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Administrative Proceedings Archive 2010
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.
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SEC Administrative Proceedings RSS Feed
| Release No. |
Date |
Respondents |
| Fourth Quarter |
|
34-63622 |
Dec 30, 2010 |
Ralph W. Thompson, Jr. |
|
IA-3130 |
Dec 29, 2010 |
Enrique F. Villalba |
|
IA-3127 |
Dec 23, 2010 |
Aaron Riddle |
|
34-63608 |
Dec 23, 2010 |
Barry Schwartz |
|
34-63605 |
Dec 23, 2010 |
Edward Tamimi |
|
34-63600 |
Dec 22, 2010 |
James M. Schneider, CPA
Other Release Number(s): AAER-3222 |
|
34-63586 |
Dec 21, 2010 |
Caibs International, Inc. (n/k/a Caibs International Holding, Inc.),
Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition,
Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc.,
and Centrum Industries, Inc. |
|
34-63583 |
Dec 21, 2010 |
EC Power, Inc., Electro Energy, Inc., EMB Corporation (n/k/a AMT
Group, Inc.), Encore Computer Corp., Enhance Life Sciences, Inc.,
e.Nvizion Communications Group Ltd., and Exchange Applications, Inc.
|
|
33-9167 |
Dec 21, 2010 |
American Pegasus LDG, LLC, American Pegasus Investment Management,
Inc., Benjamin P. Chui, Charles E. Hall, Jr., and Triffany Mok
Other Release Number(s): 34-63585, IA-3125, IC-29542 |
|
34-63578 |
Dec 20, 2010 |
Milan Belans (CPA)
Other Release Number(s): AAER-3220 |
|
33-9166 |
Dec 20, 2010 |
Moore Stephens Wurth Frazer & Torbet LLP and K. Dean Yamagata, CPA
Other Release Number(s): 34-63579, AAER-3221 |
|
IA-3124 |
Dec 17, 2010 |
Daniel Spitzer |
|
34-63571 |
Dec 17, 2010 |
Banc of America Securities LLC |
|
34-63570 |
Dec 17, 2010 |
C-3D Digital, Inc., California Clean Air, Inc., CEC Properties,
Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies,
Inc., and Chief Consolidated Mining Co.
|
|
34-63565 |
Dec 16, 2010 |
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens,
CPA Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
|
|
34-63563 |
Dec 16, 2010 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan,
Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh,
and Mark W. Wells |
|
34-63560 |
Dec 16, 2010 |
Alvin L. Dahl, CPA
Other Release Number(s): AAER-3218 |
|
IA-3123 |
Dec 14, 2010 |
John W. Lawton |
|
33-9163 |
Dec 14, 2010 |
MMR Investment Bankers, LLC (d/b/a MMR, Inc.), William G. Martin,
Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release Number(s): 34-63543 |
|
34-63529 |
Dec 10, 2010 |
Gordon A. Driver |
|
34-63528 |
Dec 10, 2010 |
Steven Byers |
|
34-63518 |
Dec 10, 2010 |
PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
See also:
Final Plan of Distribution |
|
34-63516 |
Dec 10, 2010 |
Golden Goose Resources, Inc. (f/k/a Muscocho Explorations, Ltd.) |
|
34-63511 |
Dec 9, 2010 |
Kevin W. Quinn
Other Release Number(s): IC-29523 |
|
34-63510 |
Dec 9, 2010 |
Jefferies and Co., Inc. |
|
34-63478 |
Dec 9, 2010 |
Steven L. Rattner |
|
34-63477 |
Dec 8, 2010 |
Bryan S. Rogers |
|
34-63474 |
Dec 8, 2010 |
Ministor Peripherals International Ltd., Modatech Systems, Inc.,
Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch
Media and Entertainment Group, Inc., The Murdock Group Career
Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.),
Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com,
Inc. |
|
34-63473 |
Dec 8, 2010 |
Paul R. Beckwith (CPA)
Other Release Number(s): AAER-3216 |
|
34-63460 |
Dec 8, 2010 |
Gartmore Investment Limited
Other Release Number(s): IA-3121 |
|
34-63459 |
Dec 8, 2010 |
Speednet, Inc., Springfield Acquisitions Corp., Stemcell Global
Research, Inc., Sutton Resources Ltd., and System Software Associates,
Inc. |
|
34-63458 |
Dec 8, 2010 |
Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.),
Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition
Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek
Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
|
|
34-63457 |
Dec 8, 2010 |
Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.),
Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition
Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek
Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
|
|
34-63451 |
Dec 7, 2010 |
Banc of America Securities LLC |
|
34-63450 |
Dec 7, 2010 |
Douglas Lee Campbell
Other Release Number(s): IA-3120 |
|
34-63449 |
Dec 7, 2010 |
Gerson Asset Management, Inc. and Seth Gerson |
|
34-63446 |
Dec 7, 2010 |
Edentify, Inc., Embryo Development Corp., Enesco Group, Inc.,
Entertainment Is Us, Inc., Entropin, Inc., Epicus Communications Group,
Inc., Epixtar Corp., and Evans, Inc. (n/k/a Fur Company A)
|
|
34-63445 |
Dec 6, 2010 |
Millennium Partners, L.P., Millennium Management, L.L.C., Millennium
International Management, L.L.C., Israel Englander, Terence Feeney,
Fred Stone, and Kovan Pillai; and Steven B. Markovitz
|
|
34-63438 |
Dec 6, 2010 |
Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a
Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and
Atlas Consolidated Mining & Development Corp.
|
|
34-63433 |
Dec 6, 2010 |
Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical
Environment Solutions, Inc. |
|
34-63429 |
Dec 3, 2010 |
Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp.,
Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest
Mines, Inc.), Sunlite, Inc., Syndicated Food Service International,
Inc., and Syspower Multimedia Industries, Inc.
|
|
34-63424 |
Dec 3, 2010 |
Evergreen Investment Management Company, LLC, Evergreen Investment
Services, Inc., Evergreen Service Company, LLC and Wachovia Securities,
LLC |
|
34-63421 |
Dec 3, 2010 |
Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic
Financial Corp., Equisure, Inc., and Equus Gaming Co.
|
|
34-63420 |
Dec 2, 2010 |
Zurich Capital Markets, Inc. |
|
34-63410 |
Dec 2, 2010 |
Payphone Wind Down Corp. |
|
34-63409 |
Dec 2, 2010 |
Colormax Technologies, Inc. |
|
34-63408 |
Dec 2, 2010 |
Animatrix, Inc., Apex Resorts Corp. (n/k/a West Hawk Development
Corp.), Apollo Capital Group, Inc., Artibles, Inc., Asche Transportation
Services, Inc., Asia Supernet Corp., Assembly and Manufacturing
Systems, Inc., and Azul Holdings, Inc.
|
|
IA-3117 |
Dec 1, 2010 |
Neil Godbole |
|
34-63407 |
Dec 1, 2010 |
Janus Capital Management LLC |
|
34-63401 |
Dec 1, 2010 |
Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic
Financial Corp., Equisure, Inc., and Equus Gaming Co.
|
|
34-63399 |
Nov 30, 2010 |
Morgan Stanley & Co. Incorporated |
|
34-63392 |
Nov 30, 2010 |
Milowe Allen Brost, a/k/a Milo Brost, a/k/a M.B. Gonne, a/k/a Phillip K. Collins |
|
33-9160 |
Nov 30, 2010 |
Priscilla G. Sabado
Other Release Number(s): 34-63394, IA-3116 |
|
34-63384 |
Nov 29, 2010 |
Dennis H. Johnston, Esq. |
|
34-63380 |
Nov 29, 2010 |
Mid-American Waste Systems, Inc., Midwest Energy Companies, Inc.,
Mimbres Valley Farmers Association, Inc., MRL, Inc., MTX International,
Inc., Multiple Dimensional Laser Technologies, Inc., and Muse
Technologies, Inc. |
|
34-63379 |
Nov 26, 2010 |
Nildo Verdeja |
|
34-63378 |
Nov 26, 2010 |
Iliana Maceiras |
|
34-63377 |
Nov 26, 2010 |
Leonard Maceiras Jr. |
|
34-63374 |
Nov 24, 2010 |
Hector Gallardo, Michael Zurita, and Orion Trading, LLC |
|
34-63371 |
Nov 24, 2010 |
John Briner |
|
34-63370 |
Nov 24, 2010 |
Electrosound Group, Inc., Elektryon, Evolutions, Inc.,
Excelsior-Henderson Motorcycle Manufacturing Co., Executive National
Development Corp., and Ezcony Interamerica, Inc.
|
|
34-63369 |
Nov 24, 2010 |
Spendthrift Farm, Inc., Sport of Kings, Inc., Sportsend, Inc.,
Stacey's Buffet, Inc., Star Partners, Ltd., Sterling Equity Holdings,
Inc., Sterling Financial Corp., and Storage @ccess Technologies, Inc.,
(n/k/a Bluepoint Data, Inc.) |
|
34-63365 |
Nov 23, 2010 |
Robert M. Jaffe
Other Release Number(s): IA-3115 |
|
34-63362 |
Nov 23, 2010 |
Speednet, Inc., Springfield Acquisitions Corp., Stemcell Global
Research, Inc., Sutton Resources Ltd., and System Software Associates,
Inc. |
|
34-63360 |
Nov 23, 2010 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC,
and Banc of America Securities, LLC
|
|
IA-3112 |
Nov 22, 2010 |
F&S Asset Management Group, Inc. |
|
34-63358 |
Nov 22, 2010 |
New Castle Funds LLC
Other Release Number(s): IA-3114 |
|
34-63356 |
Nov 22, 2010 |
Catherine Rozanski (CPA)
Other Release Number(s): AAER-3214 |
|
34-63354 |
Nov 22, 2010 |
World Group Securities, Inc. |
|
34-63353 |
Nov 22, 2010 |
George Wesley Harris |
|
33-9159 |
Nov 22, 2010 |
Emil C. Busse, Jr.
Other Release Number(s): 34-63355, IA-3113, IC-29503 |
|
34-63344 |
Nov 19, 2010 |
Electrosound Group, Inc., Elektryon, Evolutions, Inc.,
Excelsior-Henderson Motorcycle Manufacturing Co., Executive National
Development Corp., and Ezcony Interamerica, Inc.
|
|
34-63343 |
Nov 19, 2010 |
Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard
Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions,
Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties
Holdings, Inc.), Stormedia, Inc., Strategic Partners, Inc., STS
Liquidating Corp.(f/k/a Sym-Tek Systems, Inc.), and Symplex
Communications Corp. |
|
33-9157 |
Nov 19, 2010 |
Conal C. Doyle
Other Release Number(s): 34-63345 |
|
34-63328 |
Nov 17, 2010 |
Walter W. Knitter |
|
34-63327 |
Nov 17, 2010 |
VIPC Communications, Inc. and Vizario, Inc. |
|
34-63326 |
Nov 17, 2010 |
Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical
Environment Solutions, Inc. |
|
34-63323 |
Nov 17, 2010 |
The Buckingham Research Group, Inc.
Other Release Number(s): IA-3109 |
|
IA-3108 |
Nov 16, 2010 |
Thrasher Capital Management, LLC and James Perkins |
|
34-63315 |
Nov 15, 2010 |
Algird M. Norkus
Other Release Number(s): IA-3107 |
|
IA-3104 |
Nov 10, 2010 |
Robert J. Sucarato |
|
34-63303 |
Nov 10, 2010 |
Won Sok Lee and Yung Bae Kim
Other Release Number(s): IA-3106 |
|
34-63302 |
Nov 10, 2010 |
Won Sok Lee and Yung Bae Kim
Other Release Number(s): IA-3105 |
|
34-63298 |
Nov 10, 2010 |
Cape Systems Group, Inc., Caribbean Cigar Company, Casual Male
Corp., Cell Power Technologies, Inc., Cellmetrix, Inc. (f/k/a BCAM
International, Inc.), Cellular Products, Inc. (n/k/a 872 Main Street
Corp.), Ceptor Corp., CGS Scientific Corp., and Ciprico, Inc.
|
|
34-63297 |
Nov 10, 2010 |
Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic
Financial Corp., Equisure, Inc., and Equus Gaming Co.
|
|
34-63296 |
Nov 10, 2010 |
Edentify, Inc., Embryo Development Corp., Enesco Group, Inc.,
Entertainment Is Us, Inc., Entropin, Inc., Epicus Communications Group,
Inc., Epixtar Corp., and Evans, Inc. (n/k/a Fur Company A)
|
|
34-63294 |
Nov 10, 2010 |
AOB Holdings, Inc., Applied Data Communications, Inc., Appoint
Technologies, Inc., Aqua Care Systems, Inc., AquaSciences International,
Inc., and Arix Corp. |
|
IA-3103 |
Nov 9, 2010 |
Robert L. Duncan |
|
34-63290 |
Nov 9, 2010 |
Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J.
McMennamin, and John Van Fleet, CPA
|
|
34-63289 |
Nov 9, 2010 |
Jose O. Vianna, Jr. |
|
34-63281 |
Nov 9, 2010 |
Gary S. Becker and Gregory S. Schaefer |
|
34-63280 |
Nov 9, 2010 |
Damyon Mouzon |
|
34-63279 |
Nov 9, 2010 |
Ralph W. Thompson, Jr. |
|
34-63269 |
Nov 8, 2010 |
Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
See also:
Proposed Plan of Distrbution |
|
34-63265 |
Nov 5, 2010 |
Leslie L. Jackson, CPA
Other Release Number(s): AAER-3211 |
|
34-63264 |
Nov 5, 2010 |
Robert W. Davis (CPA)
Other Release Number(s): AAER-3210 |
|
34-63263 |
Nov 5, 2010 |
Randall D. Imhoff (CPA)
Other Release Number(s): AAER-3209 |
|
34-63262 |
Nov 5, 2010 |
Nicholas A. R. Dunning, ACA
Other Release Number(s): AAER-3208 |
|
34-63261 |
Nov 5, 2010 |
Victor Selenow |
|
34-63249 |
Nov 4, 2010 |
Mid-American Waste Systems, Inc., Midwest Energy Companies, Inc.,
Mimbres Valley Farmers Association, Inc., MRL, Inc., MTX International,
Inc., Multiple Dimensional Laser Technologies, Inc., and Muse
Technologies, Inc. |
|
34-63248 |
Nov 4, 2010 |
Animatrix, Inc., Apex Resorts Corp. (n/k/a West Hawk Development
Corp.), Apollo Capital Group, Inc., Artibles, Inc., Asche Transportation
Services, Inc., Asia Supernet Corp., Assembly and Manufacturing
Systems, Inc., and Azul Holdings, Inc.
|
|
34-63243 |
Nov 4, 2010 |
Royal Dutch Shell plc and Shell International Exploration and Production Inc.
Other Release Number(s): AAER-3204 |
|
IA-3102 |
Nov 3, 2010 |
Gregory M. Bell |
|
34-63240 |
Nov 3, 2010 |
Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke |
|
34-63234 |
Nov 3, 2010 |
Electrosound Group, Inc., Elektryon, Evolutions, Inc.,
Excelsior-Henderson Motorcycle Manufacturing Co., Executive National
Development Corp., and Ezcony Interamerica, Inc.
|
|
34-63233 |
Nov 3, 2010 |
Spence-Lingo & Company, Ltd. |
|
34-63232 |
Nov 2, 2010 |
Joseph D. Bonanno
Other Release Number(s): IA-3101 |
|
34-63225 |
Nov 2, 2010 |
Camera Platforms International, Inc., Castleguard Energy, Inc., CD
Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics
International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a
Cellcom I Corp.), and Central Utilities Production Corp.
|
|
34-63224 |
Nov 2, 2010 |
Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.),
Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition
Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek
Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
|
|
33-9156 |
Nov 2, 2010 |
Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
Other Release Number(s): 34-63231, IA-3100, IC-29495 |
|
34-63221 |
Nov 1, 2010 |
Putnam Investment Management, LLC |
|
34-63216 |
Nov 1, 2010 |
Amereco, Inc., American Atlas Resources Corp., American Classic
Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc.,
Ametech, Inc., and Ampace Corp. |
|
33-9155 |
Nov 1, 2010 |
Mazhar Ul Haque |
|
34-63212 |
Oct 29, 2010 |
Jeffrey M. Zamorsky |
|
34-63210 |
Oct 29, 2010 |
Camera Platforms International, Inc., Castleguard Energy, Inc., CD
Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics
International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a
Cellcom I Corp.), and Central Utilities Production Corp.
|
|
34-63205 |
Oct 28, 2010 |
Barry Schwartz |
|
34-63204 |
Oct 28, 2010 |
Evergreen Investment Management Company, LLC, Evergreen Investment
Services, Inc., Evergreen Service Company, LLC and Wachovia Securities,
LLC |
|
34-63203 |
Oct 28, 2010 |
Fremont Investment Advisors, Inc. |
|
34-63201 |
Oct 27, 2010 |
Spendthrift Farm, Inc., Sport of Kings, Inc., Sportsend, Inc.,
Stacey's Buffet, Inc., Star Partners, Ltd., Sterling Equity Holdings,
Inc., Sterling Financial Corp., and Storage @ccess Technologies, Inc.,
(n/k/a Bluepoint Data, Inc.) |
|
34-63200 |
Oct 27, 2010 |
Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard
Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions,
Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties
Holdings, Inc.), Stormedia, Inc. (f/k/a Sym-Tek Systems, Inc.),
Strategic Partners, Inc., STS Liquidating Corp., and Symplex
Communications Corp. |
|
34-63184 |
Oct 27, 2010 |
Stuart E. Rawitt |
|
34-63183 |
Oct 27, 2010 |
Edward Tamimi |
|
34-63182 |
Oct 27, 2010 |
Amereco, Inc., American Atlas Resources Corp., American Classic
Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc.,
Ametech, Inc., and Ampace Corp. |
|
34-63178 |
Oct 26, 2010 |
American Aircarriers Support, Inc., American Artists Entertainment
Corp., American Complex Care, Inc., American Prepaid Legal Services,
Inc., and Amtech Financial Corp. |
|
34-63173 |
Oct 25, 2010 |
Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste,
Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and
Hugh F. Denison |
|
34-63172 |
Oct 25, 2010 |
Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
See also:
Final Plan of Distribution |
|
34-63168 |
Oct 25, 2010 |
United Education & Software, Inc., United Film Partners, Inc.
(n/k/a Seoul Movie USA, Inc.), United Leisure Corp., and United Rayore
Gas, Ltd. |
|
IA-3099 |
Oct 22, 2010 |
Sands Brothers Asset Management LLC, Steven Sands, and Martin Sands |
|
34-63159 |
Oct 22, 2010 |
Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic
Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect,
Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
|
|
34-63154 |
Oct 21, 2010 |
Patricia A. McKay, CPA |
|
34-63153 |
Oct 21, 2010 |
Stephen A. Odland |
|
34-63152 |
Oct 21, 2010 |
Office Depot, Inc.
Other Release Number(s): AAER-3198 |
|
34-63144 |
Oct 21, 2010 |
General American Life Insurance Company and William C. Thater |
|
34-63143 |
Oct 21, 2010 |
Strong Capital Management, Inc., et al. |
|
34-63131 |
Oct 19, 2010 |
Electrosound Group, Inc., Elektryon, Evolutions, Inc.,
Excelsior-Henderson Motorcycle Manufacturing Co., Executive National
Development Corp., and Ezcony Interamerica, Inc.
|
|
34-63128A |
Oct 19, 2010 |
Cape Systems Group, Inc., Caribbean Cigar Company, Casual Male
Corp., Cell Power Technologies, Inc., Cellmetrix, Inc. (f/k/a BCAM
International, Inc.), Cellular Products, Inc. (n/k/a 872 Main Street
Corp.), Ceptor Corp., CGS Scientific Corp., and Ciprico, Inc.
|
|
34-63118 |
Oct 15, 2010 |
Ark Asset Management Co., Inc. |
|
34-63115 |
Oct 15, 2010 |
George Wesley Harris |
|
34-63114 |
Oct 15, 2010 |
Gregory C. Gunn |
|
34-63111 |
Oct 15, 2010 |
Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business
Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra
Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and
THC Communications, Inc. |
|
34-63100 |
Oct 14, 2010 |
Millennia Automated Products, Inc., Millennium Software, Inc.,
Momentum Software Corp., Moonlight International Corp., Moviefone, Inc.,
MSI Electronics, Inc., and Multimedia Concepts International, Inc.
|
|
34-63099 |
Oct 14, 2010 |
e-DOCS.MD, Inc., Electrical Generation Technology Corp.,
Electrosource, Inc., eLinear, Inc., Elite Logistics, Inc., Elite
Technologies, Inc., Emerald Capital Holdings, Inc., Enviropact, Inc.,
and eTravelserve.com, Inc. |
|
34-63081 |
Oct 13, 2010 |
Camera Platforms International, Inc., Castleguard Energy, Inc., CD
Warehouse, Inc., Ceatech USA, Inc., Cedyco Corp., Cell Robotics
International, Inc., Cell Wireless Corp., Cellcom Corporation (n/k/a
Cellcom I Corp.), and Central Utilities Production Corp.
|
|
34-63079 |
Oct 13, 2010 |
Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business
Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra
Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and
THC Communications, Inc. |
|
34-63078 |
Oct 13, 2010 |
Prospero Group |
|
34-63075 |
Oct 12, 2010 |
Speed of Thought Trading Corp. (f/k/a Emperor Penguin, Inc.),
Sports/Entertainment Group, Inc., Standard Automotive Corp., Starmet
Corp., Stearman Enterprises, Inc., Streamline.com, Inc., and Supradur
Companies, Inc. |
|
34-63074 |
Oct 12, 2010 |
Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic
Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect,
Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
|
|
34-63069 |
Oct 8, 2010 |
Stephen J. Brace |
|
34-63065 |
Oct 8, 2010 |
Anything2ship, Inc., Aquaculture Resources Management, Inc., Arcadia
Investments, Inc., Armitec, Inc., Arrow Capital Group, Inc., August
Financial Holding Co., Inc., and AW Computer Systems, Inc.
|
|
34-63062 |
Oct 7, 2010 |
Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.),
Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition
Systems, Inc. (a/k/a eXtr@act, Inc.), Axis.Com, Inc., and Aztek
Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
|
|
34-63061 |
Oct 7, 2010 |
Michael S. Joseph, CPA
Other Release Number(s): AAER-3196 |
|
34-63060 |
Oct 7, 2010 |
J.P. Morgan Securities Inc.
See also:
Final Plan of Distribution |
|
34-63059 |
Oct 7, 2010 |
PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
See also:
Proposed Plan of Distribution;
Appendix: Methodology for Calculating Shareholder Harm |
|
34-63058 |
Oct 7, 2010 |
Villa Pasta, Inc., VIP Global Capital, Inc., Virtual World of
Sports, Inc. (f/k/a Accord Ventures, Inc.), Viva Gaming & Resorts,
Inc., VJG4, Inc., Voice IT Worldwide, Inc. The Voyager Group, Inc., and
Vu-Data Corp. |
|
34-63048 |
Oct 6, 2010 |
AOB Holdings, Inc., Applied Data Communications, Inc., Appoint
Technologies, Inc., Aqua Care Systems, Inc., AquaSciences International,
Inc., and Arix Corp. |
|
34-63047 |
Oct 6, 2010 |
Robert Comiskey |
|
IA-3097 |
Oct 5, 2010 |
Robert P. Pinkas |
|
34-63037 |
Oct 5, 2010 |
America First Associates Corp., American Eco Corp., American Income 2
LP, American Income 3 LP, American International Assets, Inc., American
Leasing Investors V-C, American Sensors, Inc., and Americana Hotels
& Realty Corp. |
|
34-63033 |
Oct 4, 2010 |
Victor R. Wahba, CPA
Other Release Number(s): AAER-3195 |
|
34-63030 |
Oct 4, 2010 |
Altschuler, Melvoin and Glasser LLP, and G. Victor Johnson, II, CPA
Other Release Number(s): IA-3096, AAER-3194 |
| Third Quarter |
|
34-63020 |
Sep 30, 2010 |
Spence-Lingo & Company, Ltd. |
|
34-63019 |
Sep 30, 2010 |
FreedomTree Mutual Funds and Asset Management, LLC, d/b/a
FreedomTree AssetManagement, LLC; Spence-Lingo & Company, Ltd. d/b/a
FreedomTree Transfer Agency; and Jermaine Ezekiel Spence
Other Release Number(s): IA-3095 |
|
33-9147 |
Sep 30, 2010 |
John P. Flannery, and James D. Hopkins
Other Release Number(s): 34-63018, IA-3094, IC-29451 |
|
IA-3093 |
Sep 29, 2010 |
Systematic Financial Associates, Inc. |
|
IA-3091 |
Sep 29, 2010 |
Ark Asset Management Co., Inc. |
|
34-63015 |
Sep 29, 2010 |
Konrad C. Kafarski |
|
34-63014 |
Sep 29, 2010 |
Sandra Venetis |
|
34-63013 |
Sep 29, 2010 |
Stephen Durland (CPA)
Other Release Number(s): AAER-3190 |
|
34-63012 |
Sep 29, 2010 |
American Aircarriers Support, Inc., American Artists Entertainment
Corp., American Complex Care, Inc., American Prepaid Legal Services,
Inc., and Amtech Financial Corp. |
|
34-63011 |
Sep 29, 2010 |
Amereco, Inc., American Atlas Resources Corp., American Classic
Voyages Co., American Consolidated Growth Corp., AmeriKing, Inc.,
Ametech, Inc., and Ampace Corp. |
|
34-63009 |
Sep 29, 2010 |
Lina Lopez a/k/a Nazly Cucunuba Lopez |
|
34-63008 |
Sep 29, 2010 |
Guillermo D. Clamens |
|
34-63006 |
Sep 29, 2010 |
Valentine Capital Asset Management, Inc. and John Leo Valentine
Other Release Number(s): IA-3090 |
|
34-62999 |
Sep 28, 2010 |
Igor Poteroba
Other Release Number(s): IA-3089 |
|
34-62998 |
Sep 28, 2010 |
Thomas Michael Rittweger |
|
34-62996 |
Sep 27, 2010 |
Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
Other Release Number(s): IA-3088 |
|
34-62994 |
Sep 27, 2010 |
Geotec, Inc., Innopet Brands Corp., Marbledge Group, Inc. (n/k/a AR
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and Westpoint Stevens,
Inc. |
|
34-62988 |
Sep 24, 2010 |
Sunopta, Inc., Steven R. Bromley, CGA, and John H. Dietrich, CA
Other Release Number(s): AAER-3189 |
|
34-62986 |
Sep 24, 2010 |
The Tag Group, Inc., T.C.B. Enterprises, Inc., Technology
International, Ltd., Telelink International Corp., Teletimer
International, Inc., Telmed, Inc., Texas American Resources, Inc., and
Texas Equipment Corp. |
|
34-62985 |
Sep 24, 2010 |
Microwave Laboratories, Inc., Millionaire.com, Inc., Mirador
Diversified Services, Inc., ML Direct, Inc., MLH Properties Ltd.
Partnership, Modena 4, Inc., Motor Cars Auto Group, Inc., and Multi
Solutions, Inc. |
|
34-62982 |
Sep 23, 2010 |
Carlson Capital, L.P. |
|
34-62979 |
Sep 23, 2010 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan,
Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh,
and Mark W. Wells
See also:
Proposed Plan of Distribution |
|
34-62978 |
Sep 23, 2010 |
Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.),
CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis
Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza
International, Inc. |
|
33-9145 |
Sep 23, 2010 |
Sierra Financial Advisors, LLC, Michael E. Earl, and Michael L. Breakey
Other Release Number(s): 34-62984, IA-3087, IC-29439 |
|
34-62976 |
Sep 22, 2010 |
Philip Lee David Jack Thomas |
|
34-62975 |
Sep 22, 2010 |
Anthony ("Tony") J. Oliva |
|
34-62974 |
Sep 22, 2010 |
Eric J. Hollowell |
|
34-62973 |
Sep 22, 2010 |
Matthew A. Dies |
|
34-62972 |
Sep 22, 2010 |
William Dyer |
|
34-62967 |
Sep 22, 2010 |
Geotec, Inc., Innopet Brands Corp., Marbledge Group, Inc. (N/K/A Ar
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and Westpoint Stevens,
Inc. |
|
34-62962 |
Sep 21, 2010 |
e-DOCS.MD, Inc., Electrical Generation Technology Corp.,
Electrosource, Inc., eLinear, Inc., Elite Logistics, Inc., Elite
Technologies, Inc., Emerald Capital Holdings, Inc., Enviropact, Inc.,
and eTravelserve.com, Inc. |
|
34-62958 |
Sep 21, 2010 |
Sintec Co. Ltd. |
|
34-62957 |
Sep 21, 2010 |
Four Crystal Funding, Inc. |
|
34-62944 |
Sep 20, 2010 |
United Education & Software, Inc., United Film Partners, Inc.
(n/k/a Seoul Movie USA, Inc.), United Leisure Corp., and United Rayore
Gas, Ltd. |
|
34-62943 |
Sep 20, 2010 |
Millennia Automated Products, Inc., Millennium Software, Inc.,
Momentum Software Corp., Moonlight International Corp., Moviefone, Inc.,
MSI Electronics, Inc., and Multimedia Concepts International, Inc.
|
|
34-62939 |
Sep 20, 2010 |
David A. Swoish |
|
34-62938 |
Sep 20, 2010 |
Jeffrey M. Zamorsky |
|
IC-29417 |
Sep 17, 2010 |
Daxor Corporation |
|
34-62936 |
Sep 17, 2010 |
Cornerstone Capital Management, Inc., and Laura Jean Kent |
|
34-62931 |
Sep 17, 2010 |
Lambros D. Ballas |
|
34-62926 |
Sep 17, 2010 |
Appiant Technologies, Inc., Cobalis Corp., FutureLink Corp., STM
Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, Inc.), and
Women First Healthcare, Inc. |
|
IA-3084 |
Sep 16, 2010 |
David R. Slaine |
|
34-62922 |
Sep 15, 2010 |
Frank L. Schwartz |
|
34-62920 |
Sep 15, 2010 |
Frank L. Constantino |
|
34-62918 |
Sep 15, 2010 |
Aaron Donald Vallett |
|
34-62917 |
Sep 15, 2010 |
Jason T. Rose |
|
34-62916 |
Sep 15, 2010 |
Mark D. Long |
|
34-62915 |
Sep 15, 2010 |
David G. Rose |
|
34-62913 |
Sep 15, 2010 |
PanWorld Minerals International, Inc. |
|
34-62905 |
Sep 14, 2010 |
Speed of Thought Trading Corp. (f/k/a Emperor Penguin, Inc.),
Sports/Entertainment Group, Inc., Standard Automotive Corp., Starmet
Corp., Stearman Enterprises, Inc., Streamline.com, Inc., and Supradur
Companies, Inc. |
|
34-62904 |
Sep 14, 2010 |
Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic
Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect,
Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp.
|
|
34-62903 |
Sep 14, 2010 |
Anything2ship, Inc., Aquaculture Resources Management, Inc., Arcadia
Investments, Inc., Armitec, Inc., Arrow Capital Group, Inc., August
Financial Holding Co., Inc., and AW Computer Systems, Inc.
|
|
34-62899 |
Sep 13, 2010 |
KMJ Corbin & Company, LLP, Kendall G. Merkley, CPA, and Anthony J. Price, CPA
Other Release Number(s): AAER-3185 |
|
34-62895 |
Sep 13, 2010 |
Prospero Group |
|
IA-3082 |
Sep 10, 2010 |
Steven W. Salutric |
|
34-62890 |
Sep 10, 2010 |
Brad A. Morrice, Esq. |
|
34-62889 |
Sep 10, 2010 |
Patti M. Dodge, CPA
Other Release Number(s): AAER-3184 |
|
34-62888 |
Sep 10, 2010 |
David N. Kenneally, CPA
Other Release Number(s): AAER-3183 |
|
34-62872 |
Sep 9, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62871 |
Sep 9, 2010 |
UB&T Financial Services Corp., United Community Holdings, Inc.,
United Homes, Inc., United Magazine Co., and United Shields Corp.
|
|
IA-3080 |
Sep 8, 2010 |
Gregory Vincent Cronin |
|
34-62868 |
Sep 8, 2010 |
Kenneth Bruce Baker |
|
34-62865 |
Sep 8, 2010 |
Kevin J. Schott, CPA
Other Release Number(s): AAER-3181 |
|
34-62862 |
Sep 7, 2010 |
Jason Hertz |
|
34-62861 |
Sep 7, 2010 |
The Tag Group, Inc., T.C.B. Enterprises, Inc., Technology
International, Ltd., Telelink International Corp., Teletimer
International, Inc., Telmed, Inc., Texas American Resources, Inc., and
Texas Equipment Corp. |
|
34-62860 |
Sep 7, 2010 |
Team America, Inc., Teldar Financial, Inc. (n/k/a Harlem Business
Development Corp.), Telecomm Industries, Inc., TeleHubLink Corp., Terra
Firma Technologies, Inc., Texon Energy Corp., Thatlook.com, Inc., and
THC Communications, Inc. |
|
34-62859 |
Sep 7, 2010 |
Microwave Laboratories, Inc., Millionaire.com, Inc., Mirador
Diversified Services, Inc., ML Direct, Inc., MLH Properties Ltd.
Partnership, Modena 4, Inc., Motor Cars Auto Group, Inc., and Multi
Solutions, Inc. |
|
34-62852 |
Sep 7, 2010 |
America First Associates Corp., American Eco Corp., American Income 2
LP, American Income 3 LP, American International Assets, Inc., American
Leasing Investors V-C, American Sensors, Inc., and Americana Hotels
& Realty Corp. |
|
33-9139 |
Sep 7, 2010 |
Neal R. Greenberg
Other Release Number(s): 34-62855, IA-3079, IC-29411 |
|
34-62848 |
Sep 3, 2010 |
Prudential Equity Group, LLC formerly known as Prudential Securities Inc. |
|
34-62844 |
Sep 3, 2010 |
Edward M. Denigris |
|
34-62840 |
Sep 3, 2010 |
Craig Kellerman |
|
34-62839 |
Sep 3, 2010 |
Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.),
CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis
Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza
International, Inc. |
|
34-62837 |
Sep 2, 2010 |
Value Line, Inc., Value Line Securities, Inc., Jean Bernhard
Buttner, and David Henigson |
|
34-62836 |
Sep 2, 2010 |
Federated Investment Management Company, Federated Securities Corp.
and Federated Shareholder Services Company
|
|
34-62835 |
Sep 2, 2010 |
Damyon Mouzon |
|
34-62834 |
Sep 2, 2010 |
LACE Financial Corp. and Barron Putnam |
|
34-62812 |
Sep 1, 2010 |
Villa Pasta, Inc., VIP Global Capital, Inc., Virtual World of
Sports, Inc. (f/k/a Accord Ventures, Inc.), Viva Gaming & Resorts,
Inc., VJG4, Inc., Voice IT Worldwide, Inc. The Voyager Group, Inc., and
Vu-Data Corp. |
|
34-62811 |
Sep 1, 2010 |
Pinnacle Capital Markets LLC and Michael A. Paciorek |
|
34-62810 |
Sep 1, 2010 |
Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh |
|
34-62809 |
Sep 1, 2010 |
Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
See also:
Proposed Plan of Distribution |
|
34-62808 |
Sep 1, 2010 |
Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens,
Inc. |
|
34-62807 |
Sep 1, 2010 |
American Bullion Minerals, Ltd., American Industries Ltd., American
Resource Corp., American Transportation Television Network, Inc.,
Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
|
|
34-62806 |
Aug 31, 2010 |
Gabelli Funds LLC |
|
34-62803 |
Aug 31, 2010 |
David V. Siegel |
|
34-62800 |
Aug 31, 2010 |
American Bullion Minerals, Ltd., American Industries Ltd., American
Resource Corp., American Transportation Television Network, Inc.,
Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
|
|
34-62790 |
Aug 30, 2010 |
T&W Financial Corp., Talger Management, Inc., TCom Ventures
Corp. (f/k/a Telecom Wireless Corp.), TEQ-1 Corp., Tesseract Group,
Inc., TexMont, Inc., Thunderbird Mining, Milling & Chemical Corp.,
and TK Originals, Inc. |
|
34-62789 |
Aug 30, 2010 |
UB&T Financial Services Corp., United Community Holdings, Inc.,
United Homes, Inc., United Magazine Co., and United Shields Corp.
|
|
34-62786 |
Aug 27, 2010 |
Apogee Technology, Inc. |
|
34-62781 |
Aug 27, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta
Mining & Exploration Corp.) and Avasoft, Inc.
|
|
34-62780 |
Aug 27, 2010 |
Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens,
Inc. |
|
34-62779A |
Aug 27, 2010 |
Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens,
Inc. |
|
34-62778 |
Aug 27, 2010 |
Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.),
CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis
Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza
International, Inc. |
|
34-62773 |
Aug 26, 2010 |
Stephen D. Chanslor (CPA)
Other Release Number(s): AAER-3176 |
|
34-62770 |
Aug 26, 2010 |
Donna B. Murdoch |
|
34-62769 |
Aug 26, 2010 |
James E. Gansman |
|
IA-3076 |
Aug 25, 2010 |
David C. Condie |
|
IA-3075 |
Aug 25, 2010 |
Kyle J. Thompson |
|
IA-3074 |
Aug 25, 2010 |
E. Sherman Warner |
|
IA-3073 |
Aug 25, 2010 |
Thompson Consulting, Inc. |
|
IA-3072A |
Aug 24, 2010 |
Robert T. Harvey |
|
34-62761 |
Aug 24, 2010 |
Stephen Burke, CPA
Other Release Number(s): AAER-3175 |
|
34-62757 |
Aug 23, 2010 |
Fineline Holdings, Inc. |
|
34-62756 |
Aug 23, 2010 |
E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison
Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a
SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD
Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc.,
and Exotech, Inc. |
|
34-62753 |
Aug 20, 2010 |
William H. Center
Other Release Number(s): IA-3071 |
|
34-62752 |
Aug 20, 2010 |
Matthew W. Hardey
Other Release Number(s): AAER-3173 |
|
34-62751 |
Aug 20, 2010 |
L. Cyrus DeBlanc
Other Release Number(s): AAER-3172 |
|
34-62750 |
Aug 20, 2010 |
Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin,
Sr., and Eugene Miller |
|
34-62749 |
Aug 20, 2010 |
Gregory Todd Froning
Other Release Number(s): IA-3070 |
|
34-62747 |
Aug 20, 2010 |
BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (F/K/A
Copperstone Resources Corp.) (N/K/A Bonanza Resources Corp.),
Bonaventure Resources, Inc., British American Holdings, Ltd.,
British-American Insurance Company, Ltd., BT Energy Corp., Butterfield
Preferred Growth Fund 83, and By George Holding Corp. (N/K/A AMR
Meridian, Inc.) |
|
34-62746 |
Aug 19, 2010 |
AIM Advisors, Inc. and AIM Distributors, Inc. |
|
34-62741 |
Aug 19, 2010 |
Universal Ceramics, Inc., Universal Equity Partners, Inc.,
University Real Estate Fund 10, Ltd., University Real Estate Partnership
V, Ursus Telecom Corp., U.S. Diagnostic, Inc., U.S. Mobile Services,
Inc., USR Industries, Inc., and Utopia Trading, Inc.
|
|
IA-3069 |
Aug 18, 2010 |
Ezra C. Levy |
|
34-62738 |
Aug 18, 2010 |
J.P. Morgan Securities Inc.
See also:
Proposed Plan of Distribution |
|
33-9135 |
Aug 18, 2010 |
State of New Jersey |
|
34-62733 |
Aug 16, 2010 |
American Skandia Investment Services, Inc.
See also:
Final Distribution Plan |
|
34-62728 |
Aug 16, 2010 |
Gabelli Funds LLC |
|
34-62723 |
Aug 16, 2010 |
Four Crystal Funding, Inc. |
|
34-62721 |
Aug 13, 2010 |
Apogee Technology, Inc. |
|
34-62720 |
Aug 13, 2010 |
Paul Greenwood |
|
34-62714 |
Aug 13, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta
Mining & Exploration Corp.) and Avasoft, Inc.
|
|
34-62705 |
Aug 12, 2010 |
Commonwealth Equity Services, LLP d/b/a Commonwealth Financial
Network, Detwiler, Mitchell, Fenton & Graves, Inc., James X. McCarty
|
|
34-62701 |
Aug 12, 2010 |
PanWorld Minerals International, Inc. |
|
34-62698 |
Aug 12, 2010 |
Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.),
CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), Genesis
Worldwide, Inc., Hampton Consulting Corp., and Jake's Pizza
International, Inc. |
|
34-62696 |
Aug 12, 2010 |
Alyn Corp., American Holding Investments, Inc., American Midland
Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc.
(n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
|
|
34-62693 |
Aug 11, 2010 |
William Carson Arnold |
|
34-62691 |
Aug 11, 2010 |
American Bullion Minerals, Ltd., American Industries Ltd., American
Resource Corp., American Transportation Television Network, Inc.,
Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
|
|
34-62689 |
Aug 11, 2010 |
Robert Comiskey |
|
34-62687 |
Aug 11, 2010 |
Richard Jonathan Blech |
|
34-62679 |
Aug 10, 2010 |
Stephen J. Brace |
|
34-62677 |
Aug 10, 2010 |
Stanton B.J. Defreitas |
|
34-62676 |
Aug 10, 2010 |
Geotec, Inc., InnoPet Brands Corp., Marbledge Group, Inc. (n/k/a AR
Growth Finance Corp.), Phlo Corp., Pliant Systems, Inc., Southeast
Banking Corp., TNX Television Holdings, Inc., and WestPoint Stevens,
Inc. |
|
34-62674 |
Aug 10, 2010 |
Appiant Technologies, Inc., Cobalis Corp., FutureLink Corp., STM
Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, Inc.), and
Women First Healthcare, Inc. |
|
34-62672 |
Aug 10, 2010 |
Diatect International Corporation |
|
34-62666 |
Aug 9, 2010 |
Dohan + Company CPAs, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Other Release Number(s): AAER-3171 |
|
34-62662 |
Aug 9, 2010 |
Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., VoiceFlash
Networks, Inc. (d/b/a The DataFlash Corp.), VoiceIQ, Inc. (n/k/a Yoho
Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
|
|
IA-3066 |
Aug 5, 2010 |
Steven W. Salutric |
|
IA-3065 |
Aug 5, 2010 |
Janus Capital Management LLC
Other Release Number(s): IC-29377 |
|
34-62654 |
Aug 5, 2010 |
Mark T. Schwetschenau
Other Release Number(s): AAER-3166 |
|
34-62652 |
Aug 5, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
33-9132 |
Aug 5, 2010 |
Navistar International Corporation, Daniel C. Ustian, Robert C.
Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway,
Ernest A. Stinsa, Michael J. Schultz
Other Release Number(s): 34-62653, AAER-3165 |
|
34-62636 |
Aug 4, 2010 |
Thomas P. Flanagan, CPA
Other Release Number(s): AAER-3163 |
|
34-62635 |
Aug 4, 2010 |
Aamer Abdullah
Other Release Number(s): IA-3064 |
|
34-62634 |
Aug 4, 2010 |
Shauntel A. McCoy |
|
34-62633 |
Aug 4, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
34-62627 |
Aug 2, 2010 |
UB&T Financial Services Corp., United Community Holdings, Inc.,
United Homes, Inc., United Magazine Co., and United Shields Corp.
|
|
34-62622 |
Aug 2, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc., (n/k/a Delta
Mining & Exploration Corp.) and Avasoft, Inc.
|
|
34-62613 |
Jul 30, 2010 |
J. Coutris Partners, LP |
|
34-62612 |
Jul 30, 2010 |
Michael J. Coutris |
|
34-62611 |
Jul 30, 2010 |
John J. Coutris |
|
34-62603 |
Jul 30, 2010 |
Eric S. Butler
Other Release Number(s): IA-3062 |
|
IA-3061 |
Jul 29, 2010 |
Grant Ivan Grieve a/k/a Gad Grieve |
|
34-62593 |
Jul 29, 2010 |
Gary L. Crittenden and Arthur H. Tildesley, Jr. |
|
34-62591 |
Jul 29, 2010 |
Daren L. Palmer |
|
34-62589 |
Jul 29, 2010 |
Larry E. Hulse, CPA
Other Release Number(s): AAER-3160 |
|
34-62586 |
Jul 29, 2010 |
T&W Financial Corp., Talger Management, Inc., TCom Ventures
Corp. (f/k/a Telecom Wireless Corp.), TEQ-1 Corp., Tesseract Group,
Inc., TexMont, Inc., Thunderbird Mining, Milling & Chemical Corp.,
and TK Originals, Inc. |
|
34-62583 |
Jul 28, 2010 |
Verint Systems Inc. |
|
34-62581 |
Jul 28, 2010 |
Lambros D. Ballas |
|
IA-3059 |
Jul 27, 2010 |
Spencer International Advisors, Inc. and Scott A. Spencer, CPA |
|
34-62576 |
Jul 27, 2010 |
Life Resources, Inc., LifeStar Corp., Lifeworks Holdings, Inc.,
Listo, Inc., Log Point Technologies, Inc., LRNN Corp., and Lysander
Minerals Corp. (f/k/a Lysander Gold Corp.)
|
|
34-62574 |
Jul 26, 2010 |
Universal Ceramics, Inc., Universal Equity Partners, Inc.,
University Real Estate Fund 10, Ltd., University Real Estate Partnership
V, Ursus Telecom Corp., U.S. Diagnostic, Inc., U.S. Mobile Services,
Inc., USR Industries, Inc., and Utopia Trading, Inc.
|
|
34-62571 |
Jul 26, 2010 |
E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison
Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a
SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD
Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc.,
and Exotech, Inc. |
|
34-62570 |
Jul 26, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62563 |
Jul 23, 2010 |
Kenneth J. Abod, CPA
Other Release Number(s): AAER-3158 |
|
34-62561 |
Jul 23, 2010 |
Gary S. Becker and Gregory S. Schaefer |
|
34-62560 |
Jul 23, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62559 |
Jul 23, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta
Mining & Exploration Corp.), and Avasoft, Inc.
|
|
34-62558 |
Jul 23, 2010 |
Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition
Corp.,Commodore Separation Technologies, Inc., Food Integrated
Technologies, Inc., Gap Instrument Corp., Skysat Communications Network
Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
|
|
IA-3056 |
Jul 22, 2010 |
Eric R. Majors |
|
34-62551 |
Jul 22, 2010 |
Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc. |
|
34-62549 |
Jul 22, 2010 |
William B. Blount |
|
34-62548 |
Jul 22, 2010 |
Andrew D. Petrofsky, CPA
Other Release Number(s): IA-3055, AAER-3155 |
|
34-62547 |
Jul 22, 2010 |
Life Resources, Inc., LifeStar Corp., Lifeworks Holdings, Inc.,
Listo, Inc., Log Point Technologies, Inc., LRNN Corp., and Lysander
Minerals Corp. (f/k/a Lysander Gold Corp.)
|
|
34-62546 |
Jul 22, 2010 |
Aphton Corp., Apollo International of Delaware, Inc., Applewoods,
Inc., Aquagenix, Inc., Asconi Corp., Avalon Borden Companies, Inc.,
Aviation Holdings Group, Inc., and Azur Holdings, Inc.
|
|
34-62545 |
Jul 22, 2010 |
Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition
Corp.,Commodore Separation Technologies, Inc., Food Integrated
Technologies, Inc., Gap Instrument Corp., Skysat Communications Network
Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
|
|
IA-3054 |
Jul 21, 2010 |
James R. Halstead |
|
34-62542 |
Jul 21, 2010 |
Federated Investment Management Company, Federated Securities Corp.
and Federated Shareholder Services Company
|
|
34-62538 |
Jul 21, 2010 |
Joseph Milanowski |
|
34-62537 |
Jul 21, 2010 |
Avalon Capital Holdings, Inc. |
|
34-62536 |
Jul 21, 2010 |
Diamond Equities, Inc. |
|
34-62535 |
Jul 21, 2010 |
Image Innovations Holdings, Inc. |
|
34-62532 |
Jul 20, 2010 |
SSE Telecom, Inc., Stratesec, Inc., Superfly Advertising, Inc.
(f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc.,
Synergy Renewable Resources, Inc., and Syntech International, Inc.
(n/k/a Avalon Technology Group, Inc.)
|
|
34-62529 |
Jul 19, 2010 |
Martin T. Wegener
Other Release Number(s): IA-3053 |
|
34-62525 |
Jul 19, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
34-62511 |
Jul 16, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62510 |
Jul 16, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
34-62500 |
Jul 14, 2010 |
John F. Kendrick |
|
34-62499 |
Jul 14, 2010 |
L. Rex Andersen, CPA
Other Release Number(s): AAER-3153 |
|
34-62498 |
Jul 14, 2010 |
BISYS Fund Services, Inc. |
|
34-62497 |
Jul 14, 2010 |
The Colonial Bancgroup, Inc. |
|
34-62494 |
Jul 14, 2010 |
E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison
Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a
SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD
Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc.,
and Exotech, Inc. |
|
34-62492 |
Jul 14, 2010 |
Micro Laboratories, Inc. |
|
34-62487 |
Jul 13, 2010 |
Gary Maddux |
|
34-62486 |
Jul 13, 2010 |
Matthew C. Gless
Other Release Number(s): AAER-3152 |
|
34-62484 |
Jul 13, 2010 |
Fineline Holdings, Inc. |
|
34-62481 |
Jul 12, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta
Mining & Exploration Corp.), and Avasoft, Inc.
|
|
34-62475 |
Jul 8, 2010 |
Strong Capital Management, Inc., et al. |
|
34-62470 |
Jul 8, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62469 |
Jul 8, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
33-9127 |
Jul 8, 2010 |
Ephraim Fields
Other Release Number(s): 34-62474, IA-3051, AAER-3151 |
|
34-62467 |
Jul 7, 2010 |
Philip W. Milton
Other Release Number(s): IA-3050 |
|
34-62466 |
Jul 7, 2010 |
Barry M. Kornfeld
Other Release Number(s): IA-3049 |
|
34-62465 |
Jul 7, 2010 |
Ilse Cappel, CPA
Other Release Number(s): AAER-3150 |
|
34-62460 |
Jul 7, 2010 |
Brien Santarlas, Esq. |
|
34-62458 |
Jul 7, 2010 |
Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp.
(f/k/a Computer Transceiver Systems, Inc., MR3 Systems, Inc., and
Mutual Risk Management, Ltd. |
|
34-62456 |
Jul 6, 2010 |
Dennis Lee Keating II
Other Release Number(s): IA-3048 |
|
IA-3044 |
Jul 2, 2010 |
Stephen Michael Alexander |
|
34-62447 |
Jul 2, 2010 |
Appaloosa Management L.P.
Other Release Number(s): IA-3047 |
|
34-62446 |
Jul 2, 2010 |
Gary R. Headding
Other Release Number(s): IA-3046 |
|
34-62440 |
Jul 2, 2010 |
Aaron Donald Vallett
Other Release Number(s): IA-3045 |
|
34-62439 |
Jul 2, 2010 |
BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite
Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National
Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc.,
and WHEREVER.Net Holding Corp |
|
34-62438 |
Jul 1, 2010 |
Qais R. Bhavnagari |
|
34-62426 |
Jul 1, 2010 |
Broadengate Systems, Inc. (n/k/a Otter Lake Resources, Inc.) |
| Second Quarter |
|
34-62401 |
Jun 29, 2010 |
Stephen Hozie
Other Release Number(s): AAER-3148 |
|
34-62390 |
Jun 28, 2010 |
David D. Hepworth
Other Release Number(s): IA-3042, IC-29334 |
|
34-62388 |
Jun 28, 2010 |
Aris Industries, Inc., Bene Io, Inc., China Mineral Acquisition
Corp., Commodore Separation Technologies, Inc., Food Integrated
Technologies, Inc., Gap Instrument Corp., Skysat Communications Network
Corp., URT Industries, Inc., and Vicon Fiber Optics Corp.
|
|
34-62383 |
Jun 25, 2010 |
Bruce S. Frank, Esq. |
|
34-62381 |
Jun 25, 2010 |
Fremont Investment Advisors, Inc.
See also:
Final Plan of Distribution |
|
34-62375 |
Jun 25, 2010 |
BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a
Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.),
Bonaventure Resources, Inc., British American Holdings, Ltd.,
British-American Insurance Company, Ltd., BT Energy Corp., Butterfield
Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR
Meridian, Inc.) |
|
34-62372 |
Jun 24, 2010 |
Fei-Fei Catherine Fang, CPA
Other Release Number(s): AAER-3146 |
|
34-62367 |
Jun 23, 2010 |
Phillip Windom Offill, Jr., Esq. |
|
34-62365 |
Jun 23, 2010 |
BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite
Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National
Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc.,
and WHEREVER.Net Holding Corp. |
|
34-62364 |
Jun 23, 2010 |
Channel America Television Network, Inc., EquiMed, Inc., Kore
Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,
Inc.), Security Investments Group, Inc., Shared Technologies Cellular,
Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a
Silver Star Foods, Inc.), and V-One Corp.
|
|
34-62362 |
Jun 23, 2010 |
SSE Telecom, Inc., Strategic Alliance Group, Inc. (n/k/a CruiseCam
International, Inc.), Stratasec, Inc., Superfly Advertising, Inc. (f/k/a
Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc.,
Synergy Renewable Resources, Inc., and Syntech International, Inc.
(n/k/a Avalon Technology Group, Inc.)
|
|
34-62360 |
Jun 23, 2010 |
Alyn Corp., American Holding Investments, Inc., American Midland
Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc.
(n/k/a Tara Gold Resources Corp.), and Amwest Environmental Group, Inc.
|
|
34-62351 |
Jun 22, 2010 |
Julian T. Tzolov
Other Release Number(s): IA-3041 |
|
34-62346 |
Jun 22, 2010 |
Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp.
(f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., and
Mutual Risk Management, Ltd. |
|
34-62345 |
Jun 22, 2010 |
Alpha Resources, Inc., Amber’s Stores, Inc., American Biomed, Inc.,
American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
|
|
34-62327 |
Jun 21, 2010 |
U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S.
Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA
Bridge Construction of N.Y., Inc., USA Broadband, Inc.,USA Uranium
Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
|
|
IA-3039 |
Jun 18, 2010 |
Arthur Nadel |
|
34-62310 |
Jun 17, 2010 |
BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a
Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.),
Bonaventure Resources, Inc., British American Holdings, Ltd.,
British-American Insurance Company, Ltd., BT Energy Corp., Butterfield
Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR
Meridian, Inc.) |
|
34-62309 |
Jun 17, 2010 |
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a
Greencore Technology, Inc.), Aquacell Water, Inc. (n/k/a Believing
Today, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc.,(n/k/a Delta
Mining & Exploration Corp.) and Avasoft, Inc.
|
|
34-62308 |
Jun 17, 2010 |
Aphton Corp., Apollo International of Delaware, Inc., Applewoods,
Inc.,Aquagenix, Inc., Asconi Corp., Avalon Borden Companies, Inc.,
Aviation Holdings Group, Inc., and Azur Holdings, Inc.
|
|
34-62306 |
Jun 17, 2010 |
Advanced Materials Group, Inc. |
|
34-62305 |
Jun 17, 2010 |
China Technology Global Corp. |
|
34-62298 |
Jun 16, 2010 |
P&P Research Co., Ltd. |
|
34-62292 |
Jun 15, 2010 |
American Energy Services, Inc., Dynacore Patent Litigation Trust,
Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,
Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le
Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas
Equity International Corp. |
|
34-62279 |
Jun 11, 2010 |
Ryan Nestor
Other Release Number(s): IA-3038 |
|
34-62278 |
Jun 11, 2010 |
Diatect International Corporation |
|
34-62277 |
Jun 11, 2010 |
Micro Laboratories, Inc. |
|
34-62275 |
Jun 11, 2010 |
BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a
Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.),
Bonaventure Resources, Inc., British American Holdings, Ltd.,
British-American Insurance Company, Ltd., BT Energy Corp., Butterfield
Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR
Meridian, Inc.) |
|
34-62267 |
Jun 10, 2010 |
Melissa A. Mahler |
|
34-62265 |
Jun 10, 2010 |
Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc. |
|
34-62264 |
Jun 10, 2010 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan,
Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins,
Kevin J. Walsh, and Mark W. Wells
|
|
34-62262 |
Jun 10, 2010 |
L. Rex Andersen, CPA
Other Release Number(s): AAER-3144 |
|
34-62261 |
Jun 10, 2010 |
Sam P. Douglass and Anthony R. Moore
Other Release Number(s): IA-3037, IC-29296 |
|
34-62260 |
Jun 10, 2010 |
Harry O. Nicodemus IV, CPA
Other Release Number(s): AAER-3143 |
|
34-62254 |
Jun 10, 2010 |
Alyn Corp., American Holding Investments, Inc., American Midland
Corp., American Millennium Corp., American Pallet Leasing, Inc.,
American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and
Amwest Environmental Group, Inc. |
|
34-62253 |
Jun 10, 2010 |
Alyn Corp., American Holding Investments, Inc., American Midland
Corp., American Millennium Corp., American Pallet Leasing, Inc.,
American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and
Amwest Environmental Group, Inc. |
|
34-62246 |
Jun 9, 2010 |
V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan
Technologies, Inc., and Voicenet, Inc.
|
|
34-62245 |
Jun 9, 2010 |
Universal Property Development & Acquisition Corp. |
|
IA-3035 |
Jun 8, 2010 |
Pequot Capital Management, Inc. and Arthur J. Samberg |
|
34-62244 |
Jun 8, 2010 |
Robert Tringham
Other Release Number(s): IA-3036 |
|
34-62243 |
Jun 8, 2010 |
Duane C. Johnson |
|
34-62242 |
Jun 8, 2010 |
Anthony Bonica
Other Release Number(s): AAER-3140 |
|
34-62238 |
Jun 8, 2010 |
Jay Lapine, Esq. |
|
33-9125 |
Jun 8, 2010 |
Gordon Brent Pierce, Newport Capital Corp., and Jenirob Company Ltd. |
|
34-62235 |
Jun 7, 2010 |
China Yuchai International Limited
Other Release Number(s): AAER-3139 |
|
34-62233 |
Jun 7, 2010 |
BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc.,
Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky,
Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a
Marinas International, Inc.), Bridge Technology, Inc., BrightCube,
Inc., and B.U.M. International, Inc.
|
|
34-62232 |
Jun 7, 2010 |
Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&P
Inc., United Petroleum Corp., and United Resources, Inc.
|
|
34-62228 |
Jun 4, 2010 |
Inviva, Inc. and Jefferson National Life Insurance Company |
|
34-62226 |
Jun 4, 2010 |
Guillermo Haro |
|
34-62225 |
Jun 4, 2010 |
Stanton B.J. Defreitas |
|
34-62222 |
Jun 4, 2010 |
Alpha Resources, Inc., Amber's Stores, Inc., American BioMed, Inc.,
American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
|
|
34-62221 |
Jun 4, 2010 |
LEP Group PLC (n/k/a Wayrol PLC), LIF, LifeRate Systems, Inc. and Loch Harris, Inc. |
|
34-62220 |
Jun 4, 2010 |
United Vanguard Homes, Inc., Universal Life Holding Corp., Universal
Standard Medical Laboratories, Inc. (n/k/a Universal Standard
Healthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical Technologies
Corp., U.S. Homecare Corp., and USA Classic, Inc.
|
|
34-62219 |
Jun 4, 2010 |
Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp.
(f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., and
Mutual Risk Management, Ltd. |
|
IA-3034 |
Jun 3, 2010 |
David W. Wehrs |
|
34-62217 |
Jun 3, 2010 |
Zurich Capital Markets Inc.
See also:
Final Plan of Distribution |
|
34-62212 |
Jun 3, 2010 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC,
and Banc of America Securities, LLC
|
|
34-62210 |
Jun 2, 2010 |
J. Michael Scarborough and Royal Alliance Associates, Inc. |
|
34-62208 |
Jun 2, 2010 |
Stephen F. Clifford
Other Release Number(s): IA-3033 |
|
34-62203 |
Jun 2, 2010 |
American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/a
Referral Holdings Corp.), American Quantum Cycles, Inc., Americare
Health Scan, Inc (f/k/a United Products International, Inc.), and Amnex,
Inc. |
|
34-62202 |
Jun 1, 2010 |
Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., Voiceflash
Networks, Inc. (d/b/a The Dataflash Corp.), VoiceIQ, Inc. (n/k/a Yoho
Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
|
|
34-62201 |
Jun 1, 2010 |
Life Resources, Inc., Lifestar Corp., Lifeworks Holdings, Inc.,
Listo, Inc., Log Point Technologies, Inc., Lrnn Corp., and Lysander
Minerals Corp. (f/k/a Lysander Gold Corp.)
|
|
34-62200 |
Jun 1, 2010 |
Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
See also:
Final Plan of Distibution |
|
34-62198 |
Jun 1, 2010 |
Sintec Co. Ltd.
See also:
Korean version |
|
34-62191 |
May 28, 2010 |
Gabriel Paredes |
|
34-62189 |
May 27, 2010 |
Joseph Milanowski |
|
34-62186 |
May 27, 2010 |
David E. Zilkha |
|
34-62185 |
May 27, 2010 |
ULH Corp. (n/k/a UniHOLDING Corp.), Unapix Entertainment, Inc.,
UniComp, Inc., and UNIDYNE Corp. |
|
IA-3031 |
May 26, 2010 |
Lydia Capital, LLC |
|
34-62180 |
May 26, 2010 |
James E. Otto
Other Release Number(s): IA-3030 |
|
34-62173 |
May 26, 2010 |
JayCee James |
|
34-62172 |
May 26, 2010 |
United Vanguard Homes, Inc., Universal Life Holding Corp., Universal
Standard Medical Laboratories, Inc. (n/k/a Universal Standard
Healthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical Technologies
Corp., U.S. Homecare Corp., and USA Classic, Inc.
|
|
34-62171 |
May 26, 2010 |
Tal Wireless Networks, Inc., TCT Financial Group A, Inc., Telechips
Corp., Tellus Industries, Inc., Telnet Go 2000, Inc., TMCI Electronics,
Inc., TMP Inland Empire, Ltd., TMP Inland Empire V, Ltd., and TMP Inland
Empire VI, Ltd. |
|
34-62165 |
May 25, 2010 |
Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business
Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc.,
Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama
(n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp &
Paper |
|
34-62164 |
May 25, 2010 |
Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business
Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc.,
Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama
(n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp &
Paper |
|
34-62163 |
May 25, 2010 |
Valesc Holdings, Inc., Venture Stores, Inc., visionGATEWAY, Inc.
and Vital Health Technologies, Inc. (n/k/a Caribbean American Health
Resorts) |
|
34-62162 |
May 24, 2010 |
Morgan Stanley & Co. Incorporated |
|
34-62154 |
May 24, 2010 |
BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc.,
Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky,
Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a
Marinas International, Inc.), Bridge Technology, Inc., BrightCube,
Inc., and B.U.M. International, Inc.
|
|
IA-3028 |
May 21, 2010 |
Sherwin Brown and Jamerica Financial, Inc. |
|
34-62153 |
May 21, 2010 |
Gene T. Mancinelli |
|
34-62150 |
May 21, 2010 |
David F. Merrick
Other Release Number(s): IA-3029 |
|
34-62149 |
May 21, 2010 |
Gregory W. Laser |
|
34-62145 |
May 20, 2010 |
Kederio Ainsworth |
|
34-62144 |
May 20, 2010 |
Jesus Gutierrez |
|
34-62137 |
May 19, 2010 |
Angel Romo |
|
34-62136 |
May 19, 2010 |
Michael G. Lutze, CPA
Other Release Number(s): AAER-3135 |
|
34-62116 |
May 18, 2010 |
Lorenzo Altadonna |
|
34-62113 |
May 17, 2010 |
Jeffrey A. Richardson |
|
34-62111 |
May 14, 2010 |
Broadengate Systems, Inc. (n/k/a Otter Lake Resources, Inc.) |
|
34-62109 |
May 14, 2010 |
China Technology Global Corp. |
|
34-62107 |
May 13, 2010 |
Brokat Technologies Aktiengesellschaft
See also:
German version |
|
34-62106 |
May 13, 2010 |
American Skandia Investment Services, Inc.
See also:
Proposed Plan of Distribution |
|
34-62104 |
May 13, 2010 |
Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&P,
Inc., United Petroleum Corp., and United Resources, Inc.
|
|
34-62100 |
May 13, 2010 |
Stanley W. Anderson |
|
34-62099 |
May 13, 2010 |
Michael D. Norton |
|
34-62098 |
May 13, 2010 |
Edwin A. Smith |
|
34-62097A |
May 13, 2010 |
Charles L. Kennedy |
|
34-62096 |
May 13, 2010 |
Nicholas R. Fair |
|
34-62093 |
May 13, 2010 |
Jason Hertz |
|
34-62092 |
May 13, 2010 |
BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite
Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National
Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc.,
and WHEREVER.Net Holding Corp. |
|
IA-3027 |
May 12, 2010 |
Ali T. Far and Choo-Beng Lee |
|
IA-3025 |
May 12, 2010 |
Diego M. Rolando
See also:
Spanish version |
|
34-62090 |
May 12, 2010 |
Fremont Investment Advisors, Inc.
See also:
Proposed Plan of Distribution |
|
34-62088 |
May 12, 2010 |
Smith Barney Fund Management LLC and Citigroup Global Markets |
|
34-62086 |
May 12, 2010 |
David A. Williams
Other Release Number(s): IA-3026 |
|
34-62057 |
May 12, 2010 |
Millennium Partners, L.P., Millennium Management, L.L.C., Millennium
International Management, L.L.C., Israel Englander, Terence Feeney,
Fred Stone, and Kovan Pillai; Steven B. Markovitz
|
|
34-62077 |
May 11, 2010 |
BCI Telecom Holding, Inc., Bonanza Explorations, Inc. (f/k/a
Copperstone Resources Corp.) (n/k/a Bonanza Resources Corp.),
Bonaventure Resources, Inc., British American Holdings, Ltd.,
British-American Insurance Company, Ltd., BT Energy Corp., Butterfield
Preferred Growth Fund 83, and By George Holding Corp. (n/k/a AMR
Meridian, Inc.) |
|
34-62075 |
May 11, 2010 |
Weiss Research, Inc. Martin Weiss, and Lawrence Edelson |
|
34-62073 |
May 11, 2010 |
Peter G. Grabler |
|
34-62072 |
May 11, 2010 |
Leonard J. Adams |
|
34-62070 |
May 11, 2010 |
Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M.
Zamorsky, and Jesse Anthony "Tony" Aguilar
|
|
33-9124 |
May 11, 2010 |
David W. Baldt
Other Release Number(s): 34-62076, IA-3024, IC-29266 |
|
34-62068 |
May 10, 2010 |
Susan G. Slovak
Other Release Number(s): IA-3023 |
|
34-62065 |
May 10, 2010 |
Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery |
|
34-62063 |
May 10, 2010 |
Universal Property Development & Acquisition Corp. |
|
34-62059 |
May 7, 2010 |
BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc.,
Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (N/K/A Absolutesky,
Inc.), Bioimmune, Inc., Biosecure Corp., Brazos Sportswear, Inc. (N/K/A
Marinas International, Inc.), Bridge Technology, Inc., Brightcube, Inc.,
and B.U.M. International, Inc.
|
|
34-62058 |
May 6, 2010 |
Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc. |
|
34-62049 |
May 6, 2010 |
Don C. Weir
Other Release Number(s): IA-3022 |
|
34-62047 |
May 6, 2010 |
American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/a
Referral Holdings Corp.), American Quantum Cycles, Inc., Americare
Health Scan, Inc. (f/k/a United Products International, Inc.), and
Amnex, Inc. |
|
34-62046 |
May 6, 2010 |
Alyn Corp., American Holding Investments, Inc., American Midland
Corp., American Millennium Corp., American Pallet Leasing, Inc.,
American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), and
Amwest Environmental Group, Inc. |
|
IA-3021 |
May 5, 2010 |
Christopher D. Moody |
|
IA-3020 |
May 5, 2010 |
Neil V. Moody |
|
34-62035 |
May 5, 2010 |
V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan
Technologies, Inc., and VoiceNet, Inc.
|
|
34-62030 |
May 4, 2010 |
John L. Milling |
|
34-62025 |
May 4, 2010 |
Goldman Sachs Execution & Clearing, L.P. |
|
34-62024 |
May 4, 2010 |
BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc.,
Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky,
Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a
Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc.,
and B.U.M. International, Inc. |
|
34-62022 |
May 3, 2010 |
Ultimate Security Systems Corp., Universal Bio-Medical Enterprises,
Inc., Universal Broadband Communications, Inc., Universal Guaranty
Investment Co., Urethane Technologies, Inc., and USMX, Inc.
|
|
34-62020 |
Apr 30, 2010 |
Tal Wireless Networks, Inc. et al. |
|
34-62018 |
Apr 30, 2010 |
United Vanguard Homes, Inc. et al. |
|
34-62017 |
Apr 30, 2010 |
Evergreen Investment Management Company, LLC, Evergreen Investment
Services, Inc., Evergreen Service Company, LLC and Wachovia Securities,
LLC
See also:
Final Plan of Distribution |
|
34-62016 |
Apr 30, 2010 |
Franklin Advisers, Inc. |
|
34-62008 |
Apr 30, 2010 |
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet
Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc.,
Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and
3DFX Interactive, Inc. |
|
34-62007 |
Apr 29, 2010 |
Bart A. Thielbar |
|
34-62002 |
Apr 29, 2010 |
Marc S. Dreier, Esq. |
|
34-61998 |
Apr 28, 2010 |
Marlin R. Brinsky, CPA
Other Release Number(s): AAER-3130 |
|
34-61985 |
Apr 27, 2010 |
LaserSight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc.,
LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite King
Corp., Livent, Inc., Loehmann's, Inc., The Loewen Group, Inc., and
Lorelei Corp. |
|
33-9121 |
Apr 27, 2010 |
Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin, Sr., and Eugene Miller
Other Release Number(s): 34-61988 |
|
34-61980 |
Apr 26, 2010 |
Tangent Solutions, Inc., Telzuit Medical Technologies, Inc.,
Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics,
Inc., and Tis Mortgage Investment Co.
|
|
34-61976 |
Apr 23, 2010 |
David R. Cosgrove, CMA
Other Release Number(s): AAER-3129 |
|
34-61974 |
Apr 23, 2010 |
Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc. |
|
34-61970 |
Apr 23, 2010 |
Beth R. Chapman
Other Release Number(s): IA-3019 |
|
34-61969 |
Apr 23, 2010 |
LEP Group PLC (n/k/a Wayrol PLC), LIF, Liferate Systems, Inc., and Loch Harris, Inc. |
|
34-61965 |
Apr 23, 2010 |
William H. Lofthus
Other Release Number(s): IA-3018 |
|
34-61964 |
Apr 23, 2010 |
Leo R. Driving Hawk, Sr. |
|
33-9119 |
Apr 23, 2010 |
Paul George Chironis
Other Release Number(s): 34-61968 |
|
34-61957 |
Apr 22, 2010 |
Corridor Communications Corp., International Cosmetics Marketing
Co., PNV Inc.,Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a
Quti Corp.), Tapistron International, Inc., Telscape International,
Inc., and Universal Beverages Holdings Corp.
|
|
34-61956 |
Apr 22, 2010 |
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet
Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc.,
Lifespan, Inc.,STAR Telecommunications, Inc., Telenetics Corp. and 3DFX
Interactive, Inc. |
|
34-61951 |
Apr 21, 2010 |
Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp.
(n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio
Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors
Corp., Prism Group, Inc., Promotional Concepts, Inc., (a/k/a Tartam,
Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a
Belair Energy Corp.) |
|
34-61950 |
Apr 21, 2010 |
ULH Corp. (n/k/a UniHolding Corp.), Unapix Entertainment, Inc.,
Unicomp, Inc.and Unidyne Corp. |
|
34-61945 |
Apr 20, 2010 |
William J. Herisko |
|
34-61941 |
Apr 20, 2010 |
Valesc Holdings, Inc., Venture Stores, Inc., VisionGateway, Inc.,
and Vital Health Technologies, Inc. (n/k/a Caribbean American Health
Resorts) |
|
34-61940 |
Apr 20, 2010 |
V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan
Technologies, Inc., and VoiceNet, Inc.
|
|
IA-3017 |
Apr 16, 2010 |
Stephen X. Kim and Spyglass Management, L.P. |
|
34-61928 |
Apr 16, 2010 |
Diane M. Keefe
Other Release Number(s): IA-3016, IC-29207 |
|
34-61925 |
Apr 16, 2010 |
Apogee Technology, Inc. |
|
34-61918 |
Apr 15, 2010 |
Zurich Capital Markets Inc.
See also:
Proposed Distribution Plan |
|
34-61917 |
Apr 15, 2010 |
Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also:
Final Plan of Distribution |
|
34-61916 |
Apr 15, 2010 |
Jack Maddock |
|
34-61910 |
Apr 15, 2010 |
Ultimate Security Systems Corp., United Trans-Western, Inc.,
Universal Bio-Medical Enterprises, Inc., Universal Broadband
Communications, Inc., Universal Guaranty Investment Co., Urethane
Technologies, Inc., and USMX, Inc.
|
|
34-61909 |
Apr 15, 2010 |
Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis North
Communications, Inc. and Tengtu International Corp.
|
|
34-61906 |
Apr 14, 2010 |
Dagong Global Credit Rating Co., Ltd. |
|
34-61901 |
Apr 14, 2010 |
Donald Cunningham |
|
34-61900 |
Apr 14, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable
Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
|
|
34-61899 |
Apr 14, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable
Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
|
|
34-61898 |
Apr 14, 2010 |
Ultimate Security Systems Corp., United Trans-Western, Inc.,
Universal Bio-Medical Enterprises, Inc., Universal Broadband
Communications, Inc., Universal Guaranty Investment Co., Urethane
Technologies, Inc., and USMX, Inc.
|
|
34-61897 |
Apr 13, 2010 |
Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
See also:
Proposed Distribution Plan |
|
34-61896 |
Apr 13, 2010 |
Haberman Management Corp., Haberman Value Fund, L.P. and Ross L. Haberman
Other Release Number(s): IA-3014 |
|
34-61893 |
Apr 13, 2010 |
Ronald Bowsky |
|
IA-3013 |
Apr 12, 2010 |
Kevin H. Blood |
|
34-61889 |
Apr 12, 2010 |
Richard G. Pacheco |
|
34-61888 |
Apr 12, 2010 |
Patrick V. Looper |
|
34-61886 |
Apr 12, 2010 |
Martech USA, Inc. and Mexican Patio Cafes, Inc. |
|
34-61882 |
Apr 9, 2010 |
Morgan Stanley & Co. Incorporated
See also:
Final Plan of Distribution |
|
34-61880 |
Apr 9, 2010 |
Advanced Mineral Technologies, Inc. |
|
IA-3012 |
Apr 8, 2010 |
Arthur Nadel |
|
34-61875 |
Apr 8, 2010 |
Marc S. Rifkin |
|
34-61874 |
Apr 8, 2010 |
Jimmy L. Barker |
|
34-61873 |
Apr 8, 2010 |
Michael Weidgans |
|
34-61871 |
Apr 8, 2010 |
Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business
Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc.,
Protech, Inc., Provell, Inc., PSInet, Inc., Pt. Inti Indorayon Utama
(n/k/a Pt Toba Pulp Lestari Tbk), and Pt. Riau Andalan Pulp & Paper
|
|
34-61870 |
Apr 8, 2010 |
Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed,
Inc., Global Maintech Corp., Military Resale Group, Inc., Verado
Holdings, Inc., and World Transport Authority, Inc.
|
|
IA-3010 |
Apr 7, 2010 |
Brian Travis |
|
34-61867 |
Apr 7, 2010 |
Nicholas Vulpis
Other Release Number(s): IA-3011 |
|
33-9116 |
Apr 7, 2010 |
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;
James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Other Release Number(s): 34-61856, IA-3009, IC-29203, AAER-3125 |
|
34-61846 |
Apr 6, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable
Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
|
|
34-61845 |
Apr 6, 2010 |
Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed,
Inc., Global Maintech Corp., Military Resale Group, Inc., Verado
Holdings, Inc., and World Transport Authority, Inc.
|
|
34-61844 |
Apr 6, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable
Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
|
|
34-61839 |
Apr 5, 2010 |
John M. Adams |
|
34-61838 |
Apr 5, 2010 |
Qais R. Bhavnagari |
|
34-61837 |
Apr 5, 2010 |
GenesisIntermedia, Inc. |
|
34-61836 |
Apr 5, 2010 |
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet
Corp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc.,
Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and
3DFX Interactive, Inc. |
|
34-61833 |
Apr 2, 2010 |
Michael Degennaro
Other Release Number(s): AAER-3124 |
|
34-61832 |
Apr 2, 2010 |
Richard J. Evangelista |
|
34-61827 |
Apr 1, 2010 |
J. Michael Broullire (CPA)
Other Release Number(s): AAER-3123 |
|
34-61823 |
Apr 1, 2010 |
Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste,
Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and
Hugh F. Denison
See also:
Final Plan of Distribution |
| First Quarter |
|
34-61816 |
Mar 31, 2010 |
James H. Park |
|
34-61804 |
Mar 31, 2010 |
Peter C. Dunne |
|
34-61801 |
Mar 30, 2010 |
John Farahi |
|
34-61799 |
Mar 30, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable
Energy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
|
|
IA-3008 |
Mar 29, 2010 |
Thomas Lester Irby II and Titan Wealth Management, LLC |
|
34-61795 |
Mar 26, 2010 |
Gerald P. Alexander |
|
34-61794 |
Mar 26, 2010 |
U.S. Biomedical Corp. et al. |
|
34-61792 |
Mar 26, 2010 |
Christian Hainsworth |
|
34-61786 |
Mar 25, 2010 |
Sandeep Singh |
|
34-61778 |
Mar 25, 2010 |
Aaron Tsai |
|
34-61777 |
Mar 25, 2010 |
U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S.
Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA
Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium
Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
|
|
34-61773 |
Mar 24, 2010 |
BFA Liquidation Trust, Big Dog Partners, Inc., Big Fun Toys, Inc.,
Billy Dead, Inc., Biltmore Vacation Resorts, Inc. (n/k/a Absolutesky,
Inc.), BioImmune, Inc., BioSecure Corp., Brazos Sportswear, Inc. (n/k/a
Marinas International, Inc.), Bridge Technology, Inc., BrightCube, Inc.,
and B.U.M. International, Inc. |
|
34-61772 |
Mar 24, 2010 |
P&P Research Co., Ltd. |
|
34-61771 |
Mar 24, 2010 |
Brian K. Rabinovitz, CPA
Other Release Number(s): AAER-3122 |
|
34-61768 |
Mar 24, 2010 |
Southwest Securities, Inc. |
|
34-61767 |
Mar 24, 2010 |
John F. Kendrick |
|
IA-3007 |
Mar 23, 2010 |
Mark K. Teruya |
|
34-61765 |
Mar 23, 2010 |
Ultimate Security Systems Corp., United Trans-Western, Inc.,
Universal Bio-Medical Enterprises, Inc., Universal Broadband
Communications, Inc., Universal Guaranty Investment Co., Urethane
Technologies, Inc., and USMX, Inc.
|
|
34-61763 |
Mar 23, 2010 |
Comverse Technology, Inc. |
|
34-61761 |
Mar 23, 2010 |
Joseph P. Collins, Esq. |
|
34-61758 |
Mar 23, 2010 |
Corridor Communications Corp., International Cosmetics Marketing
Co., PNV, Inc., Pre-Cell Solutions, Inc., Questron Technology, Inc.
(n/k/a Quti Corp.), Tapistron International, Inc., Telscape
International, Inc., (n/k/a Scapetel Debtor, Inc.), and Universal
Beverages Holdings Corp. |
|
34-61751 |
Mar 22, 2010 |
CentreInvest, Inc., OOO Centreinvest Securities, Vladimir Chekholko,
William Herlyn, Dan Rapoport, and Svyatoslav Yenin
|
|
34-61750 |
Mar 22, 2010 |
BioKey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc.,
BizCom U.S.A., Inc., Blackstocks Development Corp. (n/k/a Sunburst
Holding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc.,
Brendle’s, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
|
|
34-61749 |
Mar 22, 2010 |
Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp.
(n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio
Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors
Corp., Prism Group, Inc., Promotional Concepts, Inc. (a/k/a Tartam,
Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a
Belair Energy Corp.) |
|
34-61746 |
Mar 19, 2010 |
Evergreen Investment Management Company, LLC, Evergreen Investment
Services, Inc., Evergreen Service Company, LLC and Wachovia Securities,
LLC |
|
34-61745 |
Mar 19, 2010 |
Evergreen Investment Management Company, LLC, Evergreen Investment
Services, Inc., Evergreen Service Company, LLC and Wachovia Securities,
LLC
See also:
Proposed Distribution Plan |
|
34-61741 |
Mar 19, 2010 |
William H. Lofthus
Other Release Number(s): IA-3006 |
|
34-61740 |
Mar 19, 2010 |
Aspen Group Resources Corp., Commercial Concepts, Inc., Desert
Health Products, Inc., Equalnet Communications Corp., Geneva Steel
Holdings Corp., Orderpro Logistics, Inc., Sepragen Corp., and Trinity
Energy Resources, Inc. |
|
34-61738 |
Mar 19, 2010 |
U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.), U.S.
Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.),USA
Bridge Construction of N.Y., Inc., USA Broadband, Inc.,USA Uranium
Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
|
|
34-61730 |
Mar 18, 2010 |
Tangent Solutions, Inc., Telzuit Medical Technologies, Inc.,
Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics,
Inc., and TIS Mortgage Investment |
|
34-61729 |
Mar 18, 2010 |
Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis North
Communications, Inc. and Tengtu International Corp.
|
|
IA-3005 |
Mar 17, 2010 |
Paul H. Heckler and Yosemite Capital Management, LLC |
|
IA-3004 |
Mar 17, 2010 |
William L. Gunlicks |
|
34-61723 |
Mar 17, 2010 |
Charles J. Marquardt
Other Release Number(s): IA-3003 |
|
34-61718 |
Mar 16, 2010 |
GPS Partners, LLC and Brett S. Messing
Other Release Number(s): IA-3002 |
|
34-61717 |
Mar 16, 2010 |
Consumers Financial Corporation |
|
33-9113 |
Mar 16, 2010 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan,
Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins,
Kevin J. Walsh, Mark W. Wells
Other Release Number(s): 34-61719 |
|
34-61712 |
Mar 15, 2010 |
Lasersight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc.,
LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite King
Corp., Livent, Inc., Loehmann’s, Inc., The Loewen Group, Inc., and
Lorelei Corp. |
|
34-61709 |
Mar 15, 2010 |
Don C. Weir
Other Release Number(s): IA-3000 |
|
34-61708 |
Mar 15, 2010 |
infoUSA Inc., k/n/a infoGROUP Inc. |
|
34-61707 |
Mar 15, 2010 |
Martech USA, Inc., and Mexican Patio Cafes, Inc. |
|
IA-2999 |
Mar 12, 2010 |
Simone O. Fevola |
|
IA-2998 |
Mar 11, 2010 |
Barron A. Mathis |
|
IA-2997 |
Mar 11, 2010 |
Steven E. Nothern |
|
IA-2996 |
Mar 11, 2010 |
Dan Wise, aka Danny Wise |
|
34-61691 |
Mar 11, 2010 |
Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc. |
|
34-61688 |
Mar 11, 2010 |
Robert John Hipple
Other Release Number(s): IC-29173, AAER-3120 |
|
34-61687 |
Mar 11, 2010 |
Management Graphics, Inc., Marine Shuttle Operations, Inc.,
Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings,
Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital
Corp., and Micro-ASI, Inc. |
|
34-61679 |
Mar 10, 2010 |
Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics
Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp.,
Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
|
|
34-61678 |
Mar 10, 2010 |
Tostel Corp. |
|
34-61661 |
Mar 5, 2010 |
Phillip D'Hedouville |
|
34-61655 |
Mar 5, 2010 |
First Allied Securities, Inc.
Other Release Number(s): IA-2995 |
|
34-61654 |
Mar 5, 2010 |
Donna M. McKelvy |
|
34-61653 |
Mar 5, 2010 |
Cornerstone Capital Management, Inc., and Laura Jean Kent
See also:
Distribution Plan |
|
34-61652 |
Mar 5, 2010 |
North American Technologies Group, Inc. |
|
IA-2994 |
Mar 4, 2010 |
Ronnie Eugene Bass, Jr. |
|
IA-2993 |
Mar 3, 2010 |
Reza Saleh |
|
34-61638 |
Mar 3, 2010 |
Corridor Communications Corp., International Cosmetics Marketing
Co., PNV, Inc., Pre-Cell Solutions, Inc., Questron Technology, Inc.
(n/k/a Quti Corp.), Tapistron International, Inc., Telscape
International, Inc., (n/k/a Scapetel Debtor, Inc.), and Universal
Beverages Holdings Corp. |
|
34-61637 |
Mar 3, 2010 |
Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed,
Inc., Global Maintech Corp., Military Resale Group, Inc., Verado
Holdings, Inc., and World Transport Authority, Inc.
|
|
34-61636 |
Mar 3, 2010 |
Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp.
(n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., Presidio
Oil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty Advisors
Corp., Prism Group, Inc., Promotional Concepts, Inc. (a/k/a Tartam,
Inc.), Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/a
Belair Energy Corp.) |
|
34-61635 |
Mar 3, 2010 |
Verint Systems Inc. |
|
IA-2990 |
Mar 2, 2010 |
Grant Ivan Grieve a/k/a Gad Grieve |
|
34-61631 |
Mar 2, 2010 |
Francesco Rusciano |
|
34-61625 |
Mar 2, 2010 |
Warrior Fund LLC |
|
34-61622 |
Mar 2, 2010 |
Biokey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc.,
Bizcom U.S.A., Inc., Blackstocks Development Corp. (n/k/a Sunburst
Holding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc.,
Brendle's, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
|
|
34-61621 |
Mar 2, 2010 |
Damir Lukovic |
|
33-9111 |
Mar 2, 2010 |
S4 Capital, LLC and Sharath Sury
Other Release Number(s): 34-61624, IA-2992, IC-29166 |
|
33-9110 |
Mar 2, 2010 |
S4 Capital, LLC and Sharath Sury
Other Release Number(s): 34-61623, IA-2991, IC-29165 |
|
34-61608 |
Mar 1, 2010 |
L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited),
Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition
Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc.,
Littlefield, Adams & Company, and Liuski International, Inc.
|
|
34-61607A |
Mar 1, 2010 |
Gerard A. M. Oprins, CPA and Wendy McNeeley, CPA
Other Release Number(s): AAER-3116A |
|
34-61604 |
Mar 1, 2010 |
Sharanjit K. Khanna aka Sharanjit K. Grewal
Other Release Number(s): IA-2987 |
|
34-61602 |
Feb 26, 2010 |
Christine M. Zamorsky (aka Christine M. Thompson), Jeffrey M.
Zamorsky and Jesse Anthony "Tony" Aguilar
|
|
34-61601 |
Feb 26, 2010 |
CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc. |
|
34-61600 |
Feb 26, 2010 |
Inviva, Inc. and Jefferson National Life Insurance Company |
|
34-61599 |
Feb 26, 2010 |
Bernard Daniel Braver |
|
34-61598 |
Feb 26, 2010 |
Morgan Stanley & Co. Incorporated
See also:
Proposed Distribution Plan |
|
34-61597 |
Feb 26, 2010 |
U.S. Biomedical Corp., (f/k/a United Textiles & Toys, Inc.),
U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA
Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium
Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.)
|
|
34-61587 |
Feb 25, 2010 |
Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also:
Proposed Distribution Plan |
|
34-61586 |
Feb 25, 2010 |
Tara R. Eisler |
|
34-61585 |
Feb 25, 2010 |
Anthony Santos |
|
34-61584 |
Feb 25, 2010 |
Robert P. Copeland, Esq. |
|
34-61576 |
Feb 24, 2010 |
Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/a
Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp.,
Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
|
|
34-61569 |
Feb 23, 2010 |
PCC Group, Inc., Play Co. Toys & Entertainment Corp., Point West
Capital Corp., Power Spectra, Inc., Preference Technologies, Inc.,
Preferred Financial Resources, Inc. (n/k/a Copper Financial Resources,
Inc.), Pro-Market Global plc, Progenitor, Inc., PSA, Inc. (n/k/a
Shearson American REIT, Inc.) and Purchasesoft, Inc.
|
|
34-61568 |
Feb 23, 2010 |
Canadian Imperial Holdings, Inc. and CIBC World Markets Corp. |
|
34-61567 |
Feb 23, 2010 |
Consumers Financial Corporation |
|
IA-2986 |
Feb 22, 2010 |
Mark J. Harrington |
|
34-61564 |
Feb 22, 2010 |
David V. Siegel
Other Release Number(s): IA-2985 |
|
34-61563 |
Feb 22, 2010 |
Axiom Capital Management, Inc. |
|
34-61562 |
Feb 22, 2010 |
Salvatore F. Sodano |
|
34-61555 |
Feb 22, 2010 |
Aura Financial Services, Inc. |
|
34-61554 |
Feb 22, 2010 |
Management Graphics, Inc., Marine Shuttle Operations, Inc.,
Marketing Specialists Corp., Mas Acquisition XII Corp. (n/k/a Netserv
Communications, Inc.), MDCM Holdings, Inc. (f/k/a Mortgage.com, Inc.),
MerchantOnline.com, Inc., Met Capital Corp., and Micro-Asi, Inc.
|
|
34-61553 |
Feb 22, 2010 |
L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited),
Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition
Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc.,
Littlefield, Adams & Company, and Liuski International, Inc.
|
|
34-61552 |
Feb 22, 2010 |
L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited),
Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition
Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc.,
Littlefield, Adams & Company, and Liuski International, Inc.
|
|
34-61551 |
Feb 19, 2010 |
Donald Cunningham |
|
34-61548 |
Feb 19, 2010 |
Ariel Corp., Classica Group, Inc., Commodore Environmental Services,
Inc., Dupont Direct Financial Holdings, Inc., Engage, Inc., New
Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.),
Polymer Research Corp. of America, and ShopNet.com, Inc.
|
|
34-61538 |
Feb 18, 2010 |
Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/ka/a
Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp.,
Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications, Corp.
|
|
34-61532 |
Feb 18, 2010 |
Platinum & Gold, Inc., PNI Technologies, Inc., Pride Business
Development Holdings, Inc., Probex Corp., Property Capital Trust, Inc.
Protech, Inc., Provell, Inc., PSINet, Inc., PT. Inti Indorayon Utama
(n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp &
Paper |
|
34-61527 |
Feb 17, 2010 |
Thomas T. Emerton, III |
|
34-61526 |
Feb 17, 2010 |
East Delta Resources Corp. |
|
34-61525 |
Feb 17, 2010 |
PCC Group, Inc., Play Co. Toys & Entertainment Corp., Point West
Capital Corp., Power Spectra, Inc., Preference Technologies, Inc.,
Preferred Financial Resources, Inc. (n/k/a Copper Financial Resources,
Inc.), Pro-Market Global plc, Progenitor, Inc., PSA, Inc. (n/k/a
Shearson American REIT, Inc.), and Purchasesoft, Inc.
|
|
34-61518 |
Feb 16, 2010 |
Nevanna Sacks, CPA
Other Release Number(s): AAER-3114 |
|
34-61516 |
Feb 12, 2010 |
Michael J. Byrd, CPA
Other Release Number(s): AAER-3113 |
|
34-61511 |
Feb 8, 2010 |
J. Bennett Grocock |
|
34-61504 |
Feb 4, 2010 |
Daniel Schreiber |
|
34-61503 |
Feb 4, 2010 |
David Harrison Baker |
|
34-61502 |
Feb 4, 2010 |
Granite Financial Group, LLC |
|
34-61501 |
Feb 4, 2010 |
Prudential Equity Group, LLC, f/k/a Prudential Securities, Inc. |
|
33-9107 |
Feb 4, 2010 |
State Street Bank and Trust Company |
|
34-61484 |
Feb 3, 2010 |
Tostel Corp. |
|
34-61481 |
Feb 3, 2010 |
Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste,
Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and
Hugh F. Denison
See also:
Proposed Distribution Plan |
|
34-61475 |
Feb 3, 2010 |
American Sports Development Group, Inc., Antex Biologics, Inc.
(n/k/a ABI Liquidating Corp.), Cybernet Internet Services International,
Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings
Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman
Industries, Inc. |
|
IA-2983 |
Feb 2, 2010 |
Albert Fase Kaleta |
|
34-61472 |
Feb 2, 2010 |
Donald L. Marr |
|
34-61464 |
Feb 2, 2010 |
Paul W. Oliver, Jr. |
|
34-61463 |
Feb 2, 2010 |
Putnam Investment Management, LLC |
|
IA-2982 |
Feb 1, 2010 |
Ronnie Eugene Bass Jr. |
|
34-61453 |
Feb 1, 2010 |
Management Graphics, Inc., Marine Shuttle Operations, Inc.,
Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings,
Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital
Corp., and Micro-Asi, Inc. |
|
34-61450 |
Feb 1, 2010 |
Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak
Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources,
Ltd.), Payline Systems, Inc., Pentastar Communications, Inc., Peruvian
Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc.
(n/k/a Ontus Corporation) |
|
IA-2981 |
Jan 29, 2010 |
Timothy J. Miller |
|
34-61447 |
Jan 29, 2010 |
Hennessee Group LLC and Charles J. Gradante |
|
34-61445 |
Jan 29, 2010 |
Mark Evan Bloom (CPA)
Other Release Number(s): IA-2980, AAER-3112 |
|
34-61444 |
Jan 29, 2010 |
Ethan Kass
Other Release Number(s): IA-2979 |
|
34-61442 |
Jan 29, 2010 |
L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited),
Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition
Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc.,
Littlefield, Adams & Company, and Liuski International, Inc.
|
|
34-61440 |
Jan 29, 2010 |
Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak
Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources,
Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian
Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc.
(n/k/a Ontus Corporation) |
|
34-61437 |
Jan 28, 2010 |
Federated Investment Management Company, Federated Securities Corp.
and Federated Shareholder Services Company
See also:
Distribution Plan |
|
34-61436 |
Jan 28, 2010 |
Ariel Corp., Classica Group, Inc., Commodore Environmental Services,
Inc., Dupont Direct Financial Holdings, Inc., Engage, Inc., New
Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.),
Polymer Research Corp. of America, and Shopnet.Com, Inc.
|
|
IA-2978 |
Jan 27, 2010 |
Dan Wise, aka Danny Wise |
|
34-61432 |
Jan 27, 2010 |
Karen T. Baker, CPA
Other Release Number(s): AAER-3110 |
|
34-61423 |
Jan 26, 2010 |
East Delta Resources Corp. |
|
34-61422 |
Jan 26, 2010 |
AGB Partners LLC, Gregory A. Bied, and Andrew J. Goldberger
Other Release Number(s): IA-2977 |
|
34-61421 |
Jan 26, 2010 |
Palmyra Capital Advisors LLC
Other Release Number(s): IA-2976 |
|
34-61420 |
Jan 26, 2010 |
PCC Group, Inc. et al. |
|
34-61418 |
Jan 26, 2010 |
Customer Sports, Inc., General Magic, Inc.,Leonidas Films, Inc.
(n/k/a Consolidated Pictures Group, Inc.),Sportsprize Entertainment,
Inc., U.S. Interactive, Inc., and USA Biomass Corp.
|
|
33-9102 |
Jan 26, 2010 |
Tsukuda-America Inc.
See also:
Division of Enforcement Statement |
|
34-61412 |
Jan 25, 2010 |
Minecore International, Inc. |
|
34-61410 |
Jan 22, 2010 |
Donna M. McKelvy |
|
34-61396 |
Jan 21, 2010 |
Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/a
Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp.,
Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
|
|
34-61391 |
Jan 21, 2010 |
Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics
Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp.,
Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
|
|
34-61386 |
Jan 20, 2010 |
Joseph I. Emas
See also:
Rel. No. 34-69995 |
|
34-61385 |
Jan 20, 2010 |
Deanna J. Seruga, CPA
Other Release Number(s): AAER-3107 |
|
34-61384 |
Jan 20, 2010 |
John W. Dwyer, CPA
Other Release Number(s): AAER-3106 |
|
34-61383 |
Jan 20, 2010 |
Theodore P. Noncek, CPA
Other Release Number(s): AAER-3105 |
|
34-61382 |
Jan 20, 2010 |
Gerald P. Alexander |
|
34-61380 |
Jan 20, 2010 |
Planet Entertainment Corp., Polifly Financial Corp., Pope Evans
& Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro Net
Link Corp., Prospect Group, Inc., Prospect Park Financial Corp.,
Providence Capital Ii, Inc. (n/k/a Lifelong.Com, Inc.), Pudgie’s
Chicken, Inc., and Pvaxx Corp. |
|
34-61377 |
Jan 19, 2010 |
Mortgages Ltd. Securities, LLC |
|
34-61376 |
Jan 19, 2010 |
J.P. Morgan Securities Inc. |
|
34-61375 |
Jan 19, 2010 |
Diane Bjorkstrom (CPA)
Other Release Number(s): AAER-3104 |
|
34-61209A |
Jan 19, 2010 |
CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
See also:
Proposed Distribution Plan |
|
34-61364 |
Jan 15, 2010 |
New York Broker Deutschland AG |
|
34-61362 |
Jan 14, 2010 |
Adnan S. Zaman |
|
34-61356 |
Jan 14, 2010 |
Thomas T. Emerton, III |
|
34-61355 |
Jan 14, 2010 |
Leo R. Driving Hawk, Sr. |
|
34-61354 |
Jan 14, 2010 |
Edmund J. Smedley |
|
34-61353 |
Jan 14, 2010 |
Edward J. Driving Hawk, Sr. |
|
34-61352 |
Jan 14, 2010 |
John M. Adams |
|
34-61351 |
Jan 14, 2010 |
William J. Herisko |
|
34-61344A |
Jan 13, 2010 |
Applied Wellness Corporation
Other Release Number(s): AAER-3103A |
|
IA-2975 |
Jan 11, 2010 |
Julie M. Jarvis and Crossroads Financial Planning, Inc. |
|
34-61325 |
Jan 11, 2010 |
NATCO Group Inc.
Other Release Number(s): AAER-3101 |
|
34-61316 |
Jan 8, 2010 |
Value Line, Inc., Value Line Securities, Inc., Jean Bernhard
Buttner, and David Henigson |
|
34-61315 |
Jan 7, 2010 |
Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA
Other Release Number(s): AAER-3100 |
|
34-61312 |
Jan 7, 2010 |
Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
See also:
Proposed Plan of Distribution |
|
34-61307 |
Jan 7, 2010 |
David C. Mayfield, CPA
Other Release Number(s): AAER-3099 |
|
34-61306 |
Jan 7, 2010 |
John W. Jacobsen, CPA
Other Release Number(s): AAER-3098 |
|
34-61305 |
Jan 7, 2010 |
Charles A. Gray, CPA
Other Release Number(s): AAER-3097 |
|
34-61301 |
Jan 6, 2010 |
Scott T. Veech, CPA
Other Release Number(s): AAER-3096 |
|
34-61300 |
Jan 6, 2010 |
Osvaldo Pitters
Other Release Number(s): AAER-3095 |
|
34-61299 |
Jan 6, 2010 |
Christian Kuretski
Other Release Number(s): IA-2974 |
|
IA-2973 |
Jan 5, 2010 |
Mary Beth Stevens |
|
34-61288 |
Jan 5, 2010 |
Ken Okada
Other Release Number(s): IA-2972 |
|
34-61285 |
Jan 5, 2010 |
Home Solutions of America, Inc. |
|
34-61278 |
Jan 4, 2010 |
William Keith Phillips
Other Release Number(s): IA-2970 |
http://www.sec.gov/litigation/admin/adminarchive/adminarc2010.shtml
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