Ltd. Note: See also the French version
34-67709	Aug. 22, 2012	Middlecove Capital, LLC, and Noah L. Myers Other Release Nos.: IA-3448, and IC-30179
34-67708	Aug. 22, 2012	Todd C. Crow Other Release No.: AAER-3402
34-67703	Aug. 22, 2012	Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
34-67697	Aug. 21, 2012	Quill Industries, Inc., et al.
34-67691	Aug. 20, 2012	Tyson D. Elliott
34-67690	Aug. 20, 2012	Preston L. Sjoblom
34-67689	Aug. 20, 2012	Richard L. Carter
34-67688	Aug. 20, 2012	Beicang Iron & Steel, Inc.
IA-3447	Aug. 16, 2012	Robert C. Butler
34-67679	Aug. 16, 2012	Dennis L. DeSender
34-67662	Aug. 15, 2012	Jason R. Hyatt Other Release No.: IA-3446
34-67661	Aug. 15, 2012	Omar Ali Rizvi Other Release No.: IA-3445
34-67658A	Aug. 14, 2012	Stanley C. Brooks and Brookstreet Securities Corp. Other Release No.: IA-3444
33-9349	Aug. 14, 2012	Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry Other Release Nos.: 34-67649, IC-30167
34-67646	Aug. 14, 2012	Optimized Transportation Management, Inc.
34-67645	Aug. 13, 2012	Ross Mandell
34-67643	Aug. 13, 2012	Stephen M. Strauss
34-67642	Aug. 13, 2012	SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
34-67641	Aug. 13, 2012	OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67640	Aug. 10, 2012	Peak Wealth Opportunities, LLC and David W. Dube, CPA Other Release No.: IA-3443, IC-30165, AAER-3400
34-67637	Aug. 10, 2012	Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
34-67626	Aug. 9, 2012	Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX Inc.
34-67625	Aug. 9, 2012	AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Comdial Corp.(n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
34-67615	Aug. 7, 2012	Flagship International Holding, Ltd., Fortune Credit & Insurance Services, Inc. (f/k/a Saratoga International Holdings Corp.), Fracmaster, Ltd., Franklyn Resources I, Inc., FutureOne, Inc., Galaxy Energy Corp., and Global Light Telecommunications, Inc.
34-67614	Aug. 7, 2012	Travis Richey
33-9348	Aug. 7, 2012	Lewis J. Hunter Other Release No.: 34-67612
34-67613	Aug. 7, 2012	Shane A. Mullholand
IA-3442	Aug. 7, 2012	Brian J. Smart
34-67611	Aug. 7, 2012	Timothy T. Page
34-67605	Aug. 7, 2012	Apogee Technology, Inc.
IA-3441	Aug. 3, 2012	Consultiva Internacional, Inc.
34-67591	Aug. 2, 2012	Putnam Investment Management, LLC
34-67590	Aug. 2, 2012	Kenneth E. Lonchar, CPA Other Release No.: AAER-3398
34-67587	Aug. 2, 2012	Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
34-67586	Aug. 2, 2012	Robert T. McAllister, Esq.
34-67551	Aug. 1, 2012	Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
34-67550	Jul. 31, 2012	Redcell Power Corp., Regency Property Group, Inc. (f/k/a Island Residences Club, Inc.), Riddle Records, Inc., Wareforce.com, Inc., and Whistler, Inc.
34-67544	Jul. 31, 2012	Matthew J. Gagnon
34-67542	Jul. 30, 2012	Nancy Shao Wen Chu
34-67541	Jul. 30, 2012	John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr.
33-9345	Jul. 30, 2012	James Fuld, Jr.
34-67532	Jul. 30, 2012	Stephen Mazuchowski (a/k/a Steve Mazur) Other Release Nos.: IC-30158
33-9344	Jul. 30, 2012	Peter Dong Zhou Other Release Nos.: 34-67531, IC-30157
34-67530	Jul. 30, 2012	LocatePlus Holdings Corporation
34-67524	Jul. 27, 2012	Ark Asset Management Co., Inc.
33-9343	Jul. 27, 2012	UBS Financial Services Inc. of Puerto Rico Other Release No.: 34-67526
34-67514	Jul. 26, 2012	Hennessee Group LLC and Charles J. Gradante
34-67513	Jul. 26, 2012	Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz
34-67512	Jul. 26, 2012	Peter Madoff Other Release No.: IA-3440
34-67510	Jul. 26, 2012	Wesley Capital Management, LLC Other Release No.: IA-3439
34-67504	Jul. 26, 2012	OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67492A	Jul. 24, 2012	Wilfred R. Blum and Alexander Lindale, LLC Other Release No.: IC-30152 Note: See also 34-67492
34-67491	Jul. 24, 2012	Andrew J. Franz
34-67483	Jul. 20, 2012	Fremont Investment Advisors, Inc.
34-67479	Jul. 20, 2012	Charles L. Rizzo and Gina M. Hornbogen Other Release No.: IA-3436
34-67473	Jul. 20, 2012	Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
34-67472	Jul. 19, 2012	Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA Other Release No.: AAER-3394
34-67465	Jul. 19, 2012	Stephen J. Czarnik, Esq.
34-67464	Jul. 19, 2012	Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., and House of Brussels Chocolates, Inc.
34-67463	Jul. 19, 2012	Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
34-67460	Jul. 18, 2012	Noonan Capital Management, LLC and Timothy George Noonan Other Release Nos.: IA-3435, IC-30142
34-67458	Jul. 18, 2012	Marc Christopher Harmon
33-9341	Jul. 18, 2012	Xavier Capdepon and Gwen Snorteland Other Release Nos.: 34-67456, IC-30141
33-9340	Jul. 18, 2012	Alexander V. Rekeda Other Release Nos.: 34-67455, IC-30140
33-9339	Jul. 18, 2012	Delaware Asset Advisers and Wei (Alex) Wei Other Release No.: IA-3434
34-67454	Jul. 18, 2012	Kimon P. Daifotis Other Release No.: IA-3433
34-67452	Jul. 18, 2012	Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
34-67451	Jul. 17, 2012	Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
34-67450	Jul. 17, 2012	Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
IA-3432	Jul. 17, 2012	Centaur Management Co. LLC
34-67442	Jul. 16, 2012	Gammacan International, Inc.
34-67441	Jul. 16, 2012	QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
34-67431	Jul. 13, 2012	Future Now Group, Inc., and Global Teledata Corp.
34-67430	Jul. 13, 2012	Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67429	Jul. 13, 2012	Stream Communications Network & Media, Inc.
34-67428	Jul. 13, 2012	Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
34-67426	Jul. 12, 2012	Charles M. Vaughn
34-67425	Jul. 12, 2012	Florin S. Ilovici
34-67423	Jul. 12, 2012	Stanley Ng, CPA Other Release No.: AAER-3393
34-67418	Jul. 12, 2012	Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
34-67416	Jul. 12, 2012	ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67415	Jul. 11, 2012	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
33-9336	Jul. 11, 2012	Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert Other Release Nos.: 34-67407, IA-3437, IC-30136
33-9335	Jul. 11, 2012	Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert Other Release Nos.: 34-67406, IA-3430, IC-30135
34-67396	Jul. 11, 2012	Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67395	Jul. 11, 2012	Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-67394	Jul. 11, 2012	Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
34-67393	Jul. 10, 2012	Mitchell Segal, Esq.
34-67384	Jul. 10, 2012	Brian M. Campbell Other Release No.: IA-3429
34-67378	Jul. 10, 2012	Recycle Tech, Inc.
34-66647A	Jul. 10, 2012	Roger Greer Note: See also 34-66647
34-66144A	Jul. 10, 2012	Kay Berensen-Galster Note: See also 34-66144
33-9333	Jul. 9, 2012	Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis Other Release Nos.: 34-67377, IA-3428, IC-30131
34-67370	Jul. 9, 2012	Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.), Rocky Point Pharmaceuticals, Inc.,Sentosa Financial Investments, Ltd., Western Futures Fund LP, Western Futures Fund II LP, Wichita River Oil Corp., Woods Cross Holding Corp., and WSC Group, Inc.
34-67369	Jul. 9, 2012	SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
34-67368	Jul. 9, 2012	Manuel M. Bello
34-67367	Jul. 9, 2012	Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
34-67366	Jul. 9, 2012	True Product ID, Inc.
34-67365	Jul. 6, 2012	OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67364	Jul. 6, 2012	Raymond P. Morris
34-67363	Jul. 6, 2012	Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.
34-67361	Jul. 6, 2012	Superior Bancorp
34-67360	Jul. 6, 2012	Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
33-9332	Jul. 5, 2012	UBS Financial Services Inc. of Puerto Rico
34-67358	Jul. 5, 2012	Marco Glisson
34-67350	Jul. 5, 2012	Qiao Xing Universal Resources, Inc., and Qiao Xing Mobile Communication Co., Ltd.
34-67348	Jul. 5, 2012	ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67341	Jul. 3, 2012	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
34-67338	Jul. 3, 2012	A-Power Energy Generation Systems, Ltd.
33-9331	Jul. 2, 2012	Eric David Wanger and Wanger Investment Management, Inc. Other Release Nos.: 34-67335, IA-3427, IC-30126
34-67334	Jul. 2, 2012	Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX, Inc.
34-67330	Jul. 2, 2012	Apogee Technology, Inc.
Second Quarter
34-67310	Jun. 29, 2012	AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Clearant, Inc., Comdial Corp., (n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
34-67288	Jun. 28, 2012	One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-67287	Jun. 28, 2012	Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., Askmenow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67282	Jun. 27, 2012	H. Clayton Peterson, CPA Other Release No.: AAER-3391
IA-3426	Jun. 27, 2012	Drew Clayton Peterson
IA-3425	Jun. 27, 2012	Drew K. Brownstein
34-67279	Jun. 27, 2012	Harbinger Capital Partners, LLC
34-67270	Jun. 27, 2012	Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67269	Jun. 27, 2012	Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67268	Jun. 27, 2012	Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
34-67267	Jun. 26, 2012	Roberto Aleph Espinosa Other Release No.: IA-3423
34-67254	Jun. 26, 2012	Future Now Group, Inc., and Global Teledata Corp.
34-67250	Jun. 25, 2012	Ralph R. Cioffi
34-67249	Jun. 25, 2012	Matthew M. Tannin
34-67243	Jun. 22, 2012	Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison
34-67236	Jun. 22, 2012	Blue Earth Refineries, Inc.
34-67235	Jun. 22, 2012	Oklahoma Energy Corp., OL Funding, Inc., Omnisky Corp., Orange County Ventures, Inc., Percipio Biotherapeutics, Inc., and Priviam, Inc.
34-67230	Jun. 21, 2012	Howard L. Blum Other Release No.: IC-30120
34-67228	Jun. 21, 2012	Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67221	Jun. 20, 2012	Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
IA-3420	Jun. 19, 2012	Locust Offshore Management, LLC
34-67219	Jun. 19, 2012	Ronald J. Mangini, CPA Other Release No.: AAER-3390
34-67218	Jun. 19, 2012	Laurence M. Brown, CPA Other Release No.: AAER-3389
34-67217	Jun. 19, 2012	Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
IA-3419	Jun. 15, 2012	Andrey C. Hicks
34-67206	Jun. 15, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67205	Jun. 14, 2012	Garrett D. Bauer
34-67204	Jun. 14, 2012	Matthew H. Kluger
34-67200	Jun. 14, 2012	Luc D. Nguyen
34-67199	Jun. 14, 2012	Stream Communications Network & Media, Inc.
34-67197	Jun. 13, 2012	Stephen H. Bethke
34-67193	Jun. 13, 2012	Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
34-67192	Jun. 13, 2012	ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67190	Jun. 12, 2012	James Fleishman
34-67188	Jun. 12, 2012	Founding Partners Capital Management Company and William Gunlicks
34-67187	Jun. 12, 2012	Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
34-67182	Jun. 12, 2012	Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-67179	Jun. 11, 2012	Ronny J. Halperin, Esq.
34-67174	Jun. 11, 2012	One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-67164	Jun. 8, 2012	Kenneth M. Avery, CPA Other Release No.: AAER-3388
34-67151	Jun. 7, 2012	Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
34-67149	Jun. 6, 2012	American Skandia Investment Services, Inc.
34-67148	Jun. 6, 2012	UBS Financial Services Inc. of Puerto Rico
34-67146	Jun. 6, 2012	Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
34-67140	Jun. 6, 2012	David Mark Bunzel Other Release No.: IA-3416, IA-30098
33-9329	Jun. 6, 2012	OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc. Other Release Nos.: 34-67142, IA-3417, IC-30099
34-67139	Jun. 6, 2012	Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
IA-3414	Jun. 5, 2012	Timothy J. Clyman
IC-30097	Jun. 5, 2012	Principal Mortgage Fund, Inc.
34-67125	Jun. 5, 2012	Tapslide, Inc.
34-67118	Jun. 5, 2012	Craig Kugel Other Release No.: IA-3413
34-67117	Jun. 5, 2012	Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67115	Jun. 5, 2012	Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
34-67114	Jun. 5, 2012	Optimized Transportation Management, Inc.
34-67112	Jun. 5, 2012	True Product ID, Inc.
34-67110	Jun. 5, 2012	Gammacan International, Inc.
34-67109	Jun. 5, 2012	Future Now Group, Inc., and Global Teledata Corp.
IA-3415	Jun. 5, 2012	Steven Enrico Lopez, Sr.
33-9328	Jun. 5, 2012	OLM Ventures, Inc. Other Release Nos.: 34-67116, IC-30095
34-67099	Jun. 4, 2012	TierOne Corporation
34-67098	Jun. 4, 2012	Central Capital Venture Corporation Other Release No.: IC-30094
34-67081	May 31, 2012	Interim Capital Corp. Other Release No.: IC-30090
33-9327	May 31, 2012	Entertainment Capital Corp. Other Release Nos.: 34-67080, IC-30089
34-67077	May 30, 2012	Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
IC-30088	May 30, 2012	International Asset Group, Inc.
IA-3412	May 30, 2012	Oxford Investment Partners, LLC and Walter J. Clarke Other Release No.: 34-30086
34-67073	May 30, 2012	SinoTech Energy Limited
IA-3411	May 29, 2012	Jason George Rivera, Jr.
34-67072	May 29, 2012	Oklahoma Energy Corp., OL Funding, Inc., OmniSky Corp., Orange County Ventures, Inc. Percipio Biotherapeutics, Inc., and Priviam, Inc.
34-67069	May 29, 2012	Marc Christopher Harmon
IA-3410	May 29, 2012	Elijah Bang
IA-3409	May 29, 2012	Gregory D. Tindall
34-67067	May 29, 2012	Prime Star Group, Inc.
33-9326	May 29, 2012	Quantek Asset Management, LLC, Bulltick Capital Markets Holdings, LP, Javier Guerra, and Ralph Patino Other Release Nos.: IA-3408, IC-30085
34-67062	May 25, 2012	Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, And Catuity, Inc.
34-67061	May 25, 2012	Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-67060	May 24, 2012	Spencer C. Barasch
34-67051	May 24, 2012	Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67049	May 23, 2012	Frank D. Edwards, CA Other Release No.: AAER-3387
34-67048	May 23, 2012	Charles P. Morrison, CPA Other Release No.: AAER-3386
IA-3407	May 23, 2012	James E. Putman
34-67043	May 23, 2012	Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67042	May 22, 2012	UBS Financial Services Inc. of Puerto Rico
34-67041	May 22, 2012	Richard A. Finger, Jr.
34-67031	May 21, 2012	Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-67030	May 21, 2012	AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-67029	May 18, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67028	May 18, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
33-9324	May 18, 2012	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Other Release No.: 34-67019
34-67016	May 18, 2012	Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
IA-3406	May 17, 2012	Copeland Wealth Management
IA-3405	May 17, 2012	Belal K. Faruki
34-67002	May 16, 2012	J. Michael Scarborough and Royal Alliance Associates, Inc.
34-66999	May 16, 2012	Worldwide Energy And Manufacturing USA, Inc.
34-66998	May 16, 2012	QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
34-66996	May 16, 2012	Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp. Note: See also Chinese version of this Order
34-66991	May 15, 2012	John Jantzen
34-66990	May 15, 2012	Edward J. Marino
34-66988	May 15, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66987	May 15, 2012	Vineyard National Bancorp
34-66978	May 14, 2012	Kenneth A. Wolkoff
34-66977	May 14, 2012	George Sobol
34-66960	May 10, 2012	Robert C. Pribilski
34-66955	May 10, 2012	Adrenalina, Affinity Technology Group, Inc., BrainTech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
IA-3404	May 10, 2012	Martin Currie Inc. and Martin Currie Investment Management Ltd. Other Release No.: IC-30062
34-66948	May 9, 2012	Deloitte Touche Tohmatsu Certified Public Accountants Ltd.
34-66947	May 8, 2012	Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66942	May 8, 2012	Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66938	May 8, 2012	One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-66933	May 7, 2012	Telos, Inc., et al.; Tianrong Internet Products and Services, Inc.
34-66929	May 7, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66921	May 4, 2012	Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
34-66908	May 3, 2012	Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-66907	May 2, 2012	Matthew J. Gagnon
34-66906	May 2, 2012	SinoTech Energy Limited
34-66902	May 2, 2012	Recycle Tech, Inc.
34-66900	May 2, 2012	HydroGenetics, Inc.
34-66899	May 2, 2012	Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.)
34-66897	May 2, 2012	AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
33-9321	May 2, 2012	Hydrogenetics, Inc.
33-9318	May 1, 2012	UBS Financial Services Inc. of Puerto Rico Other Release No.: 34-66893 Note: See also the Orders Granting Waivers in this matter: 33-9319 and 33-9320
33-9317	May 1, 2012	Miguel A. Ferrer and Carlos J. Ortiz Other Release Nos.: 34-66892, IA-30058
34-66886	May 1, 2012	TMST, Inc.
34-66882	Apr. 30, 2012	Michael J. McNerney
34-66879	Apr. 30, 2012	Edward D. Puttick, Sr.
34-66878	Apr. 30, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66876	Apr. 30, 2012	LocatePlus Holdings Corporation
34-66875	Apr. 30, 2012	New Century Resources Corp.
34-66870	Apr. 27, 2012	Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
34-66858	Apr. 25, 2012	Aaron M. Glasser
34-66855	Apr. 25, 2012	Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-66854	Apr. 24, 2012	Egan-Jones Ratings Company and Sean Egan
34-66852	Apr. 24, 2012	Ryan Mark Reynolds
34-66851	Apr. 24, 2012	Eugene Science, Inc.
34-66850	Apr. 24, 2012	BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66849	Apr. 24, 2012	Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
34-66843	Apr. 23, 2012	Asiamart, Inc.
33-9315	Apr. 20, 2012	GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran Other Release Nos.: 34-66837, IA-3399, IC-30040
34-66836	Apr. 20, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
33-9314	Apr. 19, 2012	Johnny Clifton Other Release No.: 34-66835
34-66832	Apr. 19, 2012	Proelite, Inc. and Universal Guardian Holdings, Inc.
34-66831	Apr. 19, 2012	OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
IA-3397	Apr. 18, 2012	Brian J. Smart
34-66828	Apr. 18, 2012	MidSouth Capital, Inc. and Mark D. Hill Other Release No.: IA-3398, IC-30038
34-66826	Apr. 18, 2012	Brian S. Cherry
34-66824	Apr. 18, 2012	Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and Brandpartners Group, Inc.
34-66823	Apr. 18, 2012	JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66822	Apr. 17, 2012	Timothy T. Page
IA-3396	Apr. 17, 2012	David E. Howard II
33-9313	Apr. 16, 2012	optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman Other Release No.: 34-66815, IC-30034
34-66814	Apr. 16, 2012	Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
34-66803	Apr. 13, 2012	Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. (n/k/a Andover Energy Holdings, Inc.), Bravo! Brands, Inc., and BSML, Inc.
34-66801	Apr. 12, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. Mcdonald, and Douglas G. Frederick
34-66796	Apr. 12, 2012	Jorge L. Castillo, CPA Other Release No.: AAER-3380
34-66791	Apr. 12, 2012	Goldman, Sachs & Co. Note: See also the Order Granting a Waiver in this matter: 33-9312
IA-3395	Apr. 12, 2012	Mark Yagalla
34-66787	Apr. 12, 2012	AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-66783	Apr. 11, 2012	New Century Resources Corp.
34-66782	Apr. 11, 2012	National Stock Transfer, Inc.
34-66779	Apr. 11, 2012	Bluepoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corp., Chinese Manufacturers Online Corp., Long-E International, Inc., and Nano Superlattice Technology, Inc.
34-66778	Apr. 11, 2012	JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66775	Apr. 10, 2012	HQ Sustainable Maritime Industries, Inc.
34-66771	Apr. 9, 2012	hereUare, Inc.
34-66770	Apr. 9, 2012	China Agro-Technology Holdings LTD
IA-3394	Apr. 6, 2012	John D. Friedrich
33-9311	Apr. 6, 2012	Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66750	Apr. 5, 2012	Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66749	Apr. 5, 2012	Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66748	Apr. 5, 2012	Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66745	Apr. 5, 2012	Scott A. Wolf
34-66744	Apr. 5, 2012	Alvin C. Ramsey
IA-3391	Apr. 4, 2012	Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
34-66739	Apr. 4, 2012	Grant M. Carroll
34-66738	Apr. 4, 2012	Daniel J. Burns
34-66737	Apr. 4, 2012	John M. Williams Other Release No.: AAER-3377
34-66736	Apr. 4, 2012	Delilah A. Proctor
34-66735	Apr. 4, 2012	Bryan N. Polozola
34-66730	Apr. 4, 2012	BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
IA-3389	Apr. 3, 2012	Locust Offshore Management, LLC
34-66726	Apr. 3, 2012	Jerry L. Aubrey
IA-3388	Apr. 3, 2012	Andrey C. Hicks
34-66716	Apr. 3, 2012	ASP Ventures Corp.
34-66712	Apr. 2, 2012	Alex Martinez Other Release No.: IA-3390
34-66707	Apr. 2, 2012	Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
First Quarter
34-66700	Mar. 30, 2012	BNY Mellon Securities LLC and Mark Shaw
34-66694	Mar. 30, 2012	Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66693	Mar. 30, 2012	Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
34-66692	Mar. 30, 2012	JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC and National Community Builders, Inc.
34-66691	Mar. 30, 2012	China Ventures Limited And Chinatek, Inc.
34-66690	Mar. 30, 2012	China Convergent Corp., LTD.
34-66689	Mar. 30, 2012	Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
IC-30022	Mar. 29, 2012	Principal Mortgage Fund, Inc.
IC-30021	Mar. 29, 2012	Superior Community Capital Corporation
IC-30018	Mar. 29, 2012	International Asset Group, Inc.
IC-30015	Mar. 29, 2012	American Capital Partners Limited, Inc.
34-66687	Mar. 29, 2012	Interim Capital Corp. Other Release No.: IC-30019
34-66685	Mar. 29, 2012	Central Capital Venture Corporation Other Release No.: IC-30016
34-66684	Mar. 29, 2012	Andrea M. Ritchie
34-66683	Mar. 29, 2012	Joseph A. Padilla
34-66682	Mar. 29, 2012	Gary J. Yocom
34-66675	Mar. 29, 2012	Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.
34-66673	Mar. 29, 2012	Satyam Computer Services Limited d/b/a Mahindra Satyam
34-66672	Mar. 29, 2012	Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
33-9306	Mar. 29, 2012	OLM Ventures, Inc. Other Release Nos.: 34-66688, IC-30020
33-9305	Mar. 29, 2012	Entertainment Capital Corp. Other Release Nos.: 34-66686; IC-30017
34-66666	Mar. 27, 2012	Rafael Sanchez
34-66655	Mar. 26, 2012	Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.,
34-66653	Mar. 26, 2012	Channell Commercial Corporation
34-66647	Mar. 22, 2012	Roger Greer Note: See also 34-66647A
34-66640	Mar. 21, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66638	Mar. 21, 2012	Derek Lopez
34-66634	Mar. 21, 2012	Brenda A. Eschbach Other Release No.: IA-3384
34-66633	Mar. 21, 2012	American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66632	Mar. 21, 2012	American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66626	Mar. 20, 2012	Michael A. Kimelman
34-66621	Mar. 20, 2012	ProElite, Inc., and Universal Guardian Holdings, Inc.
34-66619	Mar. 20, 2012	Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66613	Mar. 16, 2012	American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66612	Mar. 16, 2012	JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Litewave Corp., and Luna Technologies International, Inc.
34-66608	Mar. 15, 2012	Eugene Science, Inc.
34-66606	Mar. 15, 2012	Asiamart, Inc.
34-66604	Mar. 15, 2012	ASP Ventures Corp.
34-66598	Mar. 14, 2012	John B. Frohling, Esq.
34-66594	Mar. 14, 2012	Sharespost, Inc. and Greg B. Brogger
33-9302	Mar. 14, 2012	Laurence Albukerk and EB Financial Group, LLC
34-66588	Mar. 14, 2012	Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66587	Mar. 14, 2012	JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66586	Mar. 13, 2012	China MediaExpress Holdings, Inc.
34-66585	Mar. 13, 2012	Alissa Joelle Kueng Other Release No.: IA-3382
34-66579	Mar. 13, 2012	Kings Road Entertainment, Inc.
34-66578	Mar. 13, 2012	Silvermex Resources Inc.
33-9301	Mar. 12, 2012	Armando Ruiz, and Maradon Holdings, LLC Other Release No.: 34-66573, IC-29978
34-66570	Mar. 12, 2012	Tapslide, Inc., TTC Technology Corp. (f/k/a Smartire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66547	Mar. 9, 2012	Richard Dalton
34-66546	Mar. 9, 2012	Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc.
34-66536	Mar. 8, 2012	Airbee Wireless, Inc. (ABEW), Axial Vector Engine Corp. (n/k/a Avec Corporation) (AVEC), and Exploration Drilling International, Inc. (EXDL)
34-66535	Mar. 7, 2012	Jason Zakocs
34-66534	Mar. 7, 2012	RealFund Investment Trust
34-66533	Mar. 7, 2012	Luis Garg
34-66532	Mar. 7, 2012	Aaron M. Glasser
34-66531	Mar. 7, 2012	Brian S. Cherry
IA-3380	Mar. 7, 2012	Jason Pflaum
34-66524	Mar. 7, 2012	Prime Star Group, Inc.
34-66523	Mar. 7, 2012	China Yingxia International, Inc.
34-66519	Mar. 6, 2012	Toolex International N.V., topjobs.net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66516	Mar. 6, 2012	James Clements
34-66510	Mar. 5, 2012	Joseph Valko
34-66509	Mar. 5, 2012	Syntax-Brillian Corporation
34-66505	Mar. 2, 2012	Heli Electronics Corp.
34-66496	Mar. 1, 2012	Strong Capital Management, Inc.
34-66492	Mar. 1, 2012	Aduddell Industries, Inc.,Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66491	Mar. 1, 2012	Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66490	Feb. 29, 2012	Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., House of Brussels Chocolates, Inc.
IA-3379	Feb. 28, 2012	Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
34-66480	Feb. 28, 2012	Telos, Inc., Tianrong Internet Products And Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66479	Feb. 27, 2012	Robert Chiu, (A/K/A Chi Hung Chiu) Other Release No.: AAER-3367
34-66478	Feb. 27, 2012	Thomas R. Fry
34-66477	Feb. 27, 2012	Bevan J. Wilde
34-66476	Feb. 27, 2012	Gary W. Hansen
34-66475	Feb. 27, 2012	Michael G. Butcher
34-66474	Feb. 27, 2012	James B. Mooring
34-66473	Feb. 27, 2012	Michael W. Averett
IA-3378	Feb. 27, 2012	Damian Omar Valdez
IA-3377	Feb. 27, 2012	Shawn R. Merriman
34-66470	Feb. 27, 2012	JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC, and National Community Builders, Inc.
34-66468	Feb. 24, 2012	Mary Beth Stevens; Paul W. Oliver, Jr. Note: See also the Final Plan of Distribution
34-66457	Feb. 24, 2012	Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66456	Feb. 24, 2012	American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
IA-3375	Feb. 23, 2012	Jon Edward Hankins
34-66448	Feb. 23, 2012	Ramco Energy PLC (N/K/A Seaenergy PLC), Rti, Inc., Rtica Corp., Runcorp, Inc. (F/K/A Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., Spectracom, Inc., Sportsco, Inc., and Stationmate, Inc. (N/K/A Oxysure, Inc.)
34-66447	Feb. 23, 2012	JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66446	Feb. 23, 2012	Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and MobilePro Corp.
34-66443	Feb. 22, 2012	Robert S. Brown
34-66437	Feb. 22, 2012	Bio-Warm Corp. (n/k/a PHI Gold Corp.)
34-66436	Feb. 22, 2012	Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66435	Feb. 21, 2012	Daniel J. Burns
34-66425	Feb. 17, 2012	American Skandia Investment Services, Inc.
34-66424	Feb. 17, 2012	Robert Rossi
34-66423	Feb. 17, 2012	Stephen E. Bowman
34-66419	Feb. 17, 2012	BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66417	Feb. 17, 2012	Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66416	Feb. 16, 2012	George David Gordon
34-66415	Feb. 16, 2012	George David Gordon
IA-3374	Feb. 16, 2012	Michelle W. Palm
IA-3373	Feb. 15, 2012	James Davis Risher
IA-3371	Feb. 15, 2012	Robert Pinkas
34-66396	Feb. 15, 2012	Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66395	Feb. 14, 2012	Dustin D. White
34-66388	Feb. 13, 2012	Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66374	Feb. 10, 2012	Marc J. Riviello
34-66368	Feb. 9, 2012	Robert C. Koeller
34-66365	Feb. 9, 2012	Gregg M.S. Berger
34-66353	Feb. 7, 2012	Shaun P. Whiteley Other Release No.: AAER-3366
34-66352	Feb. 7, 2012	Lynne Norman Other Release No.: AAER-3365
34-66351	Feb. 7, 2012	Matthew Bell, ACA Other Release No.: AAER-3364
34-66339	Feb. 7, 2012	EvergreenBancorp, Inc.
34-66338	Feb. 7, 2012	Broadcaster, Inc.
34-66337	Feb. 7, 2012	Advanced Mineral Technologies, Inc.
34-66336	Feb. 7, 2012	Crown Northcorp, Inc.
34-66333	Feb. 6, 2012	Gerald E. Patera
IA-3368	Feb. 6, 2012	Christopher T. Vulliez
34-66332	Feb. 6, 2012	Arthur Lin Other Release No.: IA-3367
34-66331	Feb. 6, 2012	Telos, Inc., Tianrong Internet Products and Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66330	Feb. 6, 2012	Steven R. Long
34-66329	Feb. 6, 2012	Stanley M. Paulic
34-66323	Feb. 6, 2012	PPOL, Inc.
34-66319	Feb. 3, 2012	Todd Leslie Treadway
34-66318	Feb. 3, 2012	Alan Labineri
34-66317	Feb. 3, 2012	Margaret Grey
34-66316	Feb. 3, 2012	Khurram Tanwir
34-66314	Feb. 2, 2012	Craig Drimal
34-66313	Feb. 2, 2012	David Plate
34-66312	Feb. 2, 2012	Dale Shafer, CPA Other Release No.: AAER-3362
34-66304	Feb. 2, 2012	China Yingxia International, Inc.
34-66303	Feb. 2, 2012	Along Mobile Technologies, Inc.
34-66302	Feb. 2, 2012	China Convergent Corp., Ltd.
34-66300	Feb. 2, 2012	Beicang Iron & Steel, Inc.
34-66298	Feb. 2, 2012	BluePoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corporation, Chinese Manufacturers Online Corp., Long-e International, Inc., and Nano Superlattice Technology, Inc.,
34-66296	Feb. 2, 2012	American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66294	Feb. 2, 2012	Blue Earth Refineries, Inc.
34-66293	Feb. 2, 2012	China Agro-Technology Holdings Ltd.
34-66291	Feb. 2, 2012	China Ventures Limited and Chinatek, Inc.
34-66290	Feb. 2, 2012	Heli Electronics Corp.
33-9298	Feb. 1, 2012	GE Funding Capital Market Services, Inc.
33-9297	Feb. 1, 2012	GE Funding Capital Market Services, Inc. Other Release No.: 34-66289
34-66283	Jan. 31, 2012	Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
34-66281	Jan. 31, 2012	Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
34-66269	Jan. 30, 2012	Christopher J. Kelly, ACA and Margaret Hebb, ACA Other Release No.: AAER-3359
34-66268	Jan. 30, 2012	Symmetry Medical, Inc. and Fred L. Hite Other Release No.: AAER-3358
34-66267	Jan. 30, 2012	RPM Advantage, Inc.
34-66264	Jan. 27, 2012	Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.
34-66259	Jan. 26, 2012	Theodore W. Urban Other Release No.: IA-3366
34-66258	Jan. 26, 2012	Tamara M. Davis
34-66249	Jan. 26, 2012	Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-66248	Jan. 26, 2012	Mercury Capital and Lisa R. Hyatt
34-66247	Jan. 26, 2012	Richard V. Rizzo
33-9296	Jan. 26, 2012	Spencer D. Mindlin, and Alfred C. Mindlin, CPA Other Release No.: 34-66246, IA-3365, IC-29936
34-66240	Jan. 26, 2012	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-66237	Jan. 25, 2012	Bob Nguyen
IA-3364	Jan. 25, 2012	Samir Barai
IA-3363	Jan. 25, 2012	John D. Friedrich
IA-3362	Jan. 25, 2012	Alain A. Assemi
IA-3361	Jan. 25, 2012	Timothy J. Clyman
34-66236	Jan. 25, 2012	Janus Capital Management LLC
34-66233	Jan. 25, 2012	Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66217	Jan. 24, 2012	Shengtai Power International, Inc. and Singer Co. N.V.
34-66212A	Jan. 23, 2012	1st Discount Brokerage, Inc. and Michael R. Fisher Other Release No.: IA-3360A
34-66211	Jan. 23, 2012	e-Smart Technologies, Inc., et al.
IA-3359	Jan. 20, 2012	Noah Freeman
34-66206	Jan. 20, 2012	AXA Advisors, LLC
34-66205	Jan. 20, 2012	Leo T. Buggy
34-66198	Jan. 20, 2012	Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66197	Jan. 20, 2012	Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66196	Jan. 20, 2012	Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66195	Jan. 20, 2012	AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-66194	Jan. 19, 2012	Derek Lopez
IA-3358	Jan. 19, 2012	Charles P. Copeland
34-66191	Jan. 19, 2012	e-Smart Technologies, Inc.
34-66185	Jan. 19, 2012	Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66184	Jan. 19, 2012	TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66182	Jan. 18, 2012	Gregory Bartko, Esq.
34-66181	Jan. 18, 2012	Gregory Bartko, Esq. Other Release No.: IA-3357
IA-3356	Jan. 17, 2012	UBS Global Asset Management (Americas) Inc. Other Release No.: IC-29920
IA-3355	Jan. 17, 2012	Lisa B. Premo Other Release No.: IC-29919
34-66162	Jan. 17, 2012	Charles Mark Hall
34-66161	Jan. 17, 2012	Chalmer E. Detling, II, Esq.
34-66160	Jan. 17, 2012	BSK & Tech, Inc.
34-66157	Jan. 13, 2012	1st Global Stock Transfer LLC and Helen Bagley
IA-3353	Jan. 13, 2012	RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen Other Release No.: IC-29917
34-66154	Jan. 13, 2012	Sarang Ahuja
34-66152	Jan. 13, 2012	William R. Michael Other Release No.: IA-3352
34-66151	Jan. 13, 2012	Don C. Winkler
34-66150	Jan. 13, 2012	Clifton K. Oram
IA-3351	Jan. 13, 2012	Cory A. Martin
34-66147	Jan. 12, 2012	William C. Tak Other Release No.: IA-3350
34-66146	Jan. 12, 2012	Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66144	Jan. 11, 2012	Kay Berensen-Galster Note: See also 34-66144A
34-66143	Jan. 11, 2012	Justin William Rifkin
34-66142	Jan. 11, 2012	Lloyd V. Barriger Other Release No.: IA-3349
34-66127	Jan. 10, 2012	Stephen M. Folan
34-66117	Jan. 6, 2012	RPM Advantage, Inc.
34-66101	Jan. 4, 2012	James L. Haley
33-9291	Jan. 4, 2012	Anthony Fields, CPA D/B/A Anthony Fields & Associates and D/B/A Platinum Securities Brokers
34-66089	Jan. 3, 2012	Clyde R. Parks
34-66088	Jan. 3, 2012	William Echeverri
34-66076	Jan. 3, 2012	Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.

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