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Administrative Proceedings Archive 2007

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

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Release No. Date Respondents
Fourth Quarter
34-57064 Dec. 28, 2007 Moneesh K. Bakshi, Esq.
34-57056 Dec. 27, 2007 National Investment Advisors, Inc. and Douglas A. Jimerson
Other Release No.: IA-2689
34-57055 Dec. 27, 2007 David W. Knall
Other Release No.: IA-2688
34-57053 Dec. 27, 2007 Richard E. Sellers, CPA, and Lester Rex Andersen, CPA
Other Release No.: AAER-2761
34-57051 Dec. 27, 2007 Michael J. Pietrzak, Esq.
34-57048 Dec. 27, 2007 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
Note: See also Plan of Distribution
34-57043 Dec. 27, 2007 Robert Ray White Samples
Other Release No.: IA-2687
34-57040 Dec. 21, 2007 Donald Sorrentino
34-57024 Dec. 21, 2007 Founding Partners Capital Management Company and William Gunlicks
IA-2685 Dec. 21, 2007 George J. Sandhu
Note: See also the Order in this matter
34-57025 Dec. 21, 2007 James Casmay
34-57008 Dec. 20, 2007 Gregory B. Tayler, CA
Other Release No.: AAER-2759
33-8877A Dec. 19, 2007 Warren Lammert, Lars Soderberg, and Lance Newcomb
Other Release Nos.: 34-56996A, IA-2684A, IC-28079A
34-56995 Dec. 19, 2007 Janus Capital Management, LLC
33-8875 Dec. 19, 2007 MoneyMax Financial Solutions, Inc. and Todd A. Martin
34-56981 Dec. 18, 2007 Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty
Note: See also Proposed Distribution Plan
34-56980 Dec. 18, 2007 Morgan Stanley & Co. Incorporated
Other Release No.: IC-28078
33-8872 Dec. 18, 2007 Marc H. Plotkin
Other Release Nos.: 34-56979, IC-28077, IA-2683
34-56967 Dec. 14, 2007 Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., and Stuarts Department Stores, Inc.
34-56966 Dec. 14, 2007 James Doolan
Other Release No.: IA-2682
34-56954 Dec. 13, 2007 Novatek International, Inc., a/k/a Medical Diagnostic Products, Inc.
34-56944 Dec. 12, 2007 Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
34-56942 Dec. 11, 2007 Anthony P. Dolanski
Other Release No.: AAER-2756
34-56939 Dec. 11, 2007 BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.)
34-56935 Dec. 10, 2007 AR Associates, Inc., et al.
Note: See also the Order in this matter
34-56922 Dec. 6, 2007 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-56921 Dec. 6, 2007 Roanoke Technology, Corp.
Note: See also the Order in this matter
34-56915 Dec. 6, 2007 Mark Michel
Note: See also the Order in this matter
34-56911 Dec. 5, 2007 Gerson Asset Management, Inc. and Seth Gerson
34-56909 Dec. 5, 2007 Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
34-56902 Dec. 5, 2007 Park Financial Group, Inc. and Gordon C. Cantley
34-56896 Dec. 5, 2007 Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., and Stuarts Department Stores, Inc.
IA-2681 Dec. 4, 2007 Charles E. Gaecke
33-8868 Dec. 4, 2007 Michael K. Smith
Other Release No.: 34-56892
33-8867 Dec. 4, 2007 Marshall W. Pagon and Howard E. Verlin
Other Release No.: 34-56891
34-56884 Dec. 3, 2007 American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc.
33-8866 Dec. 3, 2007 Founding Partners Capital Management Company and William Gunlicks
Other Release No.: IA-2680
34-56878 Nov. 30, 2007 Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56877 Nov. 30, 2007 AIM Advisors, Inc. and AIM Distributors, Inc.
34-56872 Nov. 30, 2007 e4L, Inc., et al.
Note: See also the Order in this matter
34-56869 Nov. 30, 2007 Inetvisionz, Inc., Intelilabs.com, Inc., Pacific Engineering Systems, Inc., and Rampart General, Inc.
34-56859 Nov. 29, 2007 Ramp Corporation
IA-2678 Nov. 29, 2007 David A. Dadante
34-56857 Nov. 28, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
33-8864 Nov. 27, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-56849
33-8863 Nov. 27, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-56848
33-8862 Nov. 27, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-56847
34-56844 Nov. 27, 2007 Ameriserve Food Distribution, Appalachian Oil & Gas Company, Inc., Harvey's Great Things, Inc., and Northport Industries, Inc.
34-56839 Nov. 27, 2007 American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc. Calcomp Technology, Inc., and Essco USA, Inc.
34-56834 Nov. 21, 2007 Plasticon International Inc.
34-56830 Nov. 21, 2007 American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc. Calcomp Technology, Inc., and Essco USA, Inc.
34-56829 Nov. 20, 2007 Franklin Advisers, Inc.
34-56823 Nov. 20, 2007 Andrew A. Srebnik
Other Release No.: IA-2677
34-56815 Nov. 19, 2007 Janus Capital Management, LLC
34-56807 Nov. 16, 2007 Solv-Ex Corporation
34-56794 Nov. 15, 2007 Alexander Ricci and Adam Klein
34-56793 Nov. 15, 2007 Alexander Ricci and Adam Klein
34-56791 Nov. 15, 2007 Jeffrey D. Mitchell
34-56788 Nov. 15, 2007 Earl Shawn Casias
34-56785 Nov. 14, 2007 John R. Glushko
Note: See also the Order in this matter
34-56783 Nov. 13, 2007 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-56758 Nov. 7, 2007 Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., and Stuarts Department Stores, Inc.
Note: See also the Order in this matter
34-56755 Nov. 6, 2007 Warren Martin, CPA
Other Release No.: AAER-2749
34-56748 Nov. 6, 2007 Inetvisionz, Inc., Intelilabs.com, Inc., Pacific Engineering Systems, Inc., and Rampart General, Inc.
Note: See also the Order in this matter
34-56746 Nov. 5, 2007 AIM Advisors, Inc. and AIM Distributors, Inc.
34-56745 Nov. 5, 2007 Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56743 Nov. 5, 2007 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-56737 Nov. 2, 2007 Charles N. Watson
Other Release No.: IA-2676
34-56735 Nov. 2, 2007 Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., UStel, Inc., and Yarc Systems Corp.
34-56734 Nov. 2, 2007 Yarc Systems Corp.
34-56729 Nov. 1, 2007 Maximum Dynamics, Inc.
Note: See also the Order in this matter
34-56728 Nov. 1, 2007 BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.)
Note: See also the Order in this matter
34-56724 Oct. 31, 2007 Austrian Trading Services, Inc., Fix Corp International, Inc., FN Estate, Inc., Gourmet's Choice Coffee Co., Harter Financial, Inc., and Perennial Health Systems, Inc.
34-56720 Oct. 30, 2007 Austrian Trading Services, Inc., Fix-Corp International, Inc., FN Estate, Inc., Gourmet’s Choice Coffee Co., Inc., Harter Financial Inc., and Perennial Health Systems, Inc.
34-56716 Oct. 29, 2007 Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., and Yarc Systems Corp.
34-56712 Oct. 29, 2007 American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc.
Note: See also the Order in this matter
34-56705 Oct. 25, 2007 Fred Gold, CPA
Other Release No.: AAER-2747
34-56702 Oct. 25, 2007 General American Life Insurance Company and William C. Thater
IA-2673 Oct. 24, 2007 Geoffrey Brod
Other Release No.: IC-28022
34-56693 Oct. 24, 2007 Alpha Generation, Inc.
34-56692 Oct. 24, 2007 Grand Central Silver Mines, Inc.
34-56691 Oct. 24, 2007 Hydromaid International, Inc.
34-56690 Oct. 24, 2007 iPhone2, Inc.
34-56689 Oct. 24, 2007 Liquitek Enterprises, Inc.
34-56687 Oct. 23, 2007 Paul E. Knight, John L. Montana, and Worldwide T&P, Inc.
34-56681 Oct. 22, 2007 Ameriserve Food Distribution, Inc., Appalachian Oil & Gas Company, Inc., Harvey's Great Things, Inc., Northport Industries, Inc.
Note: See also the Order in this matter
34-56679 Oct. 19, 2007 Ramp Corporation
Note: See also the Order in this matter
34-56676 Oct. 18, 2007 Paul E. Knight, John L. Montana and Worldwide T&P, Inc.
34-56675 Oct. 18, 2007 Norman E. Schmidt
34-56674 Oct. 18, 2007 MQ Associates, Inc.
Other Release No.: AAER-2744
34-56673 Oct. 18, 2007 Thomas C. Gentry, C.P.A.
Other Release No.: AAER-2743
33-8858 Oct. 18, 2007 Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
Other Release No.: 34-56672
34-56668 Oct. 17, 2007 Stephen J. McLaughlin
Other Release No.: IA-2671
IA-2672 Oct. 17, 2007 Anthony M. Ramunno, Jr.
34-56665 Oct. 17, 2007 The CattleSale Co., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
34-56664 Oct. 17, 2007 The CattleSale Co., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
34-56659 Oct. 15, 2007 Gerson Asset Management, Inc., and Seth Gerson,
Note: See also Proposed Modified Distribution Plan
34-56658 Oct. 12, 2007 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-56648 Oct. 12, 2007 Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp.
34-56643 Oct. 11, 2007 Warren R. Fellus
33-8857 Oct. 10, 2007 Sandell Asset Management Corp., Lars Eric Thomas Sandell, Patrick T. Burke and Richard F. Ecklord
Other Release No.: IA-2670
34-56634 Oct. 10, 2007 Morgan Stanley & Co. Incorporated
34-56630 Oct. 9, 2007 Bearcat, Inc., D&D Securities, Inc., Salvatore Diambrosio, Peter Fineberg, Seth Diamond, Nicholas DiCicco and Dominic DiCicco
34-56623 Oct. 5, 2007 Gerson Asset Management, Inc., and Seth Gerson
34-56620 Oct. 5, 2007 Lapta Acquisition Corp. VI, Lapta Acquisition Corp. VII, Lapta Acquisition Corp. VIII, Lapta Acquisition Corp. IX, and Lapta Acquisition Corp. X
34-56619 Oct. 5, 2007 Lapta Acquisition Corp. I, Lapta Acquisition Corp. II, Lapta Acquisition Corp. III, Lapta Acquisition Corp. IV, and Lapta Acquisition Corp. V
34-56618 Oct. 5, 2007 Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp.
34-56612 Oct. 4, 2007 Consulting Services Group, LLC, and Joe D. Meals
Other Release No.: IA-2669
34-56609 Oct. 4, 2007 Austrian Trading Services, Inc., Fix-Corp International, Inc., FN Estate, Inc., Gourmet’s Choice Coffee Co., Inc., Harter Financial Inc., and Perennial Health Systems, Inc.
34-56603 Oct. 3, 2007 Franklin Advisers, Inc.
Third Quarter
34-56582 Sep. 28, 2007 Eugene Plotkin
34-56580 Sep. 28, 2007 Michael B. Upton
34-56579 Sep. 28, 2007 MCL Financial Group, Inc., and Gary L. Flater
34-56578 Sep. 28, 2007 Jamie Olis, CPA
Other Release No.: AAER-2738
34-56577 Sep. 28, 2007 Gene S. Foster
Other Release No.: AAER-2737
33-8855 Sep. 28, 2007 Robert D. Doty, Jr.
Other Release No.: 34-56576, AAER-2736
34-56575 Sep. 28, 2007 Helen C. Sharkey, CPA
Other Release No.: AAER-2735
34-56574 Sep. 28, 2007 Walter Cercavschi, CPA
Other Release No.: AAER-2734
34-56572 Sep. 28, 2007 Golf Training Systems, Inc., (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX, Corp., and Merry-Go-Round Enterprises, Inc.
IA-2666 Sep. 28, 2007 Smith Barney Fund Management LLC
Other Release No.: IC-28005
IA-2665 Sep. 28, 2007 Salomon Brothers Asset Management Inc.
Other Release No.: IC-28004
IA-2664 Sep. 28, 2007 Putnam Investment Management, LLC
Other Release No.: IC-28003
IA-2663 Sep. 28, 2007 AllianceBernstein, L.P.
Other Release No.: IC-28002
33-8854 Sep. 28, 2007 CDR Financial Products, Inc., f/k/a Chambers, Dunhill, Rubin & Co.
33-8852 Sep. 28, 2007 Anchor National Life Insurance Company, n/k/a AIG SunAmerica Life Assurance Company
Note: See also the Order granting waiver
34-56569 Sep. 27, 2007 Janus Capital Management, LLC
34-56562 Sep. 27, 2007 Bruce D. Kay, CPA
Other Release No.: AAER-2733
34-56561 Sep. 27, 2007 Robert J. Gagalis, CPA
Other Release No.: AAER-2732
34-56560 Sep. 27, 2007 Hor Chong (David) Boey, CPA
Other Release No.: AAER-2731
34-56558 Sep. 27, 2007 Immucor, Inc. and Gioacchino De Chirico
34-56557 Sep. 27, 2007 Tidewater Inc., and James Keith Lousteau, CPA
Other Release No.: AAER-2730
33-8851A Sep. 27, 2007 Lawrence A. Campbell
Other Release No.: 34-56553A
34-56550A Sep. 27, 2007 Mark Palazzo and Edward Tackaberry
34-56549 Sep. 27, 2007 Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty
34-56548 Sep. 27, 2007 Diatect International Corporation
Note: See also the Order in this matter
33-8850 Sep. 27, 2007 Robert C. Dean
Other Release No.: AAER-2729
33-8849 Sep. 27, 2007 Intervoice
Other Release No.: 34-56547
34-56546 Sep. 27, 2007 Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., Yarc Systems Corp.
33-8848 Sep. 27, 2007 Steven Andrew Roberts
Other Release Nos.: 34-56544, IA-2662, IC-27997
34-56543 Sep. 27, 2007 D.M. Keck & Company, Inc. d/b/a Discount Munibrokers, Donald Michael Keck and Patricia Ann Seelaus
34-56542 Sep. 27, 2007 Regional Brokers, Inc. and Patrick Lubin
33-8847 Sep. 26, 2007 Mutuals.com, Inc., Connely Dowd Management, Inc., MTT Fundcorp, Inc., Richard Sapio, Eric McDonald and Michele Leftwich
Other Release Nos.: 34-56539, IA-2661, IC-27996
34-56537 Sep. 26, 2007 Novatek International, Inc. a/k/a Medical Diagnostic Products, Inc.
Note: See also the Order in this matter
IA-2660 Sep. 26, 2007 C.R. Williams, Inc. and Charles Russell Williams II
Note: See also the Order in this matter
34-56536 Sep. 26, 2007 Kangsan Kim
Other Release No.: IA-2659
Note: See also the Order in this matter
34-56533 Sep. 26, 2007 Bristow Group Inc.
Other Release No.: AAER-2727
34-56531 Sep. 26, 2007 Justin F. Ficken
Other Release No.: IA-2657
Note: See also the Order in this matter
34-56529 Sep. 25, 2007 Mario Casias
34-56527 Sep. 25, 2007 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
33-8846 Sep. 25, 2007 Trent L. Tucker
Other Release No.: 34-56524
33-8845 Sep. 25, 2007 Guy P. Riordan
Other Release No.: 34-56523
Note: See also the Order in this matter
34-56522 Sep. 25, 2007 Byron S. Rainner
Other Release No.: IA-2655
Note: See also the Order in this matter
IA-2654 Sep. 25, 2007 Financial Design Associates, Inc. and Albert L. Coles, Jr.
34-56520 Sep. 25, 2007 George Beros
34-56519 Sep. 25, 2007 Electronic Data Systems Corporation
Other Release No.: AAER-2725
Note: See also Litigation Release No. 20296
34-56518 Sep. 25, 2007 Ryan D. Goldberg and Michael H. Grady
Other Release No.: IC-27980
34-56514 Sep. 24, 2007 Michael Vallone
34-56505 Sep. 24, 2007 Solv-Ex Corporation
Note: See also the Order in this matter
IA-2651 Sep. 24, 2007 Amaroq Asset Management, LLC and Dwight Andree Sean Oneal Jones
Note: See also the Order in this matter
34-56490 Sep. 21, 2007 Plasticon International, Inc.
Note: See also the Order in this matter
34-56488 Sep. 21, 2007 American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc. (n/k/a Water-Color Holdings, Inc.)
34-56486 Sep. 20, 2007 James M. Materna (CPA)
Other Release No.: AAER-2724
34-56485 Sep. 20, 2007 John R. Holtzhauser (CPA)
Other Release No.: AAER-2723
34-56484 Sep. 20, 2007 Paul R. Venesky (CPA)
Other Release No.: AAER-2722
34-56482 Sep. 20, 2007 David S. Grosky
34-56476 Sep. 20, 2007 Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp.
Note: See also the Order in this matter
34-56475 Sep. 20, 2007 Joseph Caracciolo
34-56474 Sep. 20, 2007 Gary Manfre
34-56473 Sep. 20, 2007 Joseph Simone
34-56472 Sep. 20, 2007 Banc of America Securities LLC
34-56470 Sep. 19, 2007 Press C. Southworth, CPA
Other Release No.: AAER-2721
34-56469 Sep. 19, 2007 Robert M. Harbrecht, CPA and Brian R. Spires, CPA
Other Release No.: AAER-2720
33-8844 Sep. 19, 2007 HSBC Bank USA, N.A.
IA-2650 Sep. 19, 2007 Callan Associates
34-56466 Sep. 19, 2007 Alexander Ricci and Adam Klein
Note: See also the Order in this matter
34-56464 Sep. 19, 2007 William M. Ennis
Other Release Nos.: IA-2649, IC-27974
34-56462 Sep. 19, 2007 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
Other Release Nos.: IA-2648, IC-27973
Note: See also Orders granting waivers, Release Nos. 33-8842 and 33-8843
34-56451 Sep. 18, 2007 Banc of America Securities LLC
34-56450 Sep. 18, 2007 Swiss Re Financial Products Corporation
34-56447 Sep. 17, 2007 Earl Shawn Casias
Note: See also the Order in this matter
34-56445 Sep. 14, 2007 Barry M. Budilov, CPA
Other Release No.: AAER-2718
34-56441 Sep. 14, 2007 Austrian Trading Services, Inc., Fix-Corp International, Inc., FN Estate, Inc., Gourmet’s Choice Coffee Co., Inc., Harter Financial, Inc., and Perennial Health Systems, Inc.
Note: See also the Order in this matter
33-8841 Sep. 14, 2007 David Byck, William Cole, Charles Irwin, Michael Price, and Jay Sumner
Other Release Nos.: 34-56440, IA-2647, IC-27969
34-56438 Sep. 13, 2007 Ferro Corporation and Anthony J. Maikut
Other Release No.: AAER-2717
34-56436 Sep. 13, 2007 Richard E. Sellers, CPA, and Lester Rex Andersen, CPA
Other Release No.: AAER-2716
Note: See also the Order in this matter
34-56435 Sep. 13, 2007 Story & Company, P.C. and Brian L. Story, CPA
Other Release No.: AAER-2715
Note: See also the Order in this matter
34-56434 Sep. 13, 2007 Schuhalter Coughlin & Suozzo PC and Edward J. Suozzo, CPA
Other Release No.: AAER-2714
Note: See also the Order in this matter
34-56433 Sep. 13, 2007 Michael Deutchman, CPA
Other Release No.: AAER-2713
Note: See also the Order in this matter
34-56432 Sep. 13, 2007 Jay J. Shapiro, CPA, P.C. and Jay J. Shapiro, CPA
Other Release No.: AAER-2712
Note: See also the Order in this matter
34-56431 Sep. 13, 2007 Halt, Buzas & Powell, Ltd., Wayne A. Powell, CPA, and Steven R. Halt, CPA
Other Release No.: AAER-2711
Note: See also the Order in this matter
34-56430 Sep. 13, 2007 Frederick A. Kaden & Co. and Frederick A. Kaden, CPA
Other Release No.: AAER-2710
Note: See also the Order in this matter
34-56429 Sep. 13, 2007 Choi Dow Ian Hong & Lee Accountancy Corporation and Ernest E. Dow, CPA
Other Release No.: AAER-2709
Note: See also the Order in this matter
34-56428 Sep. 13, 2007 Carl S. Sanko, CPA
Other Release No.: AAER-2708
Note: See also the Order in this matter
34-56427 Sep. 13, 2007 Banker & Co. and Jitendra S. Banker
Other Release No.: AAER-2707
Note: See also the Order in this matter
34-56426 Sep. 13, 2007 William E. Costello, CPA
Other Release No.: AAER-2706
34-56425 Sep. 13, 2007 United Financial CPA PC and Anowar Hossain, CPA
Other Release No.: AAER-2705
34-56424 Sep. 13, 2007 Sanford H. Feibusch, CPA, PC and Sanford H. Feibusch, CPA
Other Release No.: AAER-2704
34-56423 Sep. 13, 2007 Reed & Taylor, CPAs, P.C. and Robert E. Reed, CPA
Other Release No.: AAER-2703
34-56422 Sep. 13, 2007 Randy Simpson, CPA, P.C. and Randy R. Simpson, CPA
Other Release No.: AAER-2702
34-56421 Sep. 13, 2007 Preferred Accounting Services, Inc. and Ana Costales, CPA
Other Release No.: AAER-2701
34-56420 Sep. 13, 2007 Norman Stumacher, CPA
Other Release No.: AAER-2700
34-56419 Sep. 13, 2007 Milner and Brock, CPA's and Stephen D. Milner, CPA
Other Release No.: AAER-2699
34-56418 Sep. 13, 2007 Michael C. Lingerman, CPA
Other Release No.: AAER-2698
34-56417 Sep. 13, 2007 McNeal, Williamson & Co. and Daniel L. Williamson, CPA
Other Release No.: AAER-2697
34-56416 Sep. 13, 2007 Joseph Mao, CPA
Other Release No.: AAER-2696
34-56415 Sep. 13, 2007 Isaac Gordon, CPA
Other Release No.: AAER-2695
34-56414 Sep. 13, 2007 Henry Schiffer, CPA, An Accountancy Corporation and Henry Schiffer, CPA
Other Release No.: AAER-2694
34-56413 Sep. 13, 2007 Henry L. Creel Co., Inc. and Henry L. Creel, CPA
Other Release No.: AAER-2693
34-56412 Sep. 13, 2007 Harvey S. Weingard, CPA
Other Release No.: AAER-2692
34-56411 Sep. 13, 2007 F.X. Duffy & Co., Inc. and Kevin P. Duffy, CPA
Other Release No.: AAER-2691
34-56410 Sep. 13, 2007 Forbush & Associates and Daniel J. Forbush, CPA
Other Release No.: AAER-2690
34-56409 Sep. 13, 2007 David M. Winings, CPA, An Accountancy Corporation and David M. Winings, CPA
Other Release No.: AAER-2689
34-56408 Sep. 13, 2007 Darilek, Butler & Co., P.C. and Robert F. Darilek, CPA
Other Release No.: AAER-2688
34-56407 Sep. 13, 2007 Dan Clasby & Company and Daniel E. Clasby, CPA
Other Release No.: AAER-2687
34-56406 Sep. 13, 2007 Charles R. Hunt, CPA, PA and Charles R. Hunt, CPA
Other Release No.: AAER-2686
34-56405 Sep. 13, 2007 Charles J. Birnberg, CPA
Other Release No.: AAER-2685
34-56404 Sep. 13, 2007 Bujan & Associates, Ltd. and Frank Bujan, CPA
Other Release No.: AAER-2684
34-56403 Sep. 13, 2007 Bruce Redlin, CPA
Other Release No.: AAER-2683
34-56402 Sep. 13, 2007 Bray & Associates CPA's, LLC and Arnold D. Bray, CPA
Other Release No.: AAER-2682
34-56401 Sep. 13, 2007 Beutel Accountancy Corporation and Todd W. Beutel, CPA
Other Release No.: AAER-2681
34-56400 Sep. 13, 2007 Berger, Apple & Associates, Ltd. and Mitchell S. Seifert, CPA
Other Release No.: AAER-2680
34-56399 Sep. 13, 2007 Beckman Kirkland & Whitney; James M. Kirkland, CPA; and Robert J. Whitney, CPA
Other Release No.: AAER-2679
34-56398 Sep. 13, 2007 Andrew M. Smith, CPA
Other Release No.: AAER-2678
34-56397 Sep. 12, 2007 Zurich Capital Markets Inc.
34-56396 Sep. 12, 2007 Chris G. Gunderson, Esq.
34-56395 Sep. 12, 2007 David Heyman, CPA
Other Release No.: AAER-2677
34-56394 Sep. 12, 2007 Lapta Acquisition Corp. VI, Lapta Acquisition Corp. VII, Lapta Acquisition Corp. VIII, Lapta Acquisition IX, and Lapta Acquisition Corp. X
Note: See also the Order in this matter
34-56393 Sep. 12, 2007 Lapta Acquisition Corp. I, Lapta Acquisition Corp. II, Lapta Acquisition Corp. III, Lapta Acqusition Corp. IV, and Lapta Acquisition Corp. V
Note: See also the Order in this matter
34-56391 Sep. 12, 2007 Golf Training Systems, Inc. (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX Corp., and Merry-Go-Round Enterprises, Inc.
Note: See also the Order in this matter
IA-2646 Sep. 11, 2007 James J. Peperno, Jr.
34-56385 Sep. 11, 2007 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-56381 Sep. 11, 2007 Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., and Spa Faucet, Inc.
34-56374 Sep. 7, 2007 Pritchard Capital Partners, LLC, Thomas W. Pritchard, Joseph J. VanCook and Elizabeth A. Mcmahon
Other Release No.: IC-27966
Note: See also the Order in this matter
34-56366 Sep. 6, 2007 Dean A. Nichols
Other Release No.: AAER-2675
34-56365 Sep. 6, 2007 Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
34-56364 Sep. 6, 2007 James X. McCarty
Other Release No.: IA-2644
34-56363 Sep. 6, 2007 Detwiler, Mitchell, Fenton & Graves, Inc.
34-56362 Sep. 6, 2007 Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network
34-56359 Sep. 6, 2007 American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc. (n/k/a WaterColor Holdings, Inc.)
34-56358 Sep. 6, 2007 800America.com, Inc.
33-8839 Sep. 5, 2007 Maria Giesige
Other Release Nos.: 34-56356, IA-2643
Note: See also the Order in this matter
IA-2642 Sep. 5, 2007 Yanni Partners, Inc. and Theresa A. Scotti
33-8838 Sep. 5, 2007 Martin S. Duffield and Raul A. Jordan
Other Release No.: 34-56353
34-56352 Sep. 5, 2007 Boston Stock Exchange, Inc. and James B. Crofwell
34-56349 Sep. 4, 2007 American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc. (n/k/a Water-Color Holdings, Inc.)
IA-2641 Sep. 4, 2007 Brent William Federighi
IA-2640 Sep. 4, 2007 Anthony M. Ramunno, Jr.
Note: See also the Order in this matter
34-56342 Aug. 30, 2007 The Cattlesale Co., Gen-Id Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
34-56341 Aug. 30, 2007 David A. Miller, CPA
Other Release No.: AAER-2672
34-56340 Aug. 30, 2007 David R. Decker, CPA
Other Release No.: AAER-2671
34-56335 Aug. 29, 2007 AIM Advisors, Inc. and AIM Distributors, Inc.
34-56334 Aug. 29, 2007 Ilona Kay Collins
Other Release No.: AAER-2670
34-56333 Aug. 29, 2007 Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56326 Aug. 28, 2007 Galaxy Minerals, Inc.
34-56320 Aug. 24, 2007 Pilgrim Baxter & Associates, Ltd.
34-56316 Aug. 24, 2007 NEXT Financial Group, Inc.
Note: See also the Order in this matter
IA-2639 Aug. 23, 2007 Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
34-56312 Aug. 23, 2007 Jonathan Carman
Note: See also the Order in this matter
34-56310 Aug. 23, 2007 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-56309 Aug. 23, 2007 Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., UStel, Inc., and Yarc Systems Corp.
Note: See also the Order in this matter
34-56301 Aug. 22, 2007 Kenneth W. DiFonzo, CPA
Other Release No.: AAER-2669
IA-2638 Aug. 22, 2007 Michael Carl Hoffman
Other Release No.: IC-27932
34-56298 Aug. 22, 2007 Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., and Spa Faucet, Inc.
33-8837 Aug. 21, 2007 Rubin Investment Group, Inc., Scott Halperin, Daniel Rubin, Andrew Saksa, and Robert Lomonaco
Other Release No.: 34-56296
IA-2637 Aug. 21, 2007 John Hunting Whittier
IA-2636 Aug. 21, 2007 John M. Fife
34-56292 Aug. 21, 2007 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
34-56286 Aug. 20, 2007 The CattleSale Co., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
34-56283 Aug. 17, 2007 Brian Lee
34-56282 Aug. 17, 2007 Todd DiRoberto
34-56252 Aug. 15, 2007 Quattro Global Capital, LLC [Correction]
Other Release No.: IA-2634
IA-2633 Aug. 15, 2007 Schultze Asset Management LLC and George J. Schultze
34-56248 Aug. 14, 2007 Gary J. Spirk
34-56247 Aug. 14, 2007 Arthur B. Carlson, III
Other Release No.: IA-2632
34-56246 Aug. 14, 2007 Richard E. Wensel
34-56244 Aug. 14, 2007 Stephen Luscko
34-56243 Aug. 14, 2007 American Teletronics, Inc. (n/k/a Shine Holdings, Inc.)
IA-2631 Aug. 13, 2007 Rhodes Econometrics, Inc.
34-56242 Aug. 13, 2007 Kevin Hall, CPA, and Rosemary Meyer, CPA
Other Release No.: AAER-2668
34-56234 Aug. 9, 2007 Banc of America Securities LLC
Note: See also Proposed Distribution Plan
34-56230 Aug. 9, 2007 Jerry Kent Castleman, CPA
Other Release No.: AAER-2667
33-8832 Aug. 9, 2007 General American Life Insurance Company and William C. Thater
Other Release No.: 34-56229, IC-27925
34-56222 Aug. 8, 2007 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
Note: See also Modified Distribution Plan
34-56220 Aug. 8, 2007 International Equity Advisors, LLC and Richard Roger Lund
Note: See also Plan of Distribution
34-56216 Aug. 7, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-56215 Aug. 7, 2007 Michael Frederick Siegel
34-56196 Aug. 3, 2007 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz
34-56192 Aug. 2, 2007 Patrick Phillip Davison
Other Release No.: IA-2627
34-56188 Aug. 2, 2007 Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., and Spa Faucet, Inc.
34-56187 Aug. 2, 2007 Franklin Advisers, Inc.
34-56171 Jul. 31, 2007 Janus Capital Management, LLC
33-8827 Jul. 31, 2007 Aspen Technology, Inc.
Other Release Nos.: 34-56170, AAER-2660
34-56168 Jul. 30, 2007 William M. Stickney
Other Release No.: IA-2625
34-56164 Jul. 30, 2007 Gary M. Kornman
Other Release No.: IA-2624
Note: See also the Order in this matter
34-56163 Jul. 30, 2007 Michael J. Rice
Other Release No.: IA-2623
34-56144 Jul. 26, 2007 John J. Amore
34-56138 Jul. 26, 2007 Delta & Pine Land Company and Turk Deltapine, Inc.
Other Release No.: AAER-2658
34-56137 Jul. 26, 2007 Patrick E. Chew, CPA
Other Release No.: AAER-2656
34-56136 Jul. 26, 2007 Anne M. Pember
Other Release No.: AAER-2655
IA-2621 Jul. 25, 2007 Vincent Montagna
IA-2620 Jul. 25, 2007 Vincent Montagna
34-56123 Jul. 24, 2007 Ayal Rosenthal, CPA
Other Release No.: AAER-2651
34-56122 Jul. 24, 2007 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
Note: See also Modified Distribution Plan
34-56118 Jul. 23, 2007 Robert Casey Hall
34-56115 Jul. 20, 2007 Putnam Investment Management, LLC
Note: See also Plan of Distribution
34-56111 Jul. 20, 2007 American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc.; and The CattleSale Co., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
Note: See also the orders in this matter:
34-56105 Jul. 19, 2007 David C. Drummond, John P. Hayes, and Patrick E. Murphy
Other Release No.: AAER-2648
34-56104 Jul. 19, 2007 Ernst & Young Chartered Accountants and Denis O'Hogan
Other Release No.: AAER-2647
34-56099 Jul. 19, 2007 Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., Spa Faucet, Inc.
Note: See also the Order in this matter
34-56097 Jul. 18, 2007 Jeffrey McMahon, CPA
Other Release No.: AAER-2646
34-56095 Jul. 18, 2007 Galaxy Minerals, Inc.
Note: See also the Order in this matter
33-8826 Jul. 18, 2007 OM Group, Inc.
Other Release Nos.: 34-56089, AAER-2643
34-56087 Jul. 17, 2007 Jay D. Bolding (CPA)
Other Release No.: AAER-2640
34-56084 Jul. 17, 2007 Paul Anthony Davis
Other Release No.: AAER-2639
34-56083 Jul. 17, 2007 Ronald Renjilian
Other Release No.: AAER-2645
33-8825 Jul. 17, 2007 Quovadx, Inc.
Other Release Nos.: 34-56082, AAER-2644
34-56081 Jul. 17, 2007 Starlite Acquisition Corp.
34-56080 Jul. 16, 2007 Richard R. Hylland, CPA
Other Release No.: AAER-2638
34-56079 Jul. 16, 2007 Kurt D. Whitesel, CPA
Other Release No.: AAER-2637
34-56078 Jul. 16, 2007 Kipp D. Orme, CPA
Other Release No.: AAER-2636
34-56077 Jul. 16, 2007 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
Note: See also the Proposed Distribution Plan
Comments received are available for this notice.
33-8520A Jul. 13, 2007 Edward D. Jones & Co., L.P.
Other Release No.: 34-50910A
34-56074 Jul. 13, 2007 Paul Kearney
Other Release No.: AAER-2635
34-56066 Jul. 13, 2007 B. J. Thomas
Other Release No.: AAER-2634
34-56063 Jul. 13, 2007 TCPI, Inc.
34-56062 Jul. 13, 2007 Sports Arenas, Inc.
34-56061 Jul. 13, 2007 Sonex Research, Inc.
34-56060 Jul. 13, 2007 Rigid Airship USA, Inc.
34-56059 Jul. 12, 2007 Nature's Sunshine Products, Inc.
Note: See also Order
IA-2619 Jul. 12, 2007 C. Wesley Rhodes, Jr.
34-56043 Jul. 11, 2007 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
34-56038 Jul. 10, 2007 Banc One Investment Advisors Corporation and Mark A. Beeson
34-56033 Jul. 9, 2007 Phil D. Kerley
34-56027 Jul. 6, 2007 AIM Advisors, Inc. and AIM Distributors, Inc.
Note: See also Proposed Distribution Plan
34-56025A Jul. 6, 2007 Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
Note: See also Proposed Distribution Plan Comments received are available for this notice.
34-56022 Jul. 6, 2007 Warren R. Fellus
Note: See also the Order in this matter
33-8822 Jul. 6, 2007 Lawrence A. Campbell and Donald J. Lakin
Other Release No.: 34-56023
33-8821 Jul. 6, 2007 Bear, Stearns & Co. Inc.
33-8820 Jul. 6, 2007 Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
Other Release Nos.: IA-2617, IC-27883
IA-2616 Jul. 6, 2007 Geoffrey A. Gish
34-56019 Jul. 6, 2007 Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp)
34-56018 Jul. 5, 2007 Timothy J. O'Connell
Other Release No.: IA-2615
34-56011 Jul. 5, 2007 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
Note: See also Proposed Distribution Plan
Comments due:  August 6, 2007
34-56006 Jul. 3, 2007 Peter Krieger and Sheldon Krieger
Other Release No.: IA-2614
Second Quarter
34-55996 Jun. 29, 2007 Dwight J. Goslee and Harry J. Hill
Other Release No.: AAER-2628
34-55990 Jun. 29, 2007 Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot
Other Release No.: IC-27881
33-8815 Jun. 29, 2007 CVS Caremark Corporation, Philip C. Galbo, and Larry Solberg
Other Release Nos.: 34-55982, AAER-2626
34-55968 Jun. 27, 2007 Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp)
34-55967 Jun. 26, 2007 Richard E. Wensel
Note: See also the Order in this matter
34-55966 Jun. 26, 2007 Arthur B. Carlson, III
Other Release No.: IA-2612
Note: See also the Order in this matter
34-55965 Jun. 26, 2007 Gary J. Spirk
Note: See also the Order in this matter
IA-2611 Jun. 26, 2007 Rajeev Johar
34-55956 Jun. 26, 2007 GLG Partners, LP
Note: See also Litigation Release No. 20167
34-55954 Jun. 25, 2007 International Business Machines Corporation
Note: See also Litigation Release No. 20166
Other Release No.: AAER-2623
34-55952 Jun. 25, 2007 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-55948 Jun. 25, 2007 William P. Sauer
34-55946 Jun. 25, 2007 John Hancock Investment Management Services, LLC, John Hancock Distributors LLC, John Hancock Advisers, LLC, and John Hancock Funds, LLC
Other Release Nos.: IA-2610, IC-27872
Note: See also the Order granting waiver
34-55935 Jun. 21, 2007 American Teletronics, Inc., n/k/a Shine Holdings, Inc.
Note: See also the Order in this matter
34-55933 Jun. 20, 2007 Cambrex Corporation
Other Release No.: AAER-2620
34-55931 Jun. 20, 2007 Allied Capital Corporation
Other Release No.: AAER-2618
34-55922 Jun. 18, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55915 Jun. 15, 2007 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
34-55914 Jun. 15, 2007 Stanislav Kaminsky
34-55911 Jun. 15, 2007 Morgan Stanley & Co. Incorporated
34-55909 Jun. 14, 2007 Nasdaq Stock Market, LLC
34-55905 Jun. 13, 2007 Daniel Lovaglio
34-55901 Jun. 13, 2007 Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp)
Note: See also the Order in this matter
34-55888 Jun. 8, 2007 Fred Alger Management, Inc. and Fred Alger & Company, Incorporated
34-55887 Jun. 8, 2007 Raymond L. Mathiasen, CPA
Other Release No.: AAER-2615
34-55885 Jun. 8, 2007 Paul E. Knight, John L. Montana and Worldwide T&P, Inc.
Note: See also the Order in this matter
34-55869 Jun. 6, 2007 Chris G. Gunderson
34-55868 Jun. 6, 2007 Franklin Advisers, Inc.
Note: See also Proposed Distribution Plan
Comments due:  July 6, 2007
Comments received are available for this notice.
34-55858 Jun. 5, 2007 International Business Machines Corporation
Other Release No.: AAER-2616
34-55855 Jun. 4, 2007 Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp.
Note: See also Release No. 34-55659
IA-2609 Jun. 4, 2007 Omid Kamshad
IA-2608 Jun. 4, 2007 Justin Scott
34-55849 Jun. 1, 2007 Putnam Investment Management, LLC
34-55847 Jun. 1, 2007 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-55845 Jun. 1, 2007 Robert De la Riva
34-55844 Jun. 1, 2007 Luis M. Cornide
34-55842 Jun. 1, 2007 Robin R. Szeliga (CPA)
Other Release No.: AAER-2613
34-55841 May 31, 2007 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz
Note: See also Proposed Distribution Plan
Comments due:  July 2, 2007
Comments received are available for this notice.
34-55840 May 31, 2007 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
34-55839 May 31, 2007 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
34-55835 May 31, 2007 Janus Capital Management LLC
Note: See also Proposed Distribution Plan
Comments due:  July 2, 2007
Comments received are available for this notice.
34-55834 May 31, 2007 Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski
34-55831 May 30, 2007 Pilgrim Baxter & Associates, Ltd.
34-55827 May 30, 2007 Kenneth Ko
34-55821 May 29, 2007 Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc.
34-55820 May 29, 2007 Christian Nigro
IA-2607 May 25, 2007 Albert E. Parish, Jr. [Correction]
34-55813 May 25, 2007 Angelo Ragone
33-8806 May 23, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-55802
33-8805 May 23, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-55805
34-55801 May 23, 2007 Hewlett-Packard Company
34-55800 May 23, 2007 James Proffitt
IA-2606 May 23, 2007 Allocation Plus Asset Management Company, Inc.
34-55798 May 22, 2007 Terrence J. O'Donnell
Note: See also the Order in this matter
34-55797 May 22, 2007 David A. Zwick
Note: See also the Order in this matter
34-55787 May 21, 2007 Marex.com, Inc. (n/k/a Marex, Inc.), Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., SkyWay Communications Holding Corp., and South Beach Concepts, Inc. (n/k/a Global Franchise Concepts, Inc.)
34-55785 May 18, 2007 Keith G. Gilabert
Other Release No.: IA-2605
34-55782 May 17, 2007 Joseph Depergola
34-55779 May 17, 2007 Larry Michael Parrish
34-55778 May 17, 2007 Michael Edward Zimmerman
34-55763 May 15, 2007 George B. Fasciano
Other Release No.: IA-2603
IA-2602 May 14, 2007 Stephen J. Treadway
34-55754 May 14, 2007 Marex.com, Inc., n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., Skyway Communications Holding Corp., and South Beach Concepts, Inc., n/k/a Global Franchise Concepts, Inc.
34-55753 May 14, 2007 RS Investment Management, Inc., RS Investment Management, L.P, G. Randall Hecht and Steven M. Cohen
Note: See also Proposed Distribution Plan
Comments due:  June 13, 2007
Comments received are available for this notice.
33-8804 May 11, 2007 Donald J. Lakin
Other Release No.: 34-55749
Note: See also the Order in this matter
33-8803 May 11, 2007 Lawrence A. Campbell
Other Release No.: 34-55748
Note: See also the Order in this matter
34-55730 May 9, 2007 Banc One Investment Advisors Corporation and Mark A. Beeson
Note: See also Modified Distribution Plan
34-55728 May 9, 2007 Amaranth Advisors L.L.C.
Other Release No.: IA-2601
34-55726 May 9, 2007 Morgan Stanley & Co. Incorporated
Note: See also the Orders granting waiver:
34-55725 May 8, 2007 Motorola, Inc.
Other Release No.: AAER-2607
34-55712 May 7, 2007 Citigroup Global Markets, Inc., successor by merger to Legg Mason Wood Walker Inc.
Note: See also the Orders granting waiver:
34-55711 May 7, 2007 Zurich Capital Markets Inc.
Other Release No.: IC-27819
34-55696 May 2, 2007 Terry M. Phillips
Other Release No.: AAER-2605
34-55692 May 2, 2007 A.G. Edwards & Sons, Inc.
Note: See also the Orders granting waiver:
33-8798 May 2, 2007 Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles
Other Release Nos.: 34-55695, IC-27817
Note: See also the Order in this matter
33-8795 May 2, 2007 Charles A. Sacco
Other Release Nos.: 34-55693, IC-27816
34-55690 May 2, 2007 Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.
34-55688 May 1, 2007 Shoreland Trading, LLC
34-55665 Apr. 25, 2007 International Equity Advisors, LLC and Richard Roger Lund
Note: See also Proposed Distribution Plan
Comments due:  May 25, 2007
33-8793A Apr. 24, 2007 Tier One, Inc. and Bernardo D. Carella
Other Release No.: 34-55662A
34-55660 Apr. 24, 2007 Marex.com, Inc. n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., SkyWay Communications Holding Corp., and South Beach Concepts, Inc. n/k/a Global Franchise Concepts, Inc.
Note: See also the Order in this matter
34-55659 Apr. 24, 2007 Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp.
Note: See also the Order in this matter and Release No. 34-55855
34-55654 Apr. 23, 2007 FinancialWeb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd.
34-55651 Apr. 20, 2007 Daniel Lovaglio
Note: See also the Order in this matter
34-55627 Apr. 12, 2007 Pilgrim Baxter & Associates, Ltd.
34-55626 Apr. 12, 2007 Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc.
Note: See also the Order in this matter
34-55623 Apr. 12, 2007 Lesley Don Cole (CPA)
Other Release No.: AAER-2596
34-55622 Apr. 12, 2007 Jimmy Lynn Bradley
Other Release No.: AAER-2595
34-55614 Apr. 11, 2007 Park Financial Group, Inc. and Gordon C. Cantley
Note: See also the Order in this matter
34-55607 Apr. 10, 2007 Christian Nigro
Note: See also the Order in this matter
34-55605 Apr. 10, 2007 Joseph Depergola
Note: See also the Order in this matter
IA-2600 Apr. 9, 2007 Geoffrey Brod
Other Release No.: IC-27780
Note: See also the Order in this matter
34-55603 Apr. 9, 2007 Lindsey P. Vinson
Other Release No.: AAER-2594
34-55598 Apr. 6, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Note: See also Distribution Plan
34-55592 Apr. 6, 2007 Jefferies & Co., Inc. and Scott Jones
34-55587 Apr. 5, 2007 Myron F. Olesnyckyj, Esq.
Other Release No.: AAER-2593
34-55581 Apr. 4, 2007 Financialweb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd.
Note: See also the Order in this matter
34-55573 Apr. 3, 2007 Anthony Coppola
34-55572 Apr. 3, 2007 Kenneth Ko
Note: See also the Order in this matter
34-55568 Apr. 2, 2007 Danny Edward Moudy
Other Release No.: AAER-2590
First Quarter
34-55561 Mar. 30, 2007 Putnam Investment Management LLC
Note: See also Proposed Distribution Plan
Comments due:  April 30, 2007
Comments received are available for this notice.
34-55556 Mar. 29, 2007 Atlas Air Worldwide Holdings, Inc.
Other Release No.: AAER-2588
34-55554 Mar. 29, 2007 Amber Schatz, CPA
Other Release No.: AAER-2587
34-55551 Mar. 28, 2007 Edward S. Pliner, CPA
Other Release No.: AAER-2585
34-55535 Mar. 27, 2007 James Cavaliere
34-55534 Mar. 27, 2007 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
34-55530 Mar. 26, 2007 Knight Securities L.P.
Note: See also the Distribution Plan
34-55527 Mar. 26, 2007 Dean C. Reder
34-55523 Mar. 26, 2007 Ernst & Young LLP
Other Release No.: AAER-2580
34-55521 Mar. 26, 2007 Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., Oxir Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc.
34-55516 Mar. 23, 2007 One Price Clothing Stores, Inc.
34-55512 Mar. 22, 2007 Barry Hertz
34-55510 Mar. 22, 2007 Paul E. Johnson
34-55509 Mar. 22, 2007 Salvatore F. Sodano
Note: See also the Order in this matter and Release Nos. 34-55507 and 34-55508
34-55508 Mar. 22, 2007 Richard Robinson
Note: See also Release Nos. 34-55507 and 34-55509
34-55507 Mar. 22, 2007 American Stock Exchange LLC
Note: See also Release Nos. 34-55508 and 34-55509
34-55506 Mar. 22, 2007 Banc of America Securities LLC
34-55487 Mar. 19, 2007 Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International Holdings, Inc. (f/k/a Marketing Systems USA, Inc.), Intelliworxx, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.
34-55483A Mar. 15, 2007 Imperium Advisors, LLC
Other Release No.: IA-2597A
33-8790 Mar. 15, 2007 Franklyn A. Caine
Other Release Nos.: 34-55476, AAER-2578
34-55470 Mar. 14, 2007 Airstar Technologies, Inc., Amdiv.Com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc.
34-55466 Mar. 14, 2007 Banc of America Securities LLC
Note: See also the Orders on this matter:
34-55465 Mar. 14, 2007 Goldman Sachs Execution & Clearing, L.P. f/k/a Spear, Leeds & Kellogg, L.P.
33-8785 Mar. 13, 2007 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-55451
34-55449 Mar. 13, 2007 Capmacco Corp., First CMA, Inc., McCarthy Grenache, Inc., and National CMA, Inc.
34-55441 Mar. 12, 2007 Robert Montani, Jr.
34-55434 Mar. 9, 2007 C. Burt Duren
Other Release No.: AAER-2575
34-55433 Mar. 9, 2007 Christopher Bryan
34-55432 Mar. 9, 2007 Steven J. Landmann
Other Release No.: AAER-2574
34-55417 Mar. 7, 2007 Alexandre Ponzio De Azevedo
34-55416 Mar. 7, 2007 NorthWestern Corporation
Other Release No.: AAER-2573
34-55411 Mar. 6, 2007 Wastech, Inc.
Note: See also Release No. 34-54293
34-55404 Mar. 6, 2007 Washington Corp.
34-55403 Mar. 6, 2007 SVT, Inc.
34-55402 Mar. 6, 2007 Preview Systems, Inc.
34-55401 Mar. 6, 2007 Mill Creek Research, Inc.
34-55400 Mar. 6, 2007 ABS Industries, Inc.
34-55394 Mar. 2, 2007 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
IA-2595 Mar. 2, 2007 Kirk S. Wright
Note: See also the Order in this matter
34-55384 Mar. 2, 2007 John Paul Orr
Other Release No.: AAER-2570
34-55383 Mar. 2, 2007 David C. Kirkpatrick
Other Release No.: AAER-2569
34-55382 Mar. 2, 2007 Airstar Technologies, Inc., Amdiv.com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc.
34-55369 Feb. 28, 2007 Waddell & Reed, Inc., Waddell & Reed Investment Management Company and Waddell & Reed Services Company
IA-2594 Feb. 28, 2007 Amir Rosenthal
34-55363 Feb. 27, 2007 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-55359 Feb. 27, 2007 Robert A. Ness, Jr.
Other Release No.: AAER-2566
34-55356 Feb. 26, 2007 Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-2593
Note: See also the Order in this matter
34-55332 Feb. 22, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55327 Feb. 21, 2007 Shea Silva
34-55324 Feb. 21, 2007 Anthony L. Hurley
Other Release No.: AAER-2564
34-55322 Feb. 21, 2007 Michael G. Velasco
34-55317 Feb. 20, 2007 Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International Holdings, Inc. (f/k/a Marketing Systems USA, Inc.), Intelliworxx, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.
34-55310 Feb. 16, 2007 Richard A. Causey, CPA
Other Release No.: AAER-2560
34-55303 Feb. 15, 2007 William J. Mueger
34-55298 Feb. 15, 2007 Scott W. Brockop
34-55297 Feb. 15, 2007 Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp.
34-55291 Feb. 14, 2007 Larry Webman and Melvin Webman
34-55281 Feb. 13, 2007 The Dow Chemical Company
Other Release No.: AAER-2555
34-55278 Feb. 12, 2007 Cosmetic Center, Inc., et al.
34-55276 Feb. 12, 2007 Marcos Martinez and James Frace
34-55257 Feb. 8, 2007 Airstar Technologies, Inc., Amdiv.com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc.
Note: See also the Order in this matter
34-55253 Feb. 8, 2007 James Cavaliere
Note: See also the Order in this matter
34-55252 Feb. 7, 2007 Robert Montani, Jr.
Note: See also the Order in this matter
34-55250 Feb. 7, 2007 Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.
34-55249 Feb. 7, 2007 Capmacco Corp., First CMA, Inc., McCarthy Grenache, Inc., and National CMA, Inc.
34-55242 Feb. 6, 2007 Byron Nernoff
34-55241 Feb. 6, 2007 Buffalo Capital V, Ltd. n/k/a Aladdin Oil Corp., Echo Springs Water Company, Inc., Isolver.Com, Inc., Pathways Group, Inc. n/k/a Bicoastal Communications, Inc.
33-8780 Feb. 5, 2007 Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot
Other Release Nos.: 34-55238, IA-2589, IC-27696
Note: See also the Order in this matter
34-55228 Feb. 2, 2007 Jackie G. Gross, Sr.
33-8779 Feb. 1, 2007 Temple Securities, Ltd., and Gregory Greatrex
Other Release No.: 34-55224
34-55212 Jan. 31, 2007 Keith G. Gilabert
Other Release No.: IA-2588
Note: See also the Order in this matter
34-55209 Jan. 31, 2007 Marshall Dornfeld
33-8778 Jan. 31, 2007 Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry
Other Release Nos.: 34-55208, 33-2587, IC-27692
Note: See also the Order in this matter
34-55205 Jan. 31, 2007 Antares Resources Corp., East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.), Hatco Holdings, Ltd., and V Formation, Inc.
34-55204 Jan. 31, 2007 Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International Holdings, Inc., Intelliworxx, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.
Note: See also the Order in this matter
34-55199 Jan. 30, 2007 William F. Sorin, Esq.
Other Release No.: AAER-2549
33-8777 Jan. 30, 2007 Robert Ostrowski and Rees T. Harris
Other Release No.: 34-55200
34-55196 Jan. 30, 2007 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-55183 Jan. 29, 2007 Energy Vision International, Inc. (f/k/a Demarco Energy Systems of America, Inc.)
33-8776 Jan. 29, 2007 MBIA Inc.
Other Release Nos.: 34-55184, AAER-2548
34-55177 Jan. 25, 2007 Vertical Capital Partners, Inc. (nka Arjent Ltd.), and Francesca Wolfsohn
Other Release No.: IA-2586
34-55169 Jan. 25, 2007 Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., OXIR Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc.
IA-2585 Jan. 24, 2007 Joseph J. Spiegel
34-55159 Jan. 24, 2007 Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski
Note: See also the Order in this matter
IA-2584 Jan. 24, 2007 Bret Grebow
IA-2583 Jan. 24, 2007 Robert M. Massimi
34-55150 Jan. 23, 2007 Douglas P. Miller
Other Release Nos.: IA-2582, IC-27674
34-55149 Jan. 23, 2007 Suzanne Brown, CPA
Other Release No.: AAER-2545
34-55148 Jan. 23, 2007 Pacific Growth Equities, LLC, Stephen J. Massocca, and Robert Katz
Note: See also the Order granting waiver
34-55143 Jan. 22, 2007 Providence Capital III, Inc., Providence Capital IV, Inc., Providence Capital VI, Inc., Providence Capital VII, Inc., and Providence Capital X, Inc.
34-55133 Jan. 19, 2007 Douglas Wachtel (CPA)
Other Release No.: AAER-2543
33-8774 Jan. 18, 2007 Kelmoore Investment Company, Inc.
Other Release Nos.: 34-55123, IA-2581, IC-27667
34-55118 Jan. 18, 2007 Fred Alger Management, Inc. and Fred Alger & Company, Incorporated
Other Release Nos.: IA-2580, IC-27663
34-55116 Jan. 17, 2007 Marcos Martinez and James Frace
34-55115 Jan. 17, 2007 Capmacco Corp., First CMA, Inc., McCarthy Grenache, Inc. and National CMA, Inc.
Note: See also the Order in this matter
34-55105 Jan. 12, 2007 Friedman, Billings, Ramsey & Co., Inc.
Note: See also the Orders granting waiver:
34-55104 Jan. 12, 2007 Emanuel J. Friedman
Note: See also the Order granting waiver
34-55100 Jan. 12, 2007 Glenn E. Glasshagel
Other Release No.: AAER-2541
34-55097 Jan. 12, 2007 Lattice Semiconductor Corp.
Other Release No.: AAER-2540
34-55094 Jan. 12, 2007 Charles R. Eisenstein
Other Release No.: AAER-2539
34-55093 Jan. 12, 2007 OCA, Inc.
34-55092 Jan. 12, 2007 Buffalo Capital V, Ltd. (n/k/a Aladdin Oil Corp.), Echo Springs Water Company, Inc., Isolver.Com, Inc., and Pathways Group, Inc. (n/k/a Bicoastal Communications, Inc.)
Note: See also the Order in this matter
34-55090 Jan. 12, 2007 Vincent Napolitano
34-55087 Jan. 11, 2007 Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp.
Note: See also the Order in this matter
34-55086 Jan. 11, 2007 Antares Resources Corp., East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.), Hatco Holdings, Ltd., and V Formation, Inc.
34-55077 Jan. 10, 2007 Stuart A. Nussbaum, CPA
Other Release No.: AAER-2538
34-55076 Jan. 10, 2007 Providence Capital III, Inc., Providence Capital IV, Inc., Providence Capital VI, Inc., Providence Capital VII, Inc., and Providence Capital X, Inc.
Note: See also the Order in this matter
34-55075 Jan. 10, 2007 Antares Resources Corp., East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc., Hatco Holdings, Ltd., and V Formation, Inc.
34-55074 Jan. 10, 2007 Able Laboratories, Inc.
34-55063 Jan. 9, 2007 Amanda Company, Inc., Com21, Inc., Eco Soil Systems, Inc., and Healthtrac, Inc.
IA-2578 Jan. 9, 2007 Lawrence J. Lasser
33-8767 Jan. 9, 2007 Deutsche Bank Trust Company Americas, The Bank Of New York, and Wilmington Trust Company
Note: See also the Orders granting waiver in this matter:
  • Deutsche Bank Trust Company Americas; 33-8768
  • The Bank Of New York; 33-8769
  • Wilmington Trust Company; 33-8770
34-55059 Jan. 8, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55056 Jan. 8, 2007 Jana L. Quam, CPA
Other Release No.: AAER-2535
34-55055 Jan. 8, 2007 Cary B. Griswold, CPA
Other Release No.: AAER-2534
34-55054 Jan. 8, 2007 David A. Monaghan, CPA
Other Release No.: AAER-2533
34-55039 Jan. 3, 2007 David A. Hori, CPA
Other Release No.: AAER-2531
34-55036 Jan. 3, 2007 Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc.

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Modified: 06/16/2017