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Administrative Proceedings Archive 2010

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

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Release No. Date Respondents
Fourth Quarter
34-63622 Dec 30, 2010 Ralph W. Thompson, Jr.
IA-3130 Dec 29, 2010 Enrique F. Villalba
IA-3127 Dec 23, 2010 Aaron Riddle
34-63608 Dec 23, 2010 Barry Schwartz
34-63605 Dec 23, 2010 Edward Tamimi
34-63600 Dec 22, 2010 James M. Schneider, CPA
Other Release Number(s): AAER-3222
34-63586 Dec 21, 2010 Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
34-63583 Dec 21, 2010 EC Power, Inc., Electro Energy, Inc., EMB Corporation (n/k/a AMT Group, Inc.), Encore Computer Corp., Enhance Life Sciences, Inc., e.Nvizion Communications Group Ltd., and Exchange Applications, Inc.
33-9167 Dec 21, 2010 American Pegasus LDG, LLC, American Pegasus Investment Management, Inc., Benjamin P. Chui, Charles E. Hall, Jr., and Triffany Mok
Other Release Number(s): 34-63585, IA-3125, IC-29542
34-63578 Dec 20, 2010 Milan Belans (CPA)
Other Release Number(s): AAER-3220
33-9166 Dec 20, 2010 Moore Stephens Wurth Frazer & Torbet LLP and K. Dean Yamagata, CPA
Other Release Number(s): 34-63579, AAER-3221
IA-3124 Dec 17, 2010 Daniel Spitzer
34-63571 Dec 17, 2010 Banc of America Securities LLC
34-63570 Dec 17, 2010 C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-63565 Dec 16, 2010 Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
34-63563 Dec 16, 2010 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-63560 Dec 16, 2010 Alvin L. Dahl, CPA
Other Release Number(s): AAER-3218
IA-3123 Dec 14, 2010 John W. Lawton
33-9163 Dec 14, 2010 MMR Investment Bankers, LLC (d/b/a MMR, Inc.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release Number(s): 34-63543
34-63529 Dec 10, 2010 Gordon A. Driver
34-63528 Dec 10, 2010 Steven Byers
34-63518 Dec 10, 2010 PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
See also: Final Plan of Distribution
34-63516 Dec 10, 2010 Golden Goose Resources, Inc. (f/k/a Muscocho Explorations, Ltd.)
34-63511 Dec 9, 2010 Kevin W. Quinn
Other Release Number(s): IC-29523
34-63510 Dec 9, 2010 Jefferies and Co., Inc.
34-63478 Dec 9, 2010 Steven L. Rattner
34-63477 Dec 8, 2010 Bryan S. Rogers
34-63474 Dec 8, 2010 Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
34-63473 Dec 8, 2010 Paul R. Beckwith (CPA)
Other Release Number(s): AAER-3216
34-63460 Dec 8, 2010 Gartmore Investment Limited
Other Release Number(s): IA-3121
34-63459 Dec 8, 2010 Speednet, Inc., Springfield Acquisitions Corp., Stemcell Global Research, Inc., Sutton Resources Ltd., and System Software Associates, Inc.
34-63458 Dec 8, 2010 Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
34-63457 Dec 8, 2010 Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
34-63451 Dec 7, 2010 Banc of America Securities LLC
34-63450 Dec 7, 2010 Douglas Lee Campbell
Other Release Number(s): IA-3120
34-63449 Dec 7, 2010 Gerson Asset Management, Inc. and Seth Gerson
34-63446 Dec 7, 2010 Edentify, Inc., Embryo Development Corp., Enesco Group, Inc., Entertainment Is Us, Inc., Entropin, Inc., Epicus Communications Group, Inc., Epixtar Corp., and Evans, Inc. (n/k/a Fur Company A)
34-63445 Dec 6, 2010 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz
34-63438 Dec 6, 2010 Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63433 Dec 6, 2010 Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical Environment Solutions, Inc.
34-63429 Dec 3, 2010 Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
34-63424 Dec 3, 2010 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-63421 Dec 3, 2010 Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic Financial Corp., Equisure, Inc., and Equus Gaming Co.
34-63420 Dec 2, 2010 Zurich Capital Markets, Inc.
34-63410 Dec 2, 2010 Payphone Wind Down Corp.
34-63409 Dec 2, 2010 Colormax Technologies, Inc.
34-63408 Dec 2, 2010 Animatrix, Inc., Apex Resorts Corp. (n/k/a West Hawk Development Corp.), Apollo Capital Group, Inc., Artibles, Inc., Asche Transportation Services, Inc., Asia Supernet Corp., Assembly and Manufacturing Systems, Inc., and Azul Holdings, Inc.
IA-3117 Dec 1, 2010 Neil Godbole
34-63407 Dec 1, 2010 Janus Capital Management LLC
34-63401 Dec 1, 2010 Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic Financial Corp., Equisure, Inc., and Equus Gaming Co.
34-63399 Nov 30, 2010 Morgan Stanley & Co. Incorporated
34-63392 Nov 30, 2010 Milowe Allen Brost, a/k/a Milo Brost, a/k/a M.B. Gonne, a/k/a Phillip K. Collins
33-9160 Nov 30, 2010 Priscilla G. Sabado
Other Release Number(s): 34-63394, IA-3116
34-63384 Nov 29, 2010 Dennis H. Johnston, Esq.
34-63380 Nov 29, 2010 Mid-American Waste Systems, Inc., Midwest Energy Companies, Inc., Mimbres Valley Farmers Association, Inc., MRL, Inc., MTX International, Inc., Multiple Dimensional Laser Technologies, Inc., and Muse Technologies, Inc.
34-63379 Nov 26, 2010 Nildo Verdeja
34-63378 Nov 26, 2010 Iliana Maceiras
34-63377 Nov 26, 2010 Leonard Maceiras Jr.
34-63374 Nov 24, 2010 Hector Gallardo, Michael Zurita, and Orion Trading, LLC
34-63371 Nov 24, 2010 John Briner
34-63370 Nov 24, 2010 Electrosound Group, Inc., Elektryon, Evolutions, Inc., Excelsior-Henderson Motorcycle Manufacturing Co., Executive National Development Corp., and Ezcony Interamerica, Inc.
34-63369 Nov 24, 2010 Spendthrift Farm, Inc., Sport of Kings, Inc., Sportsend, Inc., Stacey's Buffet, Inc., Star Partners, Ltd., Sterling Equity Holdings, Inc., Sterling Financial Corp., and Storage @ccess Technologies, Inc., (n/k/a Bluepoint Data, Inc.)
34-63365 Nov 23, 2010 Robert M. Jaffe
Other Release Number(s): IA-3115
34-63362 Nov 23, 2010 Speednet, Inc., Springfield Acquisitions Corp., Stemcell Global Research, Inc., Sutton Resources Ltd., and System Software Associates, Inc.
34-63360 Nov 23, 2010 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
IA-3112 Nov 22, 2010 F&S Asset Management Group, Inc.
34-63358 Nov 22, 2010 New Castle Funds LLC
Other Release Number(s): IA-3114
34-63356 Nov 22, 2010 Catherine Rozanski (CPA)
Other Release Number(s): AAER-3214
34-63354 Nov 22, 2010 World Group Securities, Inc.
34-63353 Nov 22, 2010 George Wesley Harris
33-9159 Nov 22, 2010 Emil C. Busse, Jr.
Other Release Number(s): 34-63355, IA-3113, IC-29503
34-63344 Nov 19, 2010 Electrosound Group, Inc., Elektryon, Evolutions, Inc., Excelsior-Henderson Motorcycle Manufacturing Co., Executive National Development Corp., and Ezcony Interamerica, Inc.
34-63343 Nov 19, 2010 Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions, Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties Holdings, Inc.), Stormedia, Inc., Strategic Partners, Inc., STS Liquidating Corp.(f/k/a Sym-Tek Systems, Inc.), and Symplex Communications Corp.
33-9157 Nov 19, 2010 Conal C. Doyle
Other Release Number(s): 34-63345
34-63328 Nov 17, 2010 Walter W. Knitter
34-63327 Nov 17, 2010 VIPC Communications, Inc. and Vizario, Inc.
34-63326 Nov 17, 2010 Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical Environment Solutions, Inc.
34-63323 Nov 17, 2010 The Buckingham Research Group, Inc.
Other Release Number(s): IA-3109
IA-3108 Nov 16, 2010 Thrasher Capital Management, LLC and James Perkins
34-63315 Nov 15, 2010 Algird M. Norkus
Other Release Number(s): IA-3107
IA-3104 Nov 10, 2010 Robert J. Sucarato
34-63303 Nov 10, 2010 Won Sok Lee and Yung Bae Kim
Other Release Number(s): IA-3106
34-63302 Nov 10, 2010 Won Sok Lee and Yung Bae Kim
Other Release Number(s): IA-3105
34-63298 Nov 10, 2010 Cape Systems Group, Inc., Caribbean Cigar Company, Casual Male Corp., Cell Power Technologies, Inc., Cellmetrix, Inc. (f/k/a BCAM International, Inc.), Cellular Products, Inc. (n/k/a 872 Main Street Corp.), Ceptor Corp., CGS Scientific Corp., and Ciprico, Inc.
34-63297 Nov 10, 2010 Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic Financial Corp., Equisure, Inc., and Equus Gaming Co.
34-63296 Nov 10, 2010 Edentify, Inc., Embryo Development Corp., Enesco Group, Inc., Entertainment Is Us, Inc., Entropin, Inc., Epicus Communications Group, Inc., Epixtar Corp., and Evans, Inc. (n/k/a Fur Company A)
34-63294 Nov 10, 2010 AOB Holdings, Inc., Applied Data Communications, Inc., Appoint Technologies, Inc., Aqua Care Systems, Inc., AquaSciences International, Inc., and Arix Corp.
IA-3103 Nov 9, 2010 Robert L. Duncan
34-63290 Nov 9, 2010 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
34-63289 Nov 9, 2010 Jose O. Vianna, Jr.
34-63281 Nov 9, 2010 Gary S. Becker and Gregory S. Schaefer
34-63280 Nov 9, 2010 Damyon Mouzon
34-63279 Nov 9, 2010 Ralph W. Thompson, Jr.
34-63269 Nov 8, 2010 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
See also: Proposed Plan of Distrbution
Comments:
Submit Comments on Proposed Plan of Distribution
34-63265 Nov 5, 2010 Leslie L. Jackson, CPA
Other Release Number(s): AAER-3211
34-63264 Nov 5, 2010 Robert W. Davis (CPA)
Other Release Number(s): AAER-3210
34-63263 Nov 5, 2010 Randall D. Imhoff (CPA)
Other Release Number(s): AAER-3209
34-63262 Nov 5, 2010 Nicholas A. R. Dunning, ACA
Other Release Number(s): AAER-3208
34-63261 Nov 5, 2010 Victor Selenow
34-63249 Nov 4, 2010 Mid-American Waste Systems, Inc., Midwest Energy Companies, Inc., Mimbres Valley Farmers Association, Inc., MRL, Inc., MTX International, Inc., Multiple Dimensional Laser Technologies, Inc., and Muse Technologies, Inc.
34-63248 Nov 4, 2010 Animatrix, Inc., Apex Resorts Corp. (n/k/a West Hawk Development Corp.), Apollo Capital Group, Inc., Artibles, Inc., Asche Transportation Services, Inc., Asia Supernet Corp., Assembly and Manufacturing Systems, Inc., and Azul Holdings, Inc.
34-63243 Nov 4, 2010 Royal Dutch Shell plc and Shell International Exploration and Production Inc.
Other Release Number(s): AAER-3204
IA-3102 Nov 3, 2010 Gregory M. Bell
34-63240 Nov 3, 2010 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-63234 Nov 3, 2010 Electrosound Group, Inc., Elektryon, Evolutions, Inc., Excelsior-Henderson Motorcycle Manufacturing Co., Executive National Development Corp., and Ezcony Interamerica, Inc.
34-63233 Nov 3, 2010 Spence-Lingo & Company, Ltd.
34-63232 Nov 2, 2010 Joseph D. Bonanno
Other Release Number(s): IA-3101
34-63225 Nov 2, 2010 Camera Platforms International, Inc., Castleguard Energy, Inc., CD Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a Cellcom I Corp.), and Central Utilities Production Corp.
34-63224 Nov 2, 2010 Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
33-9156 Nov 2, 2010 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
Other Release Number(s): 34-63231, IA-3100, IC-29495
34-63221 Nov 1, 2010 Putnam Investment Management, LLC
34-63216 Nov 1, 2010 Amereco, Inc., American Atlas Resources Corp., American Classic Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc., Ametech, Inc., and Ampace Corp.
33-9155 Nov 1, 2010 Mazhar Ul Haque
34-63212 Oct 29, 2010 Jeffrey M. Zamorsky
34-63210 Oct 29, 2010 Camera Platforms International, Inc., Castleguard Energy, Inc., CD Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a Cellcom I Corp.), and Central Utilities Production Corp.
34-63205 Oct 28, 2010 Barry Schwartz
34-63204 Oct 28, 2010 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-63203 Oct 28, 2010 Fremont Investment Advisors, Inc.
34-63201 Oct 27, 2010 Spendthrift Farm, Inc., Sport of Kings, Inc., Sportsend, Inc., Stacey's Buffet, Inc., Star Partners, Ltd., Sterling Equity Holdings, Inc., Sterling Financial Corp., and Storage @ccess Technologies, Inc., (n/k/a Bluepoint Data, Inc.)
34-63200 Oct 27, 2010 Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions, Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties Holdings, Inc.), Stormedia, Inc. (f/k/a Sym-Tek Systems, Inc.), Strategic Partners, Inc., STS Liquidating Corp., and Symplex Communications Corp.
34-63184 Oct 27, 2010 Stuart E. Rawitt
34-63183 Oct 27, 2010 Edward Tamimi
34-63182 Oct 27, 2010 Amereco, Inc., American Atlas Resources Corp., American Classic Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc., Ametech, Inc., and Ampace Corp.
34-63178 Oct 26, 2010 American Aircarriers Support, Inc., American Artists Entertainment Corp., American Complex Care, Inc., American Prepaid Legal Services, Inc., and Amtech Financial Corp.
34-63173 Oct 25, 2010 Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison
34-63172 Oct 25, 2010 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
See also: Final Plan of Distribution
34-63168 Oct 25, 2010 United Education & Software, Inc., United Film Partners, Inc. (n/k/a Seoul Movie USA, Inc.), United Leisure Corp., and United Rayore Gas, Ltd.
IA-3099 Oct 22, 2010 Sands Brothers Asset Management LLC, Steven Sands, and Martin Sands
34-63159 Oct 22, 2010 Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect, Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
34-63154 Oct 21, 2010 Patricia A. McKay, CPA
34-63153 Oct 21, 2010 Stephen A. Odland
34-63152 Oct 21, 2010 Office Depot, Inc.
Other Release Number(s): AAER-3198
34-63144 Oct 21, 2010 General American Life Insurance Company and William C. Thater
34-63143 Oct 21, 2010 Strong Capital Management, Inc., et al.
34-63131 Oct 19, 2010 Electrosound Group, Inc., Elektryon, Evolutions, Inc., Excelsior-Henderson Motorcycle Manufacturing Co., Executive National Development Corp., and Ezcony Interamerica, Inc.
34-63128A Oct 19, 2010 Cape Systems Group, Inc., Caribbean Cigar Company, Casual Male Corp., Cell Power Technologies, Inc., Cellmetrix, Inc. (f/k/a BCAM International, Inc.), Cellular Products, Inc. (n/k/a 872 Main Street Corp.), Ceptor Corp., CGS Scientific Corp., and Ciprico, Inc.
34-63118 Oct 15, 2010 Ark Asset Management Co., Inc.
34-63115 Oct 15, 2010 George Wesley Harris
34-63114 Oct 15, 2010 Gregory C. Gunn
34-63111 Oct 15, 2010 Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and THC Communications, Inc.
34-63100 Oct 14, 2010 Millennia Automated Products, Inc., Millennium Software, Inc., Momentum Software Corp., Moonlight International Corp., Moviefone, Inc., MSI Electronics, Inc., and Multimedia Concepts International, Inc.
34-63099 Oct 14, 2010 e-DOCS.MD, Inc., Electrical Generation Technology Corp., Electrosource, Inc., eLinear, Inc., Elite Logistics, Inc., Elite Technologies, Inc., Emerald Capital Holdings, Inc., Enviropact, Inc., and eTravelserve.com, Inc.
34-63081 Oct 13, 2010 Camera Platforms International, Inc., Castleguard Energy, Inc., CD Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a Cellcom I Corp.), and Central Utilities Production Corp.
34-63079 Oct 13, 2010 Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and THC Communications, Inc.
34-63078 Oct 13, 2010 Prospero Group
34-63075 Oct 12, 2010 Speed of Thought Trading Corp. (f/k/a Emperor Penguin, Inc.), Sports/Entertainment Group, Inc., Standard Automotive Corp., Starmet Corp., Stearman Enterprises, Inc., Streamline.com, Inc., and Supradur Companies, Inc.
34-63074 Oct 12, 2010 Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect, Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
34-63069 Oct 8, 2010 Stephen J. Brace
34-63065 Oct 8, 2010 Anything2ship, Inc., Aquaculture Resources Management, Inc., Arcadia Investments, Inc., Armitec, Inc., Arrow Capital Group, Inc., August Financial Holding Co., Inc., and AW Computer Systems, Inc.
34-63062 Oct 7, 2010 Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
34-63061 Oct 7, 2010 Michael S. Joseph, CPA
Other Release Number(s): AAER-3196
34-63060 Oct 7, 2010 J.P. Morgan Securities Inc.
See also: Final Plan of Distribution
34-63059 Oct 7, 2010 PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
See also: Proposed Plan of Distribution;
Appendix: Methodology for Calculating Shareholder Harm
34-63058 Oct 7, 2010 Villa Pasta, Inc., VIP Global Capital, Inc., Virtual World of Sports, Inc. (f/k/a Accord Ventures, Inc.), Viva Gaming & Resorts, Inc., VJG4, Inc., Voice IT Worldwide, Inc. The Voyager Group, Inc., and Vu-Data Corp.
34-63048 Oct 6, 2010 AOB Holdings, Inc., Applied Data Communications, Inc., Appoint Technologies, Inc., Aqua Care Systems, Inc., AquaSciences International, Inc., and Arix Corp.
34-63047 Oct 6, 2010 Robert Comiskey
IA-3097 Oct 5, 2010 Robert P. Pinkas
34-63037 Oct 5, 2010 America First Associates Corp., American Eco Corp., American Income 2 LP, American Income 3 LP, American International Assets, Inc., American Leasing Investors V-C, American Sensors, Inc., and Americana Hotels & Realty Corp.
34-63033 Oct 4, 2010 Victor R. Wahba, CPA
Other Release Number(s): AAER-3195
34-63030 Oct 4, 2010 Altschuler, Melvoin and Glasser LLP, and G. Victor Johnson, II, CPA
Other Release Number(s): IA-3096, AAER-3194
Third Quarter
34-63020 Sep 30, 2010 Spence-Lingo & Company, Ltd.
34-63019 Sep 30, 2010 FreedomTree Mutual Funds and Asset Management, LLC, d/b/a FreedomTree AssetManagement, LLC; Spence-Lingo & Company, Ltd. d/b/a FreedomTree Transfer Agency; and Jermaine Ezekiel Spence
Other Release Number(s): IA-3095
33-9147 Sep 30, 2010 John P. Flannery, and James D. Hopkins
Other Release Number(s): 34-63018, IA-3094, IC-29451
IA-3093 Sep 29, 2010 Systematic Financial Associates, Inc.
IA-3091 Sep 29, 2010 Ark Asset Management Co., Inc.
34-63015 Sep 29, 2010 Konrad C. Kafarski
34-63014 Sep 29, 2010 Sandra Venetis
34-63013 Sep 29, 2010 Stephen Durland (CPA)
Other Release Number(s): AAER-3190
34-63012 Sep 29, 2010 American Aircarriers Support, Inc., American Artists Entertainment Corp., American Complex Care, Inc., American Prepaid Legal Services, Inc., and Amtech Financial Corp.
34-63011 Sep 29, 2010 Amereco, Inc., American Atlas Resources Corp., American Classic Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc., Ametech, Inc., and Ampace Corp.
34-63009 Sep 29, 2010 Lina Lopez a/k/a Nazly Cucunuba Lopez
34-63008 Sep 29, 2010 Guillermo D. Clamens
34-63006 Sep 29, 2010 Valentine Capital Asset Management, Inc. and John Leo Valentine
Other Release Number(s): IA-3090
34-62999 Sep 28, 2010 Igor Poteroba
Other Release Number(s): IA-3089
34-62998 Sep 28, 2010 Thomas Michael Rittweger
34-62996 Sep 27, 2010 Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
Other Release Number(s): IA-3088
34-62994 Sep 27, 2010 Geotec, Inc., Innopet Brands Corp., Marbledge Group, Inc. (n/k/a AR Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and Westpoint Stevens, Inc.
34-62988 Sep 24, 2010 Sunopta, Inc., Steven R. Bromley, CGA, and John H. Dietrich, CA
Other Release Number(s): AAER-3189
34-62986 Sep 24, 2010 The Tag Group, Inc., T.C.B. Enterprises, Inc., Technology International, Ltd., Telelink International Corp., Teletimer International, Inc., Telmed, Inc., Texas American Resources, Inc., and Texas Equipment Corp.
34-62985 Sep 24, 2010 Microwave Laboratories, Inc., Millionaire.com, Inc., Mirador Diversified Services, Inc., ML Direct, Inc., MLH Properties Ltd. Partnership, Modena 4, Inc., Motor Cars Auto Group, Inc., and Multi Solutions, Inc.
34-62982 Sep 23, 2010 Carlson Capital, L.P.
34-62979 Sep 23, 2010 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
34-62978 Sep 23, 2010 Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.), CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza International, Inc.
33-9145 Sep 23, 2010 Sierra Financial Advisors, LLC, Michael E. Earl, and Michael L. Breakey
Other Release Number(s): 34-62984, IA-3087, IC-29439
34-62976 Sep 22, 2010 Philip Lee David Jack Thomas
34-62975 Sep 22, 2010 Anthony ("Tony") J. Oliva
34-62974 Sep 22, 2010 Eric J. Hollowell
34-62973 Sep 22, 2010 Matthew A. Dies
34-62972 Sep 22, 2010 William Dyer
34-62967 Sep 22, 2010 Geotec, Inc., Innopet Brands Corp., Marbledge Group, Inc. (N/K/A Ar Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and Westpoint Stevens, Inc.
34-62962 Sep 21, 2010 e-DOCS.MD, Inc., Electrical Generation Technology Corp., Electrosource, Inc., eLinear, Inc., Elite Logistics, Inc., Elite Technologies, Inc., Emerald Capital Holdings, Inc., Enviropact, Inc., and eTravelserve.com, Inc.
34-62958 Sep 21, 2010 Sintec Co. Ltd.
34-62957 Sep 21, 2010 Four Crystal Funding, Inc.
34-62944 Sep 20, 2010 United Education & Software, Inc., United Film Partners, Inc. (n/k/a Seoul Movie USA, Inc.), United Leisure Corp., and United Rayore Gas, Ltd.
34-62943 Sep 20, 2010 Millennia Automated Products, Inc., Millennium Software, Inc., Momentum Software Corp., Moonlight International Corp., Moviefone, Inc., MSI Electronics, Inc., and Multimedia Concepts International, Inc.
34-62939 Sep 20, 2010 David A. Swoish
34-62938 Sep 20, 2010 Jeffrey M. Zamorsky
IC-29417 Sep 17, 2010 Daxor Corporation
34-62936 Sep 17, 2010 Cornerstone Capital Management, Inc., and Laura Jean Kent
34-62931 Sep 17, 2010 Lambros D. Ballas
34-62926 Sep 17, 2010 Appiant Technologies, Inc., Cobalis Corp., FutureLink Corp., STM Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, Inc.), and Women First Healthcare, Inc.
IA-3084 Sep 16, 2010 David R. Slaine
34-62922 Sep 15, 2010 Frank L. Schwartz
34-62920 Sep 15, 2010 Frank L. Constantino
34-62918 Sep 15, 2010 Aaron Donald Vallett
34-62917 Sep 15, 2010 Jason T. Rose
34-62916 Sep 15, 2010 Mark D. Long
34-62915 Sep 15, 2010 David G. Rose
34-62913 Sep 15, 2010 PanWorld Minerals International, Inc.
34-62905 Sep 14, 2010 Speed of Thought Trading Corp. (f/k/a Emperor Penguin, Inc.), Sports/Entertainment Group, Inc., Standard Automotive Corp., Starmet Corp., Stearman Enterprises, Inc., Streamline.com, Inc., and Supradur Companies, Inc.
34-62904 Sep 14, 2010 Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect, Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
34-62903 Sep 14, 2010 Anything2ship, Inc., Aquaculture Resources Management, Inc., Arcadia Investments, Inc., Armitec, Inc., Arrow Capital Group, Inc., August Financial Holding Co., Inc., and AW Computer Systems, Inc.
34-62899 Sep 13, 2010 KMJ Corbin & Company, LLP, Kendall G. Merkley, CPA, and Anthony J. Price, CPA
Other Release Number(s): AAER-3185
34-62895 Sep 13, 2010 Prospero Group
IA-3082 Sep 10, 2010 Steven W. Salutric
34-62890 Sep 10, 2010 Brad A. Morrice, Esq.
34-62889 Sep 10, 2010 Patti M. Dodge, CPA
Other Release Number(s): AAER-3184
34-62888 Sep 10, 2010 David N. Kenneally, CPA
Other Release Number(s): AAER-3183
34-62872 Sep 9, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62871 Sep 9, 2010 UB&T Financial Services Corp., United Community Holdings, Inc., United Homes, Inc., United Magazine Co., and United Shields Corp.
IA-3080 Sep 8, 2010 Gregory Vincent Cronin
34-62868 Sep 8, 2010 Kenneth Bruce Baker
34-62865 Sep 8, 2010 Kevin J. Schott, CPA
Other Release Number(s): AAER-3181
34-62862 Sep 7, 2010 Jason Hertz
34-62861 Sep 7, 2010 The Tag Group, Inc., T.C.B. Enterprises, Inc., Technology International, Ltd., Telelink International Corp., Teletimer International, Inc., Telmed, Inc., Texas American Resources, Inc., and Texas Equipment Corp.
34-62860 Sep 7, 2010 Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and THC Communications, Inc.
34-62859 Sep 7, 2010 Microwave Laboratories, Inc., Millionaire.com, Inc., Mirador Diversified Services, Inc., ML Direct, Inc., MLH Properties Ltd. Partnership, Modena 4, Inc., Motor Cars Auto Group, Inc., and Multi Solutions, Inc.
34-62852 Sep 7, 2010 America First Associates Corp., American Eco Corp., American Income 2 LP, American Income 3 LP, American International Assets, Inc., American Leasing Investors V-C, American Sensors, Inc., and Americana Hotels & Realty Corp.
33-9139 Sep 7, 2010 Neal R. Greenberg
Other Release Number(s): 34-62855, IA-3079, IC-29411
34-62848 Sep 3, 2010 Prudential Equity Group, LLC formerly known as Prudential Securities Inc.
34-62844 Sep 3, 2010 Edward M. Denigris
34-62840 Sep 3, 2010 Craig Kellerman
34-62839 Sep 3, 2010 Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.), CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza International, Inc.
34-62837 Sep 2, 2010 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
34-62836 Sep 2, 2010 Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
34-62835 Sep 2, 2010 Damyon Mouzon
34-62834 Sep 2, 2010 LACE Financial Corp. and Barron Putnam
34-62812 Sep 1, 2010 Villa Pasta, Inc., VIP Global Capital, Inc., Virtual World of Sports, Inc. (f/k/a Accord Ventures, Inc.), Viva Gaming & Resorts, Inc., VJG4, Inc., Voice IT Worldwide, Inc. The Voyager Group, Inc., and Vu-Data Corp.
34-62811 Sep 1, 2010 Pinnacle Capital Markets LLC and Michael A. Paciorek
34-62810 Sep 1, 2010 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
34-62809 Sep 1, 2010 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
34-62808 Sep 1, 2010 Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens, Inc.
34-62807 Sep 1, 2010 American Bullion Minerals, Ltd., American Industries Ltd., American Resource Corp., American Transportation Television Network, Inc., Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
34-62806 Aug 31, 2010 Gabelli Funds LLC
34-62803 Aug 31, 2010 David V. Siegel
34-62800 Aug 31, 2010 American Bullion Minerals, Ltd., American Industries Ltd., American Resource Corp., American Transportation Television Network, Inc., Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
34-62790 Aug 30, 2010 T&W Financial Corp., Talger Management, Inc., TCom Ventures Corp. (f/k/a Telecom Wireless Corp.), TEQ-1 Corp., Tesseract Group, Inc., TexMont, Inc., Thunderbird Mining, Milling & Chemical Corp., and TK Originals, Inc.
34-62789 Aug 30, 2010 UB&T Financial Services Corp., United Community Holdings, Inc., United Homes, Inc., United Magazine Co., and United Shields Corp.
34-62786 Aug 27, 2010 Apogee Technology, Inc.
34-62781 Aug 27, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta Mining & Exploration Corp.) and Avasoft, Inc.
34-62780 Aug 27, 2010 Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens, Inc.
34-62779A Aug 27, 2010 Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens, Inc.
34-62778 Aug 27, 2010 Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.), CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza International, Inc.
34-62773 Aug 26, 2010 Stephen D. Chanslor (CPA)
Other Release Number(s): AAER-3176
34-62770 Aug 26, 2010 Donna B. Murdoch
34-62769 Aug 26, 2010 James E. Gansman
IA-3076 Aug 25, 2010 David C. Condie
IA-3075 Aug 25, 2010 Kyle J. Thompson
IA-3074 Aug 25, 2010 E. Sherman Warner
IA-3073 Aug 25, 2010 Thompson Consulting, Inc.
IA-3072A Aug 24, 2010 Robert T. Harvey
34-62761 Aug 24, 2010 Stephen Burke, CPA
Other Release Number(s): AAER-3175
34-62757 Aug 23, 2010 Fineline Holdings, Inc.
34-62756 Aug 23, 2010 E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc., and Exotech, Inc.
34-62753 Aug 20, 2010 William H. Center
Other Release Number(s): IA-3071
34-62752 Aug 20, 2010 Matthew W. Hardey
Other Release Number(s): AAER-3173
34-62751 Aug 20, 2010 L. Cyrus DeBlanc
Other Release Number(s): AAER-3172
34-62750 Aug 20, 2010 Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin, Sr., and Eugene Miller
34-62749 Aug 20, 2010 Gregory Todd Froning
Other Release Number(s): IA-3070
34-62747 Aug 20, 2010 BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (F/K/A Copperstone Resources Corp.) (N/K/A Bonanza Resources Corp.), Bonaventure Resources, Inc., British American Holdings, Ltd., British-American Insurance Company, Ltd., BT Energy Corp., Butterfield Preferred Growth Fund 83, and By George Holding Corp. (N/K/A AMR Meridian, Inc.)
34-62746 Aug 19, 2010 AIM Advisors, Inc. and AIM Distributors, Inc.
34-62741 Aug 19, 2010 Universal Ceramics, Inc., Universal Equity Partners, Inc., University Real Estate Fund 10, Ltd., University Real Estate Partnership V, Ursus Telecom Corp., U.S. Diagnostic, Inc., U.S. Mobile Services, Inc., USR Industries, Inc., and Utopia Trading, Inc.
IA-3069 Aug 18, 2010 Ezra C. Levy
34-62738 Aug 18, 2010 J.P. Morgan Securities Inc.
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
33-9135 Aug 18, 2010 State of New Jersey
34-62733 Aug 16, 2010 American Skandia Investment Services, Inc.
See also: Final Distribution Plan
34-62728 Aug 16, 2010 Gabelli Funds LLC
34-62723 Aug 16, 2010 Four Crystal Funding, Inc.
34-62721 Aug 13, 2010 Apogee Technology, Inc.
34-62720 Aug 13, 2010 Paul Greenwood
34-62714 Aug 13, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta Mining & Exploration Corp.) and Avasoft, Inc.
34-62705 Aug 12, 2010 Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network, Detwiler, Mitchell, Fenton & Graves, Inc., James X. McCarty
34-62701 Aug 12, 2010 PanWorld Minerals International, Inc.
34-62698 Aug 12, 2010 Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.), CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza International, Inc.
34-62696 Aug 12, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
34-62693 Aug 11, 2010 William Carson Arnold
34-62691 Aug 11, 2010 American Bullion Minerals, Ltd., American Industries Ltd., American Resource Corp., American Transportation Television Network, Inc., Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
34-62689 Aug 11, 2010 Robert Comiskey
34-62687 Aug 11, 2010 Richard Jonathan Blech
34-62679 Aug 10, 2010 Stephen J. Brace
34-62677 Aug 10, 2010 Stanton B.J. Defreitas
34-62676 Aug 10, 2010 Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens, Inc.
34-62674 Aug 10, 2010 Appiant Technologies, Inc., Cobalis Corp., FutureLink Corp., STM Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, Inc.), and Women First Healthcare, Inc.
34-62672 Aug 10, 2010 Diatect International Corporation
34-62666 Aug 9, 2010 Dohan + Company CPAs, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Other Release Number(s): AAER-3171
34-62662 Aug 9, 2010 Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., VoiceFlash Networks, Inc. (d/b/a The DataFlash Corp.), VoiceIQ, Inc. (n/k/a Yoho Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
IA-3066 Aug 5, 2010 Steven W. Salutric
IA-3065 Aug 5, 2010 Janus Capital Management LLC
Other Release Number(s): IC-29377
34-62654 Aug 5, 2010 Mark T. Schwetschenau
Other Release Number(s): AAER-3166
34-62652 Aug 5, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
33-9132 Aug 5, 2010 Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz
Other Release Number(s): 34-62653, AAER-3165
34-62636 Aug 4, 2010 Thomas P. Flanagan, CPA
Other Release Number(s): AAER-3163
34-62635 Aug 4, 2010 Aamer Abdullah
Other Release Number(s): IA-3064
34-62634 Aug 4, 2010 Shauntel A. McCoy
34-62633 Aug 4, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
34-62627 Aug 2, 2010 UB&T Financial Services Corp., United Community Holdings, Inc., United Homes, Inc., United Magazine Co., and United Shields Corp.
34-62622 Aug 2, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta Mining & Exploration Corp.) and Avasoft, Inc.
34-62613 Jul 30, 2010 J. Coutris Partners, LP
34-62612 Jul 30, 2010 Michael J. Coutris
34-62611 Jul 30, 2010 John J. Coutris
34-62603 Jul 30, 2010 Eric S. Butler
Other Release Number(s): IA-3062
IA-3061 Jul 29, 2010 Grant Ivan Grieve a/k/a Gad Grieve
34-62593 Jul 29, 2010 Gary L. Crittenden and Arthur H. Tildesley, Jr.
34-62591 Jul 29, 2010 Daren L. Palmer
34-62589 Jul 29, 2010 Larry E. Hulse, CPA
Other Release Number(s): AAER-3160
34-62586 Jul 29, 2010 T&W Financial Corp., Talger Management, Inc., TCom Ventures Corp. (f/k/a Telecom Wireless Corp.), TEQ-1 Corp., Tesseract Group, Inc., TexMont, Inc., Thunderbird Mining, Milling & Chemical Corp., and TK Originals, Inc.
34-62583 Jul 28, 2010 Verint Systems Inc.
34-62581 Jul 28, 2010 Lambros D. Ballas
IA-3059 Jul 27, 2010 Spencer International Advisors, Inc. and Scott A. Spencer, CPA
34-62576 Jul 27, 2010 Life Resources, Inc., LifeStar Corp., Lifeworks Holdings, Inc., Listo, Inc., Log Point Technologies, Inc., LRNN Corp., and Lysander Minerals Corp. (f/k/a Lysander Gold Corp.)
34-62574 Jul 26, 2010 Universal Ceramics, Inc., Universal Equity Partners, Inc., University Real Estate Fund 10, Ltd., University Real Estate Partnership V, Ursus Telecom Corp., U.S. Diagnostic, Inc., U.S. Mobile Services, Inc., USR Industries, Inc., and Utopia Trading, Inc.
34-62571 Jul 26, 2010 E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc., and Exotech, Inc.
34-62570 Jul 26, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62563 Jul 23, 2010 Kenneth J. Abod, CPA
Other Release Number(s): AAER-3158
34-62561 Jul 23, 2010 Gary S. Becker and Gregory S. Schaefer
34-62560 Jul 23, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62559 Jul 23, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration Corp.), and Avasoft, Inc.
34-62558 Jul 23, 2010 Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition Corp.,Commodore Separation Technologies, Inc., Food Integrated Technologies, Inc., Gap Instrument Corp., Skysat Communications Network Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
IA-3056 Jul 22, 2010 Eric R. Majors
34-62551 Jul 22, 2010 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
34-62549 Jul 22, 2010 William B. Blount
34-62548 Jul 22, 2010 Andrew D. Petrofsky, CPA
Other Release Number(s): IA-3055, AAER-3155
34-62547 Jul 22, 2010 Life Resources, Inc., LifeStar Corp., Lifeworks Holdings, Inc., Listo, Inc., Log Point Technologies, Inc., LRNN Corp., and Lysander Minerals Corp. (f/k/a Lysander Gold Corp.)
34-62546 Jul 22, 2010 Aphton Corp., Apollo International of Delaware, Inc., Applewoods, Inc., Aquagenix, Inc., Asconi Corp., Avalon Borden Companies, Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.
34-62545 Jul 22, 2010 Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition Corp.,Commodore Separation Technologies, Inc., Food Integrated Technologies, Inc., Gap Instrument Corp., Skysat Communications Network Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
IA-3054 Jul 21, 2010 James R. Halstead
34-62542 Jul 21, 2010 Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
34-62538 Jul 21, 2010 Joseph Milanowski
34-62537 Jul 21, 2010 Avalon Capital Holdings, Inc.
34-62536 Jul 21, 2010 Diamond Equities, Inc.
34-62535 Jul 21, 2010 Image Innovations Holdings, Inc.
34-62532 Jul 20, 2010 SSE Telecom, Inc., Stratesec, Inc., Superfly Advertising, Inc. (f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc., Synergy Renewable Resources, Inc., and Syntech International, Inc. (n/k/a Avalon Technology Group, Inc.)
34-62529 Jul 19, 2010 Martin T. Wegener
Other Release Number(s): IA-3053
34-62525 Jul 19, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
34-62511 Jul 16, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62510 Jul 16, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
34-62500 Jul 14, 2010 John F. Kendrick
34-62499 Jul 14, 2010 L. Rex Andersen, CPA
Other Release Number(s): AAER-3153
34-62498 Jul 14, 2010 BISYS Fund Services, Inc.
34-62497 Jul 14, 2010 The Colonial Bancgroup, Inc.
34-62494 Jul 14, 2010 E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc., and Exotech, Inc.
34-62492 Jul 14, 2010 Micro Laboratories, Inc.
34-62487 Jul 13, 2010 Gary Maddux
34-62486 Jul 13, 2010 Matthew C. Gless
Other Release Number(s): AAER-3152
34-62484 Jul 13, 2010 Fineline Holdings, Inc.
34-62481 Jul 12, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration Corp.), and Avasoft, Inc.
34-62475 Jul 8, 2010 Strong Capital Management, Inc., et al.
34-62470 Jul 8, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62469 Jul 8, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
33-9127 Jul 8, 2010 Ephraim Fields
Other Release Number(s): 34-62474, IA-3051, AAER-3151
34-62467 Jul 7, 2010 Philip W. Milton
Other Release Number(s): IA-3050
34-62466 Jul 7, 2010 Barry M. Kornfeld
Other Release Number(s): IA-3049
34-62465 Jul 7, 2010 Ilse Cappel, CPA
Other Release Number(s): AAER-3150
34-62460 Jul 7, 2010 Brien Santarlas, Esq.
34-62458 Jul 7, 2010 Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc., MR3 Systems, Inc., and Mutual Risk Management, Ltd.
34-62456 Jul 6, 2010 Dennis Lee Keating II
Other Release Number(s): IA-3048
IA-3044 Jul 2, 2010 Stephen Michael Alexander
34-62447 Jul 2, 2010 Appaloosa Management L.P.
Other Release Number(s): IA-3047
34-62446 Jul 2, 2010 Gary R. Headding
Other Release Number(s): IA-3046
34-62440 Jul 2, 2010 Aaron Donald Vallett
Other Release Number(s): IA-3045
34-62439 Jul 2, 2010 BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc., and WHEREVER.Net Holding Corp
34-62438 Jul 1, 2010 Qais R. Bhavnagari
34-62426 Jul 1, 2010 Broadengate Systems, Inc. (n/k/a Otter Lake Resources, Inc.)
Second Quarter
34-62401 Jun 29, 2010 Stephen Hozie
Other Release Number(s): AAER-3148
34-62390 Jun 28, 2010 David D. Hepworth
Other Release Number(s): IA-3042, IC-29334
34-62388 Jun 28, 2010 Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition Corp., Commodore Separation Technologies, Inc., Food Integrated Technologies, Inc., Gap Instrument Corp., Skysat Communications Network Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
34-62383 Jun 25, 2010 Bruce S. Frank, Esq.
34-62381 Jun 25, 2010 Fremont Investment Advisors, Inc.
See also: Final Plan of Distribution
34-62375 Jun 25, 2010 BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.), Bonaventure Resources, Inc., British American Holdings, Ltd., British-American Insurance Company, Ltd., BT Energy Corp., Butterfield Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR Meridian, Inc.)
34-62372 Jun 24, 2010 Fei-Fei Catherine Fang, CPA
Other Release Number(s): AAER-3146
34-62367 Jun 23, 2010 Phillip Windom Offill, Jr., Esq.
34-62365 Jun 23, 2010 BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc., and WHEREVER.Net Holding Corp.
34-62364 Jun 23, 2010 Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.
34-62362 Jun 23, 2010 SSE Telecom, Inc., Strategic Alliance Group, Inc. (n/k/a CruiseCam International, Inc.), Stratasec, Inc., Superfly Advertising, Inc. (f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc., Synergy Renewable Resources, Inc., and Syntech International, Inc. (n/k/a Avalon Technology Group, Inc.)
34-62360 Jun 23, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
34-62351 Jun 22, 2010 Julian T. Tzolov
Other Release Number(s): IA-3041
34-62346 Jun 22, 2010 Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., and Mutual Risk Management, Ltd.
34-62345 Jun 22, 2010 Alpha Resources, Inc., Amber’s Stores, Inc., American Biomed, Inc., American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
34-62327 Jun 21, 2010 U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA Bridge Construction of N.Y., Inc., USA Broadband, Inc.,USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
IA-3039 Jun 18, 2010 Arthur Nadel
34-62310 Jun 17, 2010 BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.), Bonaventure Resources, Inc., British American Holdings, Ltd., British-American Insurance Company, Ltd., BT Energy Corp., Butterfield Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR Meridian, Inc.)
34-62309 Jun 17, 2010 Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc.,(n/k/a Delta Mining & Exploration Corp.) and Avasoft, Inc.
34-62308 Jun 17, 2010 Aphton Corp., Apollo International of Delaware, Inc., Applewoods, Inc.,Aquagenix, Inc., Asconi Corp., Avalon Borden Companies, Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.
34-62306 Jun 17, 2010 Advanced Materials Group, Inc.
34-62305 Jun 17, 2010 China Technology Global Corp.
34-62298 Jun 16, 2010 P&P Research Co., Ltd.
34-62292 Jun 15, 2010 American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
34-62279 Jun 11, 2010 Ryan Nestor
Other Release Number(s): IA-3038
34-62278 Jun 11, 2010 Diatect International Corporation
34-62277 Jun 11, 2010 Micro Laboratories, Inc.
34-62275 Jun 11, 2010 BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.), Bonaventure Resources, Inc., British American Holdings, Ltd., British-American Insurance Company, Ltd., BT Energy Corp., Butterfield Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR Meridian, Inc.)
34-62267 Jun 10, 2010 Melissa A. Mahler
34-62265 Jun 10, 2010 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
34-62264 Jun 10, 2010 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-62262 Jun 10, 2010 L. Rex Andersen, CPA
Other Release Number(s): AAER-3144
34-62261 Jun 10, 2010 Sam P. Douglass and Anthony R. Moore
Other Release Number(s): IA-3037, IC-29296
34-62260 Jun 10, 2010 Harry O. Nicodemus IV, CPA
Other Release Number(s): AAER-3143
34-62254 Jun 10, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
34-62253 Jun 10, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
34-62246 Jun 9, 2010 V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., and Voicenet, Inc.
34-62245 Jun 9, 2010 Universal Property Development & Acquisition Corp.
IA-3035 Jun 8, 2010 Pequot Capital Management, Inc. and Arthur J. Samberg
34-62244 Jun 8, 2010 Robert Tringham
Other Release Number(s): IA-3036
34-62243 Jun 8, 2010 Duane C. Johnson
34-62242 Jun 8, 2010 Anthony Bonica
Other Release Number(s): AAER-3140
34-62238 Jun 8, 2010 Jay Lapine, Esq.
33-9125 Jun 8, 2010 Gordon Brent Pierce, Newport Capital Corp., and Jenirob Company Ltd.
34-62235 Jun 7, 2010 China Yuchai International Limited
Other Release Number(s): AAER-3139
34-62233 Jun 7, 2010 BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc., Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky, Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc., and B.U.M. International, Inc.
34-62232 Jun 7, 2010 Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&P Inc., United Petroleum Corp., and United Resources, Inc.
34-62228 Jun 4, 2010 Inviva, Inc. and Jefferson National Life Insurance Company
34-62226 Jun 4, 2010 Guillermo Haro
34-62225 Jun 4, 2010 Stanton B.J. Defreitas
34-62222 Jun 4, 2010 Alpha Resources, Inc., Amber's Stores, Inc., American BioMed, Inc., American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
34-62221 Jun 4, 2010 LEP Group PLC (n/k/a Wayrol PLC), LIF, LifeRate Systems, Inc. and Loch Harris, Inc.
34-62220 Jun 4, 2010 United Vanguard Homes, Inc., Universal Life Holding Corp., Universal Standard Medical Laboratories, Inc. (n/k/a Universal Standard Healthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical Technologies Corp., U.S. Homecare Corp., and USA Classic, Inc.
34-62219 Jun 4, 2010 Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., and Mutual Risk Management, Ltd.
IA-3034 Jun 3, 2010 David W. Wehrs
34-62217 Jun 3, 2010 Zurich Capital Markets Inc.
See also: Final Plan of Distribution
34-62212 Jun 3, 2010 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-62210 Jun 2, 2010 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-62208 Jun 2, 2010 Stephen F. Clifford
Other Release Number(s): IA-3033
34-62203 Jun 2, 2010 American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/a Referral Holdings Corp.), American Quantum Cycles, Inc., Americare Health Scan, Inc (f/k/a United Products International, Inc.), and Amnex, Inc.
34-62202 Jun 1, 2010 Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., Voiceflash Networks, Inc. (d/b/a The Dataflash Corp.), VoiceIQ, Inc. (n/k/a Yoho Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
34-62201 Jun 1, 2010 Life Resources, Inc., Lifestar Corp., Lifeworks Holdings, Inc., Listo, Inc., Log Point Technologies, Inc., Lrnn Corp., and Lysander Minerals Corp. (f/k/a Lysander Gold Corp.)
34-62200 Jun 1, 2010 Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
34-62198 Jun 1, 2010 Sintec Co. Ltd.
See also: Korean version
34-62191 May 28, 2010 Gabriel Paredes
34-62189 May 27, 2010 Joseph Milanowski
34-62186 May 27, 2010 David E. Zilkha
34-62185 May 27, 2010 ULH Corp. (n/k/a UniHOLDING Corp.), Unapix Entertainment, Inc., UniComp, Inc., and UNIDYNE Corp.
IA-3031 May 26, 2010 Lydia Capital, LLC
34-62180 May 26, 2010 James E. Otto
Other Release Number(s): IA-3030
34-62173 May 26, 2010 JayCee James
34-62172 May 26, 2010 United Vanguard Homes, Inc., Universal Life Holding Corp., Universal Standard Medical Laboratories, Inc. (n/k/a Universal Standard Healthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical Technologies Corp., U.S. Homecare Corp., and USA Classic, Inc.
34-62171 May 26, 2010 Tal Wireless Networks, Inc., TCT Financial Group A, Inc., Telechips Corp., Tellus Industries, Inc., Telnet Go 2000, Inc., TMCI Electronics, Inc., TMP Inland Empire, Ltd., TMP Inland Empire V, Ltd., and TMP Inland Empire VI, Ltd.
34-62165 May 25, 2010 Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc., Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama (n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp & Paper
34-62164 May 25, 2010 Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc., Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama (n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp & Paper
34-62163 May 25, 2010 Valesc Holdings, Inc., Venture Stores, Inc., visionGATEWAY, Inc. and Vital Health Technologies, Inc. (n/k/a Caribbean American Health Resorts)
34-62162 May 24, 2010 Morgan Stanley & Co. Incorporated
34-62154 May 24, 2010 BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc., Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky, Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc., and B.U.M. International, Inc.
IA-3028 May 21, 2010 Sherwin Brown and Jamerica Financial, Inc.
34-62153 May 21, 2010 Gene T. Mancinelli
34-62150 May 21, 2010 David F. Merrick
Other Release Number(s): IA-3029
34-62149 May 21, 2010 Gregory W. Laser
34-62145 May 20, 2010 Kederio Ainsworth
34-62144 May 20, 2010 Jesus Gutierrez
34-62137 May 19, 2010 Angel Romo
34-62136 May 19, 2010 Michael G. Lutze, CPA
Other Release Number(s): AAER-3135
34-62116 May 18, 2010 Lorenzo Altadonna
34-62113 May 17, 2010 Jeffrey A. Richardson
34-62111 May 14, 2010 Broadengate Systems, Inc. (n/k/a Otter Lake Resources, Inc.)
34-62109 May 14, 2010 China Technology Global Corp.
34-62107 May 13, 2010 Brokat Technologies Aktiengesellschaft
See also: German version
34-62106 May 13, 2010 American Skandia Investment Services, Inc.
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
34-62104 May 13, 2010 Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&P, Inc., United Petroleum Corp., and United Resources, Inc.
34-62100 May 13, 2010 Stanley W. Anderson
34-62099 May 13, 2010 Michael D. Norton
34-62098 May 13, 2010 Edwin A. Smith
34-62097A May 13, 2010 Charles L. Kennedy
34-62096 May 13, 2010 Nicholas R. Fair
34-62093 May 13, 2010 Jason Hertz
34-62092 May 13, 2010 BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc., and WHEREVER.Net Holding Corp.
IA-3027 May 12, 2010 Ali T. Far and Choo-Beng Lee
IA-3025 May 12, 2010 Diego M. Rolando
See also: Spanish version
34-62090 May 12, 2010 Fremont Investment Advisors, Inc.
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
34-62088 May 12, 2010 Smith Barney Fund Management LLC and Citigroup Global Markets
34-62086 May 12, 2010 David A. Williams
Other Release Number(s): IA-3026
34-62057 May 12, 2010 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; Steven B. Markovitz
34-62077 May 11, 2010 BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.), Bonaventure Resources, Inc., British American Holdings, Ltd., British-American Insurance Company, Ltd., BT Energy Corp., Butterfield Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR Meridian, Inc.)
34-62075 May 11, 2010 Weiss Research, Inc. Martin Weiss, and Lawrence Edelson
34-62073 May 11, 2010 Peter G. Grabler
34-62072 May 11, 2010 Leonard J. Adams
34-62070 May 11, 2010 Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M. Zamorsky, and Jesse Anthony "Tony" Aguilar
33-9124 May 11, 2010 David W. Baldt
Other Release Number(s): 34-62076, IA-3024, IC-29266
34-62068 May 10, 2010 Susan G. Slovak
Other Release Number(s): IA-3023
34-62065 May 10, 2010 Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
34-62063 May 10, 2010 Universal Property Development & Acquisition Corp.
34-62059 May 7, 2010 BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc., Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (N/K/A Absolutesky, Inc.), Bioimmune, Inc., Biosecure Corp., Brazos Sportswear, Inc. (N/K/A Marinas International, Inc.), Bridge Technology, Inc., Brightcube, Inc., and B.U.M. International, Inc.
34-62058 May 6, 2010 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-62049 May 6, 2010 Don C. Weir
Other Release Number(s): IA-3022
34-62047 May 6, 2010 American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/a Referral Holdings Corp.), American Quantum Cycles, Inc., Americare Health Scan, Inc. (f/k/a United Products International, Inc.), and Amnex, Inc.
34-62046 May 6, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
IA-3021 May 5, 2010 Christopher D. Moody
IA-3020 May 5, 2010 Neil V. Moody
34-62035 May 5, 2010 V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., and VoiceNet, Inc.
34-62030 May 4, 2010 John L. Milling
34-62025 May 4, 2010 Goldman Sachs Execution & Clearing, L.P.
34-62024 May 4, 2010 BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc., Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky, Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc., and B.U.M. International, Inc.
34-62022 May 3, 2010 Ultimate Security Systems Corp., Universal Bio-Medical Enterprises, Inc., Universal Broadband Communications, Inc., Universal Guaranty Investment Co., Urethane Technologies, Inc., and USMX, Inc.
34-62020 Apr 30, 2010 Tal Wireless Networks, Inc. et al.
34-62018 Apr 30, 2010 United Vanguard Homes, Inc. et al.
34-62017 Apr 30, 2010 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
See also: Final Plan of Distribution
34-62016 Apr 30, 2010 Franklin Advisers, Inc.
34-62008 Apr 30, 2010 AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.
34-62007 Apr 29, 2010 Bart A. Thielbar
34-62002 Apr 29, 2010 Marc S. Dreier, Esq.
34-61998 Apr 28, 2010 Marlin R. Brinsky, CPA
Other Release Number(s): AAER-3130
34-61985 Apr 27, 2010 LaserSight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc., LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite King Corp., Livent, Inc., Loehmann's, Inc., The Loewen Group, Inc., and Lorelei Corp.
33-9121 Apr 27, 2010 Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin, Sr., and Eugene Miller
Other Release Number(s): 34-61988
34-61980 Apr 26, 2010 Tangent Solutions, Inc., Telzuit Medical Technologies, Inc., Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics, Inc., and Tis Mortgage Investment Co.
34-61976 Apr 23, 2010 David R. Cosgrove, CMA
Other Release Number(s): AAER-3129
34-61974 Apr 23, 2010 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
34-61970 Apr 23, 2010 Beth R. Chapman
Other Release Number(s): IA-3019
34-61969 Apr 23, 2010 LEP Group PLC (n/k/a Wayrol PLC), LIF, Liferate Systems, Inc., and Loch Harris, Inc.
34-61965 Apr 23, 2010 William H. Lofthus
Other Release Number(s): IA-3018
34-61964 Apr 23, 2010 Leo R. Driving Hawk, Sr.
33-9119 Apr 23, 2010 Paul George Chironis
Other Release Number(s): 34-61968
34-61957 Apr 22, 2010 Corridor Communications Corp., International Cosmetics Marketing Co., PNV Inc.,Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International, Inc., and Universal Beverages Holdings Corp.
34-61956 Apr 22, 2010 AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc., Lifespan, Inc.,STAR Telecommunications, Inc., Telenetics Corp. and 3DFX Interactive, Inc.
34-61951 Apr 21, 2010 Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp. (n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors Corp., Prism Group, Inc., Promotional Concepts, Inc., (a/k/a Tartam, Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a Belair Energy Corp.)
34-61950 Apr 21, 2010 ULH Corp. (n/k/a UniHolding Corp.), Unapix Entertainment, Inc., Unicomp, Inc.and Unidyne Corp.
34-61945 Apr 20, 2010 William J. Herisko
34-61941 Apr 20, 2010 Valesc Holdings, Inc., Venture Stores, Inc., VisionGateway, Inc., and Vital Health Technologies, Inc. (n/k/a Caribbean American Health Resorts)
34-61940 Apr 20, 2010 V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., and VoiceNet, Inc.
IA-3017 Apr 16, 2010 Stephen X. Kim and Spyglass Management, L.P.
34-61928 Apr 16, 2010 Diane M. Keefe
Other Release Number(s): IA-3016, IC-29207
34-61925 Apr 16, 2010 Apogee Technology, Inc.
34-61918 Apr 15, 2010 Zurich Capital Markets Inc.
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61917 Apr 15, 2010 Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also: Final Plan of Distribution
34-61916 Apr 15, 2010 Jack Maddock
34-61910 Apr 15, 2010 Ultimate Security Systems Corp., United Trans-Western, Inc., Universal Bio-Medical Enterprises, Inc., Universal Broadband Communications, Inc., Universal Guaranty Investment Co., Urethane Technologies, Inc., and USMX, Inc.
34-61909 Apr 15, 2010 Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis North Communications, Inc. and Tengtu International Corp.
34-61906 Apr 14, 2010 Dagong Global Credit Rating Co., Ltd.
34-61901 Apr 14, 2010 Donald Cunningham
34-61900 Apr 14, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
34-61899 Apr 14, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
34-61898 Apr 14, 2010 Ultimate Security Systems Corp., United Trans-Western, Inc., Universal Bio-Medical Enterprises, Inc., Universal Broadband Communications, Inc., Universal Guaranty Investment Co., Urethane Technologies, Inc., and USMX, Inc.
34-61897 Apr 13, 2010 Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61896 Apr 13, 2010 Haberman Management Corp., Haberman Value Fund, L.P. and Ross L. Haberman
Other Release Number(s): IA-3014
34-61893 Apr 13, 2010 Ronald Bowsky
IA-3013 Apr 12, 2010 Kevin H. Blood
34-61889 Apr 12, 2010 Richard G. Pacheco
34-61888 Apr 12, 2010 Patrick V. Looper
34-61886 Apr 12, 2010 Martech USA, Inc. and Mexican Patio Cafes, Inc.
34-61882 Apr 9, 2010 Morgan Stanley & Co. Incorporated
See also: Final Plan of Distribution
34-61880 Apr 9, 2010 Advanced Mineral Technologies, Inc.
IA-3012 Apr 8, 2010 Arthur Nadel
34-61875 Apr 8, 2010 Marc S. Rifkin
34-61874 Apr 8, 2010 Jimmy L. Barker
34-61873 Apr 8, 2010 Michael Weidgans
34-61871 Apr 8, 2010 Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc., Protech, Inc., Provell, Inc., PSInet, Inc., Pt. Inti Indorayon Utama (n/k/a Pt Toba Pulp Lestari Tbk), and Pt. Riau Andalan Pulp & Paper
34-61870 Apr 8, 2010 Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.
IA-3010 Apr 7, 2010 Brian Travis
34-61867 Apr 7, 2010 Nicholas Vulpis
Other Release Number(s): IA-3011
33-9116 Apr 7, 2010 Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Other Release Number(s): 34-61856, IA-3009, IC-29203, AAER-3125
34-61846 Apr 6, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
34-61845 Apr 6, 2010 Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.
34-61844 Apr 6, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
34-61839 Apr 5, 2010 John M. Adams
34-61838 Apr 5, 2010 Qais R. Bhavnagari
34-61837 Apr 5, 2010 GenesisIntermedia, Inc.
34-61836 Apr 5, 2010 AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.
34-61833 Apr 2, 2010 Michael Degennaro
Other Release Number(s): AAER-3124
34-61832 Apr 2, 2010 Richard J. Evangelista
34-61827 Apr 1, 2010 J. Michael Broullire (CPA)
Other Release Number(s): AAER-3123
34-61823 Apr 1, 2010 Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison
See also: Final Plan of Distribution
First Quarter
34-61816 Mar 31, 2010 James H. Park
34-61804 Mar 31, 2010 Peter C. Dunne
34-61801 Mar 30, 2010 John Farahi
34-61799 Mar 30, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
IA-3008 Mar 29, 2010 Thomas Lester Irby II and Titan Wealth Management, LLC
34-61795 Mar 26, 2010 Gerald P. Alexander
34-61794 Mar 26, 2010 U.S. Biomedical Corp. et al.
34-61792 Mar 26, 2010 Christian Hainsworth
34-61786 Mar 25, 2010 Sandeep Singh
34-61778 Mar 25, 2010 Aaron Tsai
34-61777 Mar 25, 2010 U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
34-61773 Mar 24, 2010 BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc., Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky, Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc., and B.U.M. International, Inc.
34-61772 Mar 24, 2010 P&P Research Co., Ltd.
34-61771 Mar 24, 2010 Brian K. Rabinovitz, CPA
Other Release Number(s): AAER-3122
34-61768 Mar 24, 2010 Southwest Securities, Inc.
34-61767 Mar 24, 2010 John F. Kendrick
IA-3007 Mar 23, 2010 Mark K. Teruya
34-61765 Mar 23, 2010 Ultimate Security Systems Corp., United Trans-Western, Inc., Universal Bio-Medical Enterprises, Inc., Universal Broadband Communications, Inc., Universal Guaranty Investment Co., Urethane Technologies, Inc., and USMX, Inc.
34-61763 Mar 23, 2010 Comverse Technology, Inc.
34-61761 Mar 23, 2010 Joseph P. Collins, Esq.
34-61758 Mar 23, 2010 Corridor Communications Corp., International Cosmetics Marketing Co., PNV, Inc., Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International, Inc., (n/k/a Scapetel Debtor, Inc.), and Universal Beverages Holdings Corp.
34-61751 Mar 22, 2010 CentreInvest, Inc., OOO Centreinvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
34-61750 Mar 22, 2010 BioKey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc., BizCom U.S.A., Inc., Blackstocks Development Corp. (n/k/a Sunburst Holding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc., Brendle’s, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
34-61749 Mar 22, 2010 Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp. (n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors Corp., Prism Group, Inc., Promotional Concepts, Inc. (a/k/a Tartam, Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a Belair Energy Corp.)
34-61746 Mar 19, 2010 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-61745 Mar 19, 2010 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61741 Mar 19, 2010 William H. Lofthus
Other Release Number(s): IA-3006
34-61740 Mar 19, 2010 Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc., Sepragen Corp., and Trinity Energy Resources, Inc.
34-61738 Mar 19, 2010 U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.),USA Bridge Construction of N.Y., Inc., USA Broadband, Inc.,USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
34-61730 Mar 18, 2010 Tangent Solutions, Inc., Telzuit Medical Technologies, Inc., Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics, Inc., and TIS Mortgage Investment
34-61729 Mar 18, 2010 Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis North Communications, Inc. and Tengtu International Corp.
IA-3005 Mar 17, 2010 Paul H. Heckler and Yosemite Capital Management, LLC
IA-3004 Mar 17, 2010 William L. Gunlicks
34-61723 Mar 17, 2010 Charles J. Marquardt
Other Release Number(s): IA-3003
34-61718 Mar 16, 2010 GPS Partners, LLC and Brett S. Messing
Other Release Number(s): IA-3002
34-61717 Mar 16, 2010 Consumers Financial Corporation
33-9113 Mar 16, 2010 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
Other Release Number(s): 34-61719
34-61712 Mar 15, 2010 Lasersight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc., LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite King Corp., Livent, Inc., Loehmann’s, Inc., The Loewen Group, Inc., and Lorelei Corp.
34-61709 Mar 15, 2010 Don C. Weir
Other Release Number(s): IA-3000
34-61708 Mar 15, 2010 infoUSA Inc., k/n/a infoGROUP Inc.
34-61707 Mar 15, 2010 Martech USA, Inc., and Mexican Patio Cafes, Inc.
IA-2999 Mar 12, 2010 Simone O. Fevola
IA-2998 Mar 11, 2010 Barron A. Mathis
IA-2997 Mar 11, 2010 Steven E. Nothern
IA-2996 Mar 11, 2010 Dan Wise, aka Danny Wise
34-61691 Mar 11, 2010 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
34-61688 Mar 11, 2010 Robert John Hipple
Other Release Number(s): IC-29173, AAER-3120
34-61687 Mar 11, 2010 Management Graphics, Inc., Marine Shuttle Operations, Inc., Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings, Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital Corp., and Micro-ASI, Inc.
34-61679 Mar 10, 2010 Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp., Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
34-61678 Mar 10, 2010 Tostel Corp.
34-61661 Mar 5, 2010 Phillip D'Hedouville
34-61655 Mar 5, 2010 First Allied Securities, Inc.
Other Release Number(s): IA-2995
34-61654 Mar 5, 2010 Donna M. McKelvy
34-61653 Mar 5, 2010 Cornerstone Capital Management, Inc., and Laura Jean Kent
See also: Distribution Plan
34-61652 Mar 5, 2010 North American Technologies Group, Inc.
IA-2994 Mar 4, 2010 Ronnie Eugene Bass, Jr.
IA-2993 Mar 3, 2010 Reza Saleh
34-61638 Mar 3, 2010 Corridor Communications Corp., International Cosmetics Marketing Co., PNV, Inc., Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International, Inc., (n/k/a Scapetel Debtor, Inc.), and Universal Beverages Holdings Corp.
34-61637 Mar 3, 2010 Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.
34-61636 Mar 3, 2010 Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp. (n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors Corp., Prism Group, Inc., Promotional Concepts, Inc. (a/k/a Tartam, Inc.), Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a Belair Energy Corp.)
34-61635 Mar 3, 2010 Verint Systems Inc.
IA-2990 Mar 2, 2010 Grant Ivan Grieve a/k/a Gad Grieve
34-61631 Mar 2, 2010 Francesco Rusciano
34-61625 Mar 2, 2010 Warrior Fund LLC
34-61622 Mar 2, 2010 Biokey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc., Bizcom U.S.A., Inc., Blackstocks Development Corp. (n/k/a Sunburst Holding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc., Brendle's, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
34-61621 Mar 2, 2010 Damir Lukovic
33-9111 Mar 2, 2010 S4 Capital, LLC and Sharath Sury
Other Release Number(s): 34-61624, IA-2992, IC-29166
33-9110 Mar 2, 2010 S4 Capital, LLC and Sharath Sury
Other Release Number(s): 34-61623, IA-2991, IC-29165
34-61608 Mar 1, 2010 L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited), Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc., Littlefield, Adams & Company, and Liuski International, Inc.
34-61607A Mar 1, 2010 Gerard A. M. Oprins, CPA and Wendy McNeeley, CPA
Other Release Number(s): AAER-3116A
34-61604 Mar 1, 2010 Sharanjit K. Khanna aka Sharanjit K. Grewal
Other Release Number(s): IA-2987
34-61602 Feb 26, 2010 Christine M. Zamorsky (aka Christine M. Thompson), Jeffrey M. Zamorsky and Jesse Anthony "Tony" Aguilar
34-61601 Feb 26, 2010 CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
34-61600 Feb 26, 2010 Inviva, Inc. and Jefferson National Life Insurance Company
34-61599 Feb 26, 2010 Bernard Daniel Braver
34-61598 Feb 26, 2010 Morgan Stanley & Co. Incorporated
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61597 Feb 26, 2010 U.S. Biomedical Corp., (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
34-61587 Feb 25, 2010 Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61586 Feb 25, 2010 Tara R. Eisler
34-61585 Feb 25, 2010 Anthony Santos
34-61584 Feb 25, 2010 Robert P. Copeland, Esq.
34-61576 Feb 24, 2010 Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/a Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp., Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
34-61569 Feb 23, 2010 PCC Group, Inc., Play Co. Toys & Entertainment Corp., Point West Capital Corp., Power Spectra, Inc., Preference Technologies, Inc., Preferred Financial Resources, Inc. (n/k/a Copper Financial Resources, Inc.), Pro-Market Global plc, Progenitor, Inc., PSA, Inc. (n/k/a Shearson American REIT, Inc.) and Purchasesoft, Inc.
34-61568 Feb 23, 2010 Canadian Imperial Holdings, Inc. and CIBC World Markets Corp.
34-61567 Feb 23, 2010 Consumers Financial Corporation
IA-2986 Feb 22, 2010 Mark J. Harrington
34-61564 Feb 22, 2010 David V. Siegel
Other Release Number(s): IA-2985
34-61563 Feb 22, 2010 Axiom Capital Management, Inc.
34-61562 Feb 22, 2010 Salvatore F. Sodano
34-61555 Feb 22, 2010 Aura Financial Services, Inc.
34-61554 Feb 22, 2010 Management Graphics, Inc., Marine Shuttle Operations, Inc., Marketing Specialists Corp., Mas Acquisition XII Corp. (n/k/a Netserv Communications, Inc.), MDCM Holdings, Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital Corp., and Micro-Asi, Inc.
34-61553 Feb 22, 2010 L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited), Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc., Littlefield, Adams & Company, and Liuski International, Inc.
34-61552 Feb 22, 2010 L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited), Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc., Littlefield, Adams & Company, and Liuski International, Inc.
34-61551 Feb 19, 2010 Donald Cunningham
34-61548 Feb 19, 2010 Ariel Corp., Classica Group, Inc., Commodore Environmental Services, Inc., Dupont Direct Financial Holdings, Inc., Engage, Inc., New Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.), Polymer Research Corp. of America, and ShopNet.com, Inc.
34-61538 Feb 18, 2010 Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/ka/a Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp., Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications, Corp.
34-61532 Feb 18, 2010 Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc. Protech, Inc., Provell, Inc., PSINet, Inc., PT. Inti Indorayon Utama (n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp & Paper
34-61527 Feb 17, 2010 Thomas T. Emerton, III
34-61526 Feb 17, 2010 East Delta Resources Corp.
34-61525 Feb 17, 2010 PCC Group, Inc., Play Co. Toys & Entertainment Corp., Point West Capital Corp., Power Spectra, Inc., Preference Technologies, Inc., Preferred Financial Resources, Inc. (n/k/a Copper Financial Resources, Inc.), Pro-Market Global plc, Progenitor, Inc., PSA, Inc. (n/k/a Shearson American REIT, Inc.), and Purchasesoft, Inc.
34-61518 Feb 16, 2010 Nevanna Sacks, CPA
Other Release Number(s): AAER-3114
34-61516 Feb 12, 2010 Michael J. Byrd, CPA
Other Release Number(s): AAER-3113
34-61511 Feb 8, 2010 J. Bennett Grocock
34-61504 Feb 4, 2010 Daniel Schreiber
34-61503 Feb 4, 2010 David Harrison Baker
34-61502 Feb 4, 2010 Granite Financial Group, LLC
34-61501 Feb 4, 2010 Prudential Equity Group, LLC, f/k/a Prudential Securities, Inc.
33-9107 Feb 4, 2010 State Street Bank and Trust Company
34-61484 Feb 3, 2010 Tostel Corp.
34-61481 Feb 3, 2010 Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison
See also: Proposed Distribution Plan
34-61475 Feb 3, 2010 American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc.
IA-2983 Feb 2, 2010 Albert Fase Kaleta
34-61472 Feb 2, 2010 Donald L. Marr
34-61464 Feb 2, 2010 Paul W. Oliver, Jr.
34-61463 Feb 2, 2010 Putnam Investment Management, LLC
IA-2982 Feb 1, 2010 Ronnie Eugene Bass Jr.
34-61453 Feb 1, 2010 Management Graphics, Inc., Marine Shuttle Operations, Inc., Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings, Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital Corp., and Micro-Asi, Inc.
34-61450 Feb 1, 2010 Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., Pentastar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation)
IA-2981 Jan 29, 2010 Timothy J. Miller
34-61447 Jan 29, 2010 Hennessee Group LLC and Charles J. Gradante
34-61445 Jan 29, 2010 Mark Evan Bloom (CPA)
Other Release Number(s): IA-2980, AAER-3112
34-61444 Jan 29, 2010 Ethan Kass
Other Release Number(s): IA-2979
34-61442 Jan 29, 2010 L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited), Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc., Littlefield, Adams & Company, and Liuski International, Inc.
34-61440 Jan 29, 2010 Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation)
34-61437 Jan 28, 2010 Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
See also: Distribution Plan
34-61436 Jan 28, 2010 Ariel Corp., Classica Group, Inc., Commodore Environmental Services, Inc., Dupont Direct Financial Holdings, Inc., Engage, Inc., New Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.), Polymer Research Corp. of America, and Shopnet.Com, Inc.
IA-2978 Jan 27, 2010 Dan Wise, aka Danny Wise
34-61432 Jan 27, 2010 Karen T. Baker, CPA
Other Release Number(s): AAER-3110
34-61423 Jan 26, 2010 East Delta Resources Corp.
34-61422 Jan 26, 2010 AGB Partners LLC, Gregory A. Bied, and Andrew J. Goldberger
Other Release Number(s): IA-2977
34-61421 Jan 26, 2010 Palmyra Capital Advisors LLC
Other Release Number(s): IA-2976
34-61420 Jan 26, 2010 PCC Group, Inc. et al.
34-61418 Jan 26, 2010 Customer Sports, Inc., General Magic, Inc.,Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.),Sportsprize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.
33-9102 Jan 26, 2010 Tsukuda-America Inc.
See also: Division of Enforcement Statement
34-61412 Jan 25, 2010 Minecore International, Inc.
34-61410 Jan 22, 2010 Donna M. McKelvy
34-61396 Jan 21, 2010 Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/a Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp., Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
34-61391 Jan 21, 2010 Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp., Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
34-61386 Jan 20, 2010 Joseph I. Emas
See also: Rel. No. 34-69995
34-61385 Jan 20, 2010 Deanna J. Seruga, CPA
Other Release Number(s): AAER-3107
34-61384 Jan 20, 2010 John W. Dwyer, CPA
Other Release Number(s): AAER-3106
34-61383 Jan 20, 2010 Theodore P. Noncek, CPA
Other Release Number(s): AAER-3105
34-61382 Jan 20, 2010 Gerald P. Alexander
34-61380 Jan 20, 2010 Planet Entertainment Corp., Polifly Financial Corp., Pope Evans & Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro Net Link Corp., Prospect Group, Inc., Prospect Park Financial Corp., Providence Capital Ii, Inc. (n/k/a Lifelong.Com, Inc.), Pudgie’s Chicken, Inc., and Pvaxx Corp.
34-61377 Jan 19, 2010 Mortgages Ltd. Securities, LLC
34-61376 Jan 19, 2010 J.P. Morgan Securities Inc.
34-61375 Jan 19, 2010 Diane Bjorkstrom (CPA)
Other Release Number(s): AAER-3104
34-61209A Jan 19, 2010 CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
See also: Proposed Distribution Plan
Comments:
Submit comments on Proposed Distribution Plan
34-61364 Jan 15, 2010 New York Broker Deutschland AG
34-61362 Jan 14, 2010 Adnan S. Zaman
34-61356 Jan 14, 2010 Thomas T. Emerton, III
34-61355 Jan 14, 2010 Leo R. Driving Hawk, Sr.
34-61354 Jan 14, 2010 Edmund J. Smedley
34-61353 Jan 14, 2010 Edward J. Driving Hawk, Sr.
34-61352 Jan 14, 2010 John M. Adams
34-61351 Jan 14, 2010 William J. Herisko
34-61344A Jan 13, 2010 Applied Wellness Corporation
Other Release Number(s): AAER-3103A
IA-2975 Jan 11, 2010 Julie M. Jarvis and Crossroads Financial Planning, Inc.
34-61325 Jan 11, 2010 NATCO Group Inc.
Other Release Number(s): AAER-3101
34-61316 Jan 8, 2010 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
34-61315 Jan 7, 2010 Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA
Other Release Number(s): AAER-3100
34-61312 Jan 7, 2010 Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also: Proposed Plan of Distribution
Comments:
Submit comments on Proposed Plan of Distribution
34-61307 Jan 7, 2010 David C. Mayfield, CPA
Other Release Number(s): AAER-3099
34-61306 Jan 7, 2010 John W. Jacobsen, CPA
Other Release Number(s): AAER-3098
34-61305 Jan 7, 2010 Charles A. Gray, CPA
Other Release Number(s): AAER-3097
34-61301 Jan 6, 2010 Scott T. Veech, CPA
Other Release Number(s): AAER-3096
34-61300 Jan 6, 2010 Osvaldo Pitters
Other Release Number(s): AAER-3095
34-61299 Jan 6, 2010 Christian Kuretski
Other Release Number(s): IA-2974
IA-2973 Jan 5, 2010 Mary Beth Stevens
34-61288 Jan 5, 2010 Ken Okada
Other Release Number(s): IA-2972
34-61285 Jan 5, 2010 Home Solutions of America, Inc.
34-61278 Jan 4, 2010 William Keith Phillips
Other Release Number(s): IA-2970

 

http://www.sec.gov/litigation/admin/adminarchive/adminarc2010.shtml


Modified: 04/17/2014