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Administrative Proceedings Archive 2006

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

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Release No. Date Respondents
Fourth Quarter
34-55031 Dec. 29, 2006 Paul Heidbrink, CPA
Other Release No.: AAER-2530
34-55030 Dec. 29, 2006 Whitemark Homes, Inc., Kenneth L. White, Robert B. Early, and Mitchell R. Gordon
Other Release No.: AAER-2529
34-55024 Dec. 29, 2006 Todd W. Miller
34-55023 Dec. 29, 2006 Jeffrey L. Houdek
34-55022 Dec. 29, 2006 Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.
Note: See also the Order in this matter
34-55021 Dec. 29, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox and Rita A. White
Other Release No.: IA-2577
34-55014 Dec. 28, 2006 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
Note: See also the Order in this matter
34-55010 Dec. 26, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-54996 Dec. 21, 2006 John C. Flanders, Jr.
34-54994 Dec. 21, 2006 Interstate Bakeries Corporation
Other Release No.: AAER-2528
34-54993 Dec. 21, 2006 Deutsche Bank Securities, Inc.
Other Release No.: IC-27607
Note: See also the Order granting waiver in this matter: Release No. 33-8764
IA-2575 Dec. 21, 2006 Deutsche Asset Management, Inc. and Deutsche Investment Management Americas, Inc.
Other Release No.: IC-27606
Note: See also the Order granting waiver in this matter: Release No. 33-8764
34-54991 Dec. 21, 2006 Philip A. Lehman
Other Release No.: IA-2574
Note: See also Opinion: Release No. 34-54660
33-8763 Dec. 20, 2006 Spinner Asset Management, LLC and Spinner Global Technology Fund, Ltd.
Other Release No.: IA-2573
33-8761 Dec. 20, 2006 Scott E. Dreyer
Other Release Nos.: 34-54972
34-54975 Dec. 20, 2006 Raghavan Sathianathan
34-54974 Dec. 20, 2006 David R. Lund
34-54962 Dec. 19, 2006 American International Petroleum Corp., Metal Recovery Technologies, Inc., Seven Seas Petroleum, Inc., Touch America Holdings, Inc., and U.S. Plastic Lumber Corp.
34-54954 Dec. 18, 2006 Kaplan & Co., Securities, Inc. and Jed P. Kaplan
Other Release Nos.: IA-2572, IC-27601
IA-2571 Dec. 18, 2006 James Barlow Smith
Note: See also: Litigation Release No. 19946
34-54951 Dec. 18, 2006 Tonino Labella
34-54950 Dec. 18, 2006 Casino Casino Corp., FDN, Inc., and Unique Video Products
34-54945 Dec. 15, 2006 James T. McCurdy, CPA
Other Release No.: AAER-2525
34-54940 Dec. 14, 2006 Mark B. Leffers, CPA
Other Release No.: AAER-2524
34-54939 Dec. 14, 2006 Knight Securities L.P.
34-54937 Dec. 14, 2006 John M. Repine and Archer Alexander Securities Corp.
34-54925 Dec. 13, 2006 Energy Vision International, Inc. (f/k/a DeMarco Energy Systems of America, Inc.)
Note: See also the Order in this matter
34-54924 Dec. 12, 2006 Guillaume Pollet
33-8759 Dec. 11, 2006 Michael S. Joseph, CPA
Other Release Nos.: 34-54907, AAER-2523
34-54906 Dec. 11, 2006 Thomas F. Garbe
Other Release No.: AAER-2522
34-54903 Dec. 11, 2006 Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA
34-54893 Dec. 7, 2006 FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc., and Sytron, Inc.
34-54881 Dec. 6, 2006 China Energy Savings Technology, Inc.
34-54878 Dec. 6, 2006 Utilitynetcom, Inc.
34-54877 Dec. 6, 2006 Antares Resources Corp., East Coast Beverage Corp. ( n/k/a North American Food & Beverage, Inc.), Hatco Holdings, Ltd., and V Formation, Inc.
Note: See also the Order in this matter
33-8758 Dec. 4, 2006 Health Enhancement Products, Inc.
Other Release No.: 34-54868
34-54862 Dec. 1, 2006 Kevin W. Quinn
Other Release No.: IC-27588
34-54861 Dec. 1, 2006 Jefferies & Co., Inc. and Scott Jones
34-54858 Dec. 1, 2006 Larry Webman and Melvin Webman
Note: See also the Order in this matter
34-54853 Dec. 1, 2006 Detour Media Group, Inc., DrivingAmerica.Com, Inc., Legends Enterprises, Inc., OXIR Investments, Inc., Spinplanet.Com, Inc. (n/k/a EntertainMax Worldwide, Inc.) and Tessa Complete Health Care, Inc.
Note: See also the Order in this matter
34-54852 Dec. 1, 2006 Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc.
Note: See also the Order in this matter
34-54848 Nov. 30, 2006 American International Petroleum Corp., Metal Recovery Technologies, Inc., Seven Seas Petroleum, Inc., Touch America Holdings, Inc., and U.S. Plastic Lumber Corp.
Note: See also the Order in this matter
34-54845 Nov. 30, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn
IA-2570 Nov. 30, 2006 Kelsey L. Garman
IA-2569 Nov. 29, 2006 FCA Corp and Robert W. Scharar
Other Release No.: IC-27586
34-54838 Nov. 29, 2006 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-54836 Nov. 29, 2006 Vincent Napolitano
Note: See also the Order in this matter
34-54835 Nov. 29, 2006 Fred Michael Stone
Note: See also the Opinion and Order in this matter
34-54830 Nov. 29, 2006 Ashland Inc. and William C. Olasin
Other Release No.: AAER-2518
34-54828 Nov. 29, 2006 Dennis A. Martin
34-54826 Nov. 29, 2006 FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc., and Sytron, Inc.
34-54817 Nov. 27, 2006 Amanda Company, Inc., Com21, Inc., Eco Soil Systems, Inc., and Healthtrac, Inc.
Note: See also the Order in this matter
34-54815 Nov. 24, 2006 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
34-54814 Nov. 22, 2006 Scott W. Brockop
Note: See also the Order in this matter
34-54812 Nov. 22, 2006 Pilgrim Baxter & Associates, Ltd.
Note: See also Distribution Plan
33-8756 Nov. 21, 2006 Bear, Stearns & Co. Inc.
Other Release No.: 34-54806
IA-2568 Nov. 20, 2006 Mark R. Conway
34-54783 Nov. 20, 2006 Calneva Capital Corp., Casino Casino Corp., FDN, Inc., Royal Belle Capital Corp., Studio Capital Corp., and Unique Video Products, Inc.
34-54782 Nov. 20, 2006 Royal Belle Capital Corp.
34-54781 Nov. 20, 2006 Calneva Capital Corp.
33-8755 Nov. 17, 2006 Bruce M. Perry
Other Release Nos.: 34-54776, AAER-2516
34-54774 Nov. 17, 2006 Charles B. Spadoni
33-8753 Nov. 16, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors LLC and Hartford Securities Distribution Company, Inc.
Other Release No.: 34-54764
33-8752 Nov. 16, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors LLC and Hartford Securities Distribution Company, Inc.
34-54763 Nov. 16, 2006 Nasdaq Stock Market, LLC
34-54754 Nov. 15, 2006 1st Global Capital Corp.
33-8751 Nov. 14, 2006 City of San Diego, California
Other Release No.: 34-54745
34-54744 Nov. 13, 2006 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-54736 Nov. 9, 2006 Thomas Clark
Other Release No.: AAER-2513
34-54735 Nov. 9, 2006 AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
34-54725 Nov. 8, 2006 Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp.
34-54719 Nov. 8, 2006 World Information Technology, Inc.
33-8750 Nov. 8, 2006 Hartford Investment Financial Services, LLC, HL Investment Advisors, LLC, and Hartford Securities Distribution Company, Inc.
Other Release Nos.: 34-54720, IA-2567, IC-27549
34-54717 Nov. 8, 2006 Calneva Capital Corp., Casino Casino Corp., FDN, Inc., Royal Belle Capital Corp., Studio Capital Corp., and Unique Video Products, Inc.
Note: See also the Order in this matter
34-54716 Nov. 8, 2006 FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc. and Sytron, Inc.
Note: See also the Order in this matter
IA-2566 Nov. 7, 2006 Stephen J. Treadway
34-54712 Nov. 6, 2006 David Kreinberg, CPA
Other Release No.: AAER-2510
34-54711 Nov. 6, 2006 May Capital Group, LLC and Melvin Rokeach
34-54700 Nov. 3, 2006 China Continental, Inc. and Xcelera, Inc.
34-54689 Nov. 2, 2006 Horst Hansen
Other Release No.: AAER-2507
34-54687 Nov. 2, 2006 New Yorker Marketing Corp., Pretory USA, Inc., and U.S. Digital Communications, Inc,
34-54683 Nov. 1, 2006 Salvatore Favata (aka Sam Favata)
34-54679 Nov. 1, 2006 Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp.
34-54677 Oct. 31, 2006 Douglas W. Marcille, CPA
Other Release No.: AAER-2506
34-54676 Oct. 31, 2006 Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
34-54674 Oct. 31, 2006 Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
34-54670 Oct. 30, 2006 New Yorker Marketing Corp., Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.), and U.S. Digital Communications, Inc.
34-54669 Oct. 30, 2006 Gregory A. Applegate
34-54668 Oct. 30, 2006 Kevin Curry
Other Release No.: AAER-2503
34-54667 Oct. 30, 2006 Laura Marion
Other Release No.: AAER-2502
34-54666 Oct. 30, 2006 Stuart Doyle
Other Release No.: AAER-2501
34-54665 Oct. 30, 2006 B. N. Bahadur
Other Release No.: AAER-2500
34-54663 Oct. 27, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
34-54662 Oct. 27, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54661 Oct. 27, 2006 Martin J. Merritt, CPA
Other Release No.: AAER-2499
34-54656 Oct. 27, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
34-54647 Oct. 24, 2006 Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
Other Release No.: IA-2563
34-54646 Oct. 24, 2006 Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
34-54639 Oct. 23, 2006 Strong Capital Management, Inc.
34-54637 Oct. 20, 2006 Edward D. Jones & Co., L.P.
34-54635 Oct. 20, 2006 BISYS Fund Services, Inc.
34-54634 Oct. 20, 2006 Ronald J. Goedde, CPA
Other Release No.: AAER-2496
34-54632 Oct. 20, 2006 Paystar Corp., Royal Oak Mines, Inc., Rubber Techonology International, Inc., Surebeam Corp., and Syncronys Softcorp
34-54630 Oct. 20, 2006 Globe Staff Consulting Corporation
34-54627 Oct. 19, 2006 Knight Securities L.P.
Note: See also Proposed Distribution Plan
Comments due:  November 20, 2006
Comments received are available for this notice.
34-54623 Oct. 18, 2006 Marcos Martinez and James Frace
Note: See also the Order in this matter
34-54620 Oct. 18, 2006 Dennis A. Martin
Note: See also the Order in this matter
34-54606 Oct. 16, 2006 Schnitzer Steel Industries, Inc.
34-54605 Oct. 16, 2006 Timothy F. Bell
34-54604 Oct. 16, 2006 Tracy A. Edwards
34-54602 Oct. 16, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
34-54599 Oct. 13, 2006 Statoil, ASA
33-8749A Oct. 12, 2006 Wall Street Access
Other Release Nos.: 34-57496, IC-27517
34-54587 Oct. 11, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2562
33-8748 Oct. 11, 2006 Steven B. Markovitz
Other Release No.: 34-54586, IA-2561, IC-27513
34-54582 Oct. 6, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-54574 Oct. 5, 2006 New Yorker Marketing Corp., Pretory USA, Inc. and U.S. Digital Communications, Inc.
Note: See also the Order in this matter
34-54568A Oct. 4, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-54567 Oct. 4, 2006 Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
34-54564 Oct. 3, 2006 Mark P. Abide, CPA
Other Release No.: AAER-2491
34-54557 Oct. 2, 2006 Global Express Securities, Inc.
34-54554 Oct. 2, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
Third Quarter
IA-2560 Sep. 29, 2006 Strong Capital Management, Inc.
Other Release No.: IC-27508
33-8747 Sep. 29, 2006 Robert K. Malkin and Cantella & Company, Inc.
Other Release No.: 34-54545
34-54547 Sep. 29, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn
34-54536 Sep. 28, 2006 John F. Helbock and John P. Figliolini, Jr.
34-54535 Sep. 28, 2006 Maurice Servetnick
Other Release No.: IA-2559
34-54534 Sep. 28, 2006 Diane Kayser (CPA)
Other Release No.: AAER-2489
34-54532 Sep. 28, 2006 William Scott DeLoach (CPA)
Other Release No.: AAER-2488
34-54529 Sep. 28, 2006 Deutsche Investment Management Americas, Inc., Deutsche Asset Management, Inc., and Scudder Distributors Inc.
Other Release Nos.: IA-2558, IC-27505
Note: See also the Order granting waiver in this matter: Release No. 33-8746
34-54527 Sep. 27, 2006 Robertson Stephens, Inc.
33-8745 Sep. 27, 2006 Lantronix, Inc.
Other Release Nos.: 34-54525, AAER-2485
33-8744 Sep. 27, 2006 Vestin Capital, Inc., Vestin Mortgage, Inc. and Michael V. Shustek
Other Release No.: 34-54524
34-54523 Sep. 27, 2006 China Continental, Inc. and Xcelera, Inc., and Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
Note: See also the Order in this matter (China Continental, Inc. and Xcelera, Inc.)
Note: See also the Order in this matter (Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.)
34-54518 Sep. 27, 2006 Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp.
Note: See also the Order in this matter
IA-2557 Sep. 26, 2006 Brendan E. Murray
Other Release No.: IC-27503
Note: See also the Order in this matter
34-54516 Sep. 26, 2006 U.S. Gas & Electric, Inc.
34-54515 Sep. 26, 2006 Darin W. Roberts
IA-2556 Sep. 26, 2006 James A. DeMatteo
Other Release No.: IC-27502
IA-2555 Sep. 26, 2006 Conrad P. Seghers
Note: See also the Order in this matter
IA-2554 Sep. 26, 2006 BISYS Fund Services, Inc.
Other Release No.: IC-27500
Note: See also the Order granting waiver in this matter: Release No. 33-8742
34-54512 Sep. 26, 2006 John F. Helbock and John P. Figliolini, Jr.
34-54506 Sep. 26, 2006 World Information Technology, Inc.
Note: See also the Order in this matter
34-54502 Sep. 26, 2006 China Energy Savings Technology, Inc.
Note: See also the Order in this matter
34-54497 Sep. 25, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2553
IC-27497 Sep. 25, 2006 Scott G. Monson
Note: See also the Order in this matter
33-8741 Sep. 25, 2006 Richard P. Poirier, Jr.
Other Release No.: 34-54492
33-8740 Sep. 22, 2006 Dunham & Associates Holdings, Inc., Dunham & Associates Investment Counsel, Inc., Dunham Trust Company, Jeffrey A. Dunham, Dunham & Associates Securities, Inc., and Asset Managers, Inc.
Other Release Nos.: 34-54489, IA-2552, IC-27495
34-54484 Sep. 22, 2006 James Nathan Grimes
34-54483 Sep. 22, 2006 Dennis B. Watts
IA-2551 Sep. 22, 2006 Vincent Montagna
34-54474 Sep. 20, 2006 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-54472 Sep. 20, 2006 Naturally Niagara Beverage Corporation (and its successors), n/k/a Everyones Italian.Com Inc.
34-54470 Sep. 19, 2006 Prudential Equity Group, LLC, formerly known as Prudential Securities, Inc.
34-54468 Sep. 18, 2006 Dawn M. Reese
34-54453 Sep. 15, 2006 James E. Franklin
34-54449 Sep. 15, 2006 2DoTrade, Inc.
34-54447 Sep. 14, 2006 Grupo Elektra, S.A. de C.V.
34-54446 Sep. 14, 2006 Grupo Iusacell, S.A. de C.V.
34-54445 Sep. 14, 2006 TV Azteca, S.A. de C.V.
34-54441 Sep. 14, 2006 Jonathan Curtis Papa
34-54440A Sep. 14, 2006 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
Note: See also Proposed Distribution Plan
Comments due:  October 16, 2006
Comments received are available for this notice.
34-54439 Sep. 14, 2006 Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
IA-2550 Sep. 14, 2006 James A. Casselberry, Jr.
Other Release No.: IC-27481
34-54436 Sep. 13, 2006 Raymond James Financial Services Inc., and J. Stephen Putnam
34-54432 Sep. 13, 2006 Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
Note: See also the Order in this matter
34-54431 Sep. 13, 2006 Indigenous Global Development Corporation
Note: See also the Order in this matter
IA-2549 Sep. 7, 2006 Dreyfus Corporation
Note: See also the Order granting waiver in this matter: Release No. 33-8739
IA-2548 Sep. 7, 2006 Gartmore Mutual Fund Capital Trust
IA-2547 Sep. 7, 2006 Putnam Investment Management, LLC
IA-2546 Sep. 7, 2006 Numeric Investors LLC
IA-2545 Sep. 7, 2006 Kensington Investment Group, Inc.
34-54406 Sep. 6, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54405 Sep. 6, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54404 Sep. 6, 2006 AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
Note: See also the Order in this matter
34-54403 Sep. 5, 2006 Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
34-54402 Sep. 5, 2006 Kenneth R. Martin
34-54393 Aug. 31, 2006 Robert Vitale
34-54392 Aug. 31, 2006 Salvatore Puccio
IC-27473 Aug. 31, 2006 Delaware Service Company, Inc.
33-8736 Aug. 30, 2006 Axum, Incorporated
IA-2542 Aug. 29, 2006 Won Charlie Yi
34-54377 Aug. 28, 2006 Connie S. Farris
Note: See also the Order in this matter
34-54373 Aug. 28, 2006 Andover Apparel Group, Inc., f/k/a Andover Togs, Inc., Applied Computer Technology, Inc., n/k/a Amigula, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., n/k/a iMusic International, Inc. , Mobilemedia Corp. and Photran Corp.
34-54371 Aug. 28, 2006 Prudential Equity Group, LLC, formerly known as Prudential Securities Inc.
Note: See also the Orders granting waiver in this matter: Release Nos. 33-8733 and 33-8734
34-54370 Aug. 28, 2006 Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Surebeam Corp., and Syncronys Softcorp
Note: See also the Order in this matter
34-54361 Aug. 25, 2006 John M. Lucarelli
Note: See also the Order in this matter
34-54358 Aug. 24, 2006 Brandon T. Bush
34-54355 Aug. 23, 2006 Dennis R. Staal
Other Release No.: AAER-2478
34-54349 Aug. 22, 2006 Emanuele A. Scarso
Note: See also the Order in this matter
34-54345 Aug. 22, 2006 Mark J. Corjay (CPA)
Other Release No.: AAER-2477
34-54342 Aug. 21, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
34-54341 Aug. 21, 2006 Jordan I. Shamah
34-54331 Aug. 21, 2006 Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp., And Triton Network Systems, Inc.
34-54330 Aug. 18, 2006 Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp., and Triton Network Systems, Inc.
34-54322 Aug. 15, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet
Note: See also Modified Distribution Plan
Comments due:  September 14, 2006
34-54304 Aug. 11, 2006 Paul E. Johnson
Note: See also the Order in this matter
34-54303 Aug. 11, 2006 Joseph A. Rougraff, CPA
Other Release No.: AAER-2474
34-54299 Aug. 10, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
Note: See also Proposed Distribution Plan
Comments due:  September 11, 2006
34-54293 Aug. 9, 2006 Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
Note: See also the Order in this matter; Release No. 34-55411
34-54281 Aug. 8, 2006 Peter D. Kirschner
34-54280 Aug. 7, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
Note: See also Proposed Distribution Plan
Comments due:  September 6, 2006
Comments received are available for this notice.
IA-2541 Aug. 3, 2006 Won Charlie Yi
Note: See also the Order in this matter
34-54263 Aug. 2, 2006 John Flanagan
34-54254 Jul. 31, 2006 Leslie Mersky
33-8727 Jul. 31, 2006 Warren Lammert, Lars Soderberg, and Lance Newcomb
Other Release Nos.: 34-54247, IA-2540, IC-27443
Note: See also the Order in this matter
33-8726 Jul. 31, 2006 Lawrence A. Stoler, CPA
Other Release Nos.: 34-54246, IA-2539, AAER-2470
34-54235 Jul. 28, 2006 Jeffrey G. Nunez
34-54234 Jul. 28, 2006 Eric A. McAfee
Other Release No.: AAER-2468
IA-2538 Jul. 26, 2006 Michael L. Hershey
34-54219A Jul. 26, 2006 Robert P. Hetzer
Other Release No.: IC-27428A
34-54218 Jul. 26, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennanim, and John Van Fleet, CPA
34-54212 Jul. 26, 2006 Andover Apparel Group, Inc., Applied Computer Technology, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., Mobilemedia Corp., and Photran Corp.
Admin. Proc. File No. 3-12379
Note: See also the Order in this matter
 
Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., Western Pacific Airlines, Inc.
Admin. Proc. File No. 3-12380
Note: See also the Order in this matter
 
Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp. , Triton Network Systems, Inc.
Admin. Proc. File No. 3-12381
Note: See also the Order in this matter
34-54210 Jul. 26, 2006 MCSi, Inc.
34-54209 Jul. 25, 2006 Darin W. Roberts
Note: See also the Order in this matter
34-54208 Jul. 25, 2006 James S. Adams, CPA
Other Release No.: AAER-2466
34-54207 Jul. 25, 2006 Rollin M. Dick, CPA
Other Release No.: AAER-2465
34-54202 Jul. 25, 2006 Robert Kozak and John Flanagan
34-54201 Jul. 25, 2006 Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
Note: See also the Order in this matter
34-54197 Jul. 24, 2006 Weston L. Smith, CPA
Other Release No.: AAER-2463
34-54196 Jul. 24, 2006 Gerard McCallion
34-54193 Jul. 24, 2006 Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company
Other Release Nos.: IA-2537, IC-27424
IA-2536 Jul. 21, 2006 Justin Huscher
34-54188 Jul. 21, 2006 CyberCare, Inc.
34-54187 Jul. 20, 2006 Richard J. Lajoie, Jr.
Other Release No.: AAER-2462
34-54175 Jul. 19, 2006 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Note: See also Proposed Distribution Plan
Comments due:  August 18, 2006
Comments received are available for this notice.
34-54172 Jul. 19, 2006 L. Michael Hart
Other Release No.: AAER-2460
33-8723 Jul. 17, 2006 Senior Resources Asset Fund, LLC and Kenneth E. Baum
Other Release No.: 34-54156
34-54157 Jul. 17, 2006 2DoTrade, Inc.
Note: See also the Order in this matter
34-54148 Jul. 14, 2006 Herzog, Heine, Geduld, LLC
Note: See also the Order granting waiver in this matter: Release No. 33-8722
33-8720 Jul. 13, 2006 IFMG Securities, Inc.
Other Release No.: 34-54139
IA-2535 Jul. 12, 2006 Terry F. Allen
34-54132 Jul. 12, 2006 Robert E. Shannon
Other Release No.: IA-2534
34-54128 Jul. 11, 2006 Marvin Winick
Other Release No.: AAER-2459
34-54116 Jul. 10, 2006 Hector J. Garcia
34-54115 Jul. 10, 2006 Donald Frank Mintmire, Esq.
34-54114 Jul. 10, 2006 Richard W. DeBoe
Other Release No.: IA-2532
34-54112 Jul. 7, 2006 Anthony C. Snell and Charles E. LeCroy
Note: See also the Order in this matter
34-54111 Jul. 7, 2006 America’s Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), Entertech Media Group, Inc., Entertainment Boulevard, Inc., Dawcin International Corp., Easton, Inc., and Trans Continental Entertainment Group, Inc.
IA-2530 Jul. 6, 2006 Warwick Capital Management, Inc. and Carl Lawrence
Note: See also the Order in this matter
34-54108 Jul. 6, 2006 Todd J. Cohen
Other Release No.: IA-2531
34-54102 Jul. 5, 2006 Bear Wagner Specialists LLC
  Admin. Proc. File No. 3-11445
Fleet Specialist, Inc.
  Admin. Proc. File No. 3-11446
LaBranche & Co. LLC
  Admin. Proc. File No. 3-11447
Spear, Leeds & Kellogg Specialists LLC
  Admin. Proc. File No. 3-11448
Van der Moolen Specialists USA, LLC
  Admin. Proc. File No. 3-11449
Performance Specialist Group LLC
  Admin. Proc. File No. 3-11558
SIG Specialists, Inc.
  Admin. Proc. File No. 3-11559
Note: See also the Release No. 34-53823; Modified Distribution Plan
34-54099 Jul. 5, 2006 Craig M. Waggy
Other Release No.: AAER-2457
34-54098 Jul. 5, 2006 Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
Other Release No.: IA-2549
Note: See also the Order in this matter
34-54093 Jul. 3, 2006 Irving J. Stitsky
34-54092 Jul. 3, 2006 Jordan I. Shamah
34-54091 Jul. 3, 2006 Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
Other Release No.: IA-2528
Note: See also the Order in this matter
Second Quarter
33-8719 Jun. 30, 2006 Greentech USA, Inc. and Roland L. Breton
Other Release Nos.: 34-54076, AAER-2455
33-8718 Jun. 30, 2006 Information Architects Corporation, William Overhulser and Michael Clark
Other Release Nos.: 34-54075, AAER-2454
34-54073 Jun. 30, 2006 Pilgrim Baxter & Associates, Ltd.
Note: See also Proposed Distribution Plan; Distribution Plan
Comments due:  July 31, 2006
Comments received are available for this notice.
34-54072 Jun. 30, 2006 Gizmo Company, Smart World United Inc., and Urban Entertainment Concepts International, Inc.
34-54069 Jun. 29, 2006 James E. Franklin
34-54068 Jun. 29, 2006 Wendy Feldman Purner
Other Release No.: IA-2527
33-8717 Jun. 28, 2006 Walco International, Inc. and James C. Robison
Other Release Nos.: 34-54062, AAER-2453
33-8716 Jun. 28, 2006 Vedco, Inc. and Craig S. Campbell
Other Release Nos.: 34-54061, AAER-2451
33-8715 Jun. 28, 2006 Raytheon Company, Daniel P. Burnham, and Aldo R. Servello
Other Release Nos.: 34-54057, AAER-2449
34-54054 Jun. 28, 2006 Salim B. Lewis
34-54049 Jun. 27, 2006 Douglas R. Bauer
Other Release No.: AAER-2448
34-54048 Jun. 27, 2006 Accounting Consultants, Inc., and Carol L. McAtee, CPA
Other Release No.: AAER-2447
34-54047 Jun. 27, 2006 Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Other Release No.: IA-2526
34-54037 Jun. 23, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
IA-2525 Jun. 22, 2006 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-54032 Jun. 22, 2006 Bullhide Corp., Fetchomatic Global Internet, Inc., The Flag Group, Inc., and The Second Flag Group, Inc.
34-54031 Jun. 22, 2006 Julian W. Eidson
Other Release No.: AAER-2445
34-54030 Jun. 22, 2006 Wallace G. Haislip
Other Release No.: AAER-2444
33-8714 Jun. 21, 2006 Evan Misshula
Other Release Nos.: 34-54027, IA-2524
34-54022 Jun. 21, 2006 Universal Medical Systems, Inc.
34-54006 Jun. 16, 2006 Gerson Asset Management, Inc. and Seth Gerson
Note: See also Release No. 34-53760; Proposed Distribution Plan
Comments due:  June 19, 2006
IA-2523 Jun. 16, 2006 Kenneth W. Corba
34-53997 Jun. 15, 2006 Morgan Stanley DW, Inc.
34-53996 Jun. 15, 2006 Morgan Stanley DW, Inc.
33-8712 Jun. 15, 2006 George J. Cannan, Jr.
Other Release No.: 34-53993
34-53992 Jun. 15, 2006 Legacy Mining Ltd.
34-53991 Jun. 15, 2006 Auspex Liquidating Corp. (f/k/a Auspex Systems, Inc.)
34-53990 Jun. 15, 2006 Polar Cargo Systems, Inc. (n/k/a Coldwall, Inc.)
34-53989 Jun. 15, 2006 Optimark Holdings, Inc.
34-53988 Jun. 15, 2006 The Arlen Corporation
34-53987 Jun. 15, 2006 Pillowtex Corporation
34-53986 Jun. 15, 2006 America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), EnterTech Media Group, Inc., Entertainment Boulevard, Inc., Dawcin International Corp., Easton, Inc., Trans Continental Entertainment Group, Inc.
Note: See also the Order in this matter
34-53974 Jun. 12, 2006 Frank Monroig
34-53965 Jun. 9, 2006 International Biochemical Industries, Inc.
34-53962 Jun. 8, 2006 Robert E. Shannon
Other Release No.: IA-2522
34-53953 Jun. 7, 2006 Nevanna Sacks, CPA
Other Release No.: AAER-2441
34-53944 Jun. 6, 2006 David A. Rodriguez, CPA
Other Release No.: AAER-2437
34-53943 Jun. 6, 2006 Sharon E. Vaughn and Directors Financial Group, Ltd.
Other Release No.: IA-2521
IA-2520 Jun. 6, 2006 CapitalWorks Investment Partners, LLC and Mark J. Correnti
34-53939 Jun. 5, 2006 Jeffrey L. Gibson
Other Release No.: IA-2519
Note: See also the Order in this matter
34-53936 Jun. 2, 2006 James T. McCurdy
Other Release No.: AAER-2436
Note: See also the Order in this matter
34-53929 Jun. 1, 2006 William T. Owens
Other Release No.: AAER-2435
34-53928 Jun. 1, 2006 Salomon Grey Financial Corporation
34-53927 Jun. 1, 2006 Kyle Rowe
34-53926 Jun. 1, 2006 Angelo Paul Koupas
34-53925 Jun. 1, 2006 Christopher Roundtree
34-53919 Jun. 1, 2006 Philadelphia Stock Exchange, Inc.
34-53918A Jun. 1, 2006 Edward D. Jones & Co., L.P.
34-53915 Jun. 1, 2006 Universal Medical Systems, Inc. (n/k/a Moray Way Holdings, Inc.)
Note: See also the Order in this matter
34-53906 May 31, 2006 Robert W. Oakes, Jr.
34-53905 May 31, 2006 John F. Helbock and John P. Figliolini, Jr.
Note: See also the Order in this matter
34-53904 May 31, 2006 Joseph R. Huard, Jr. and Bruce D. Cowen
33-8684 May 31, 2006 Bear, Stearns & Co. Inc.; Citigroup Global Markets, Inc.; Goldman, Sachs & Co.; J.P. Morgan Securities, Inc.; Lehman Brothers Inc.; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.; RBC Dain Rauscher Inc.; Banc of America Securities LLC; A.G. Edwards & Sons, Inc.; Morgan Keegan & Company, Inc.; Piper Jaffray & Co.; SunTrust Capital Markets Inc.; and Wachovia Capital Markets, LLC
Other Release No.: 34-53888
See also the Orders granting waivers in this matter:
34-53887 May 30, 2006 Robert Kozak and John Flanagan
Note: See also the Order in this matter
34-53886 May 30, 2006 Otto Kozak
34-53885 May 30, 2006 Jeffrey "Yefim" Bassin
34-53884 May 30, 2006 Carl Cunzio
34-53883 May 30, 2006 Patrick McFadden
34-53882 May 30, 2006 Tribune Company
Other Release No.: AAER-2434
34-53881 May 30, 2006 Geek Securities, Inc. and Geek Advisors, Inc.
Other Release No.: IA-2518
IA-2517 May 26, 2006 Bruce Lieberman
34-53877 May 26, 2006 Steven K. Gilley
34-53865 May 25, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
34-53864 May 25, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
34-53847 May 22, 2006 Crowell, Weedon & Co.
34-53845 May 19, 2006 Paul F. Coughlin
Other Release No.: IA-2516
34-53844 May 19, 2006 Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
Note: See also Proposed Distribution Plan and Distribution of SEC Settlement to FT Funds
34-53837 May 18, 2006 Marion D. Sherrill
34-53830 May 18, 2006 William D. Baker, CPA
Other Release No.: AAER-2432
34-53827 May 18, 2006 Regent Energy Corp. and Skygivers, Inc.
34-53823 May 17, 2006 Bear Wagner Specialists LLC
  Admin. Proc. File No. 3-11445
Fleet Specialist, Inc
  Admin. Proc. File No. 3-11446
LaBranche & Co. LLC
  Admin. Proc. File No. 3-11447
Spear, Leeds & Kellogg Specialists LLC
  Admin. Proc. File No. 3-11448
Van der Moolen Specialists USA, LLC
  Admin. Proc. File No. 3-11449
Performance Specialist Group LLC
  Admin. Proc. File No. 3-11558
SIG Specialists, Inc.
  Admin. Proc. File No. 3-11559
Note: See also: Release No. 34-53025 and
Fund Administrator's Proposed Fair Fund Distribution Plan
34-53821 May 17, 2006 Kenneth B. Janeski, CPA
Other Release No.: AAER-2431
34-53820 May 17, 2006 John M. Wong, CPA
Other Release No.: AAER-2430
34-53814 May 16, 2006 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce, Gary L. Winn
34-53813 May 16, 2006 Brandon T. Bush
Note: See also the Order in this matter
34-53803 May 15, 2006 Barry F. Duggan, CGA (Canada)
Other Release Nos.: AAER-2428
34-53802 May 15, 2006 Quintus Corporation
34-53801 May 15, 2006 Donna Yeager and Robert Yeager
34-53792 May 11, 2006 Konstantine Drakopoulos
34-53785 May 11, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., QuadraComm, Inc.
34-53779 May 10, 2006 Suprema Specialties, Inc.
34-53775A May 9, 2006 Samuel Israel III and Daniel E. Marino
Other Release No.: IA-2515A
IA-2514 May 9, 2006 Hutchens Investment Management, Inc. and William Hutchens
34-53768 May 8, 2006 Canadian Imperial Holdings Inc. and CIBC World Markets Corp.
34-53766 May 8, 2006 James R. Ahrns, Jr., CPA
Other Release Nos.: AAER-2427
33-8682 May 5, 2006 David Henry Disraeli and Lifeplan Associates, Inc.
Other Release Nos.: 34-53765, IA-2513
Note: See also the Order in this matter
IC-27313 May 5, 2006 Vaughn Weimer
Other Release No.: IA-2512
34-53762 May 5, 2006 Unified Fund Services, Inc. and Michael E. Durham
Other Release No.: IC-27312, AAER-2426
34-53760 May 5, 2006 Gerson Asset Management, Inc., and Seth Gerson
Note: See also Proposed Distribution Plan
34-53759 May 4, 2006 MCSi, Inc.
Note: See also the Order in this matter
34-53744 May 1, 2006 M & A West, Inc.
34-53741 Apr. 28, 2006 Kevin J. Barton
34-53740 Apr. 28, 2006 Noel J. Belmonte
34-53739 Apr. 28, 2006 Philip J. Hourican
34-53738 Apr. 28, 2006 James R. Mancuso
33-8680 Apr. 28, 2006 Axum, Incorporated
34-53732 Apr. 27, 2006 Oil States International, Inc.
Other Release No.: AAER-2424
34-53726 Apr. 26, 2006 Paul Bornstein
34-53725 Apr. 26, 2006 Chaim Schwartzbard, CPA (Israel)
Other Release No.: AAER-2421
34-53724 Apr. 26, 2006 Lumenis Ltd.
34-53722 Apr. 25, 2006 James Joseph Conway
34-53719 Apr. 25, 2006 William B. Deakins
Note: See also the Order in this matter
34-53718 Apr. 25, 2006 Greg Jones
Other Release No.: AAER-2419
34-53717 Apr. 25, 2006 Allen Buntin
Other Release No.: AAER-2418
34-53716 Apr. 25, 2006 James Jarrett
Other Release No.: AAER-2417
34-53714 Apr. 25, 2006 Bullhide Corp., Fetchomatic Global Internet, Inc., The Flag Group, Inc., and The Second Flag Group, Inc.
Note: See also the Order in this matter
34-53712 Apr. 25, 2006 Regent Energy Corp. and Skygivers, Inc.
Note: See also the Order in this matter
34-53709 Apr. 24, 2006 Bank of New York, The
34-53707 Apr. 24, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
34-53698 Apr. 21, 2006 Michael J. Healey
34-53683 Apr. 20, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
IA-2511 Apr. 19, 2006 Kieran J. Dale
34-53682 Apr. 19, 2006 Bradley T. Smith
Other Release No.: IA-2510
Note: See also the Order in this matter
34-53681 Apr. 19, 2006 Glen Eugene Miller
34-53680 Apr. 19, 2006 Sharon E. Vaughn and Directors Financial Group, Ltd.
Other Release No.: IA-2509
Note: See also the Order in this matter
34-53668 Apr. 18, 2006 Computershare Trust Company of Canada
34-53662 Apr. 17, 2006 Dale G. Rasmussen, Esq.
Other Release No.: AAER-2416
34-53661 Apr. 17, 2006 David T. Leboe, CPA
Other Release Nos.: AAER-2415
34-53660 Apr. 17, 2006 Edward D. Jones & Co., L.P.
Note: See also Proposed Distribution Plan
34-53648 Apr. 13, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., and Quadracomm, Inc.
34-53636 Apr. 12, 2006 Michael D. Karsch
Other Release Nos.: AAER-2412
34-53632 Apr. 12, 2006 Kimberly J. Carrella and Vincent M. Carrella
33-8675 Apr. 12, 2006 PKF, Anthony Frederick John Mead, FCA and Stuart John Barnsdall, ACA
Other Release Nos.: 34-53633, AAER-2409
34-53631 Apr. 12, 2006 INET ATS, Inc.
34-53627 Apr. 10, 2006 Brad A. Weaver
Other Release No.: IA-2507
34-53625 Apr. 10, 2006 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
34-53624 Apr. 10, 2006 Metropolitan Life Insurance Company
34-53622 Apr. 10, 2006 Thomas J. Gerbasio
34-53611 Apr. 6, 2006 Marion D. Sherrill
Note: See also the Order in this matter
34-53601 Apr. 5, 2006 GMC Holding Corporation
34-53590 Apr. 4, 2006 International Biochemical Industries, Inc.
Note: See also the Order in this matter
IA-2506 Apr. 3, 2006 Jon E. Hankins
First Quarter
IA-2505 Mar. 31, 2006 N2K Trading Academy, Inc.
34-53574 Mar. 30, 2006 Clete D. Madden, CPA, and David L. Huffman, CPA
Other Release No.: AAER-2406
34-53573 Mar. 30, 2006 Aron R. Carr, CPA
Other Release No.: AAER-2405
34-53572 Mar. 30, 2006 Raymond James Financial Services, Inc. and J. Stephen Putnam
Note: See also Proposed Distribution Plan
34-53569 Mar. 30, 2006 Global Crown Capital, LLC, J&C Global Securities Investments, LLC, Rani T. Jarkas, and Antoine K. Chaya
Other Release No.: IA-2503
Note: See also the Order in this matter
34-53566 Mar. 29, 2006 Netopia, Inc.
Other Release No.: AAER-2403
34-53559 Mar. 29, 2006 American Machine, Inc., Asia4sale.Com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring Of Fire Marketing, Ltd., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, Ltd., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corp., Premium Financial Services & Leasing, Inc., Arcadia Investments Corp., Easy Living Investments, Inc., Vinex Wines, Inc., And Western Financial Corporation
34-53555 Mar. 27, 2006 James R. Dickey
Other Release No.: IA-2502
34-53550 Mar. 24, 2006 Bio-Heal Laboratories, Inc.
IA-2501 Mar. 23, 2006 Michael Yellin
34-53533 Mar. 21, 2006 Anthony P. Dolanski, CPA
Other Release No.: AAER-2397
33-8673 Mar. 21, 2006 Sanjay Singh
Other Release No.: 34-53523
34-53517 Mar. 20, 2006 Bruce G. Hill, Esq.
Other Release No.: AAER-2395
34-53507 Mar. 17, 2006 Kautilya "Tony" Sharma
Other Release No.: IA-2498
IA-2497 Mar. 17, 2006 Thomas J. Robbins
34-53513 Mar. 17, 2006 Martin J. Druffner
Other Release No.: IA-2499
33-8671 Mar. 16, 2006 Bear, Stearns & Co., Inc., and Bear, Stearns Securities Corp.
Other Release No.: 34-53506
33-8670 Mar. 16, 2006 Bear, Stearns & Co., Inc., and Bear, Stearns Securities Corp.
34-53498 Mar. 16, 2006 Robert Breed
34-53495 Mar. 16, 2006 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
Note: See also Distribution Plan
IA-2496 Mar. 16, 2006 John Kim
34-53492 Mar. 16, 2006 Dominick J. Savino
Note: See also the Order in this matter
34-53489 Mar. 16, 2006 Jon M. Bloodworth, Esq.
33-8668 Mar. 16, 2006 Bear, Stearns & Co., Inc., and Bear, Stearns Securities Corp.
Other Release Nos.: 34-53490, IC-27262
33-8667 Mar. 15, 2006 Merrill Lynch, Pierce, Fenner & Smith, Incorporated
34-53477 Mar. 14, 2006 CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
34-53475 Mar. 13, 2006 American Machine, Inc., Asia4sale.Com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring Of Fire Marketing, Ltd., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, Ltd., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corp., Premium Financial Services & Leasing, Inc., Arcadia Investments Corp., Easy Living Investments, Inc., Vinex Wines, Inc., And Western Financial Corporation
34-53473 Mar. 13, 2006 Merrill Lynch, Pierce, Fenner & Smith, Incorporated
34-53468 Mar. 10, 2006 Banc One Investment Advisors Corporation and Mark A. Beeson
34-53466 Mar. 10, 2006 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-53465 Mar. 10, 2006 Biopulse International, Inc. and Summit National Consolidation Group, Inc.
Note: See also the Order in this matter
34-53460 Mar. 9, 2006 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon and Kevin J. Marsh
34-53456 Mar. 9, 2006 Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., North Lily Mining Co., and QuadraComm, Inc.
Note: See also the Order in this matter
34-53453 Mar. 8, 2006 Smith Barney Fund Management LLC and Citigroup Global Markets, Inc.
34-53452 Mar. 8, 2006 Millennium Partners, LP; Millennium Management, LLC; Millennium International Management, LLC; Israel Englander; Terence Feeney; Fred Stone; and Kovan Pillai
IA-2494 Mar. 8, 2006 Michael K.C. Tom
34-53448 Mar. 8, 2006 GMC Holding Corporation
Note: See also the Order in this matter
34-53447 Mar. 8, 2006 Michael J. Laughlin
34-53446 Mar. 8, 2006 John D. Carifa
34-53445 Mar. 8, 2006 Gerald T. Malone
34-53444 Mar. 8, 2006 Michael B. Johnson, CPA and Michael Johnson & Co., LLC
Other Release No.: AAER-2393
34-53437 Mar. 7, 2006 Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
34-53432 Mar. 7, 2006 Charles W. Crouse and Norman R. Hess
34-53423 Mar. 6, 2006 James E. Franklin
Note: See also the Order in this matter
34-53418 Mar. 6, 2006 eSafetyworld, Inc. n/k/a EZ Auctions &
Shipping, Inc.
34-53417 Mar. 6, 2006 David M. Faubert
Other Release No.: IA-2493
34-53416 Mar. 6, 2006 Gershon Asset Management, Inc. and Seth Gerson
34-53404 Mar. 3, 2006 Andrew J. McAdams, CPA
Other Release No.: AAER-2392
34-53397 Mar. 2, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
34-53392 Mar. 1, 2006 Ronald A. Safran, CPA
Other Release No.: AAER-2390
34-53391 Mar. 1, 2006 Michael A. Conway, CPA
Other Release No.: AAER-2389
34-53389 Feb. 28, 2006 M & A West, Inc.
Note: See also the Order in this matter
IA-2491 Feb. 28, 2006 J. Douglas Schmidt
34-53387 Feb. 28, 2006 Elsie M. Leung, CPA
Other Release No.: AAER-2388
33-8665 Feb. 27, 2006 Sun Communities, Inc. and Sun Communities Operating Limited Partnership
Other Release No.: 34-53381; AAER-2386
34-53380 Feb. 27, 2006 Gregory G. Nelson, CPA
Other Release No.: AAER-2385
33-8664 Feb. 27, 2006 Helen Haiwen He
Other Release No.: 34-53379; AAER-2384
34-53378 Feb. 27, 2006 Geoffrey Jie Wei, CPA (China)
Other Release No.: AAER-2383
34-53375 Feb. 27, 2006 Leonard Goldner
Other Release No.: AAER-2381
34-53373 Feb. 27, 2006 Eagle Environmental Technologies, Ltd.
34-53353 Feb. 23, 2006 Raymond James Financial Services, Inc., and
J. Stephen Putnam
34-53352 Feb. 23, 2006 International Equity Advisors, LLC and Richard Roger Lund
34-53344 Feb. 22, 2006 Thomas J. Yoho, CPA
Other Release No.: AAER-2380
33-8662 Feb. 21, 2006 Axum, Incorporated
( HTML Version)
IA-2489 Feb. 21, 2006 New England Securities Corp.
34-53340 Feb. 21, 2006 Jonathan M. Rozek
Other Release Nos.: IC-27226, IA-2488
34-53339 Feb. 21, 2006 Thomas W. McConnell
Other Release Nos.: IC-27225, IA-2487
34-53337 Feb. 17, 2006 American Machine, Inc., Asia4sale.Com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring Of Fire Marketing, Ltd., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, Ltd., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corp., Premium Financial Services & Leasing, Inc., Arcadia Investments Corp., Easy Living Investments, Inc., Vinex Wines, Inc., And Western Financial Corporation
34-53336 Feb. 17, 2006 Asia4Sale.com, Inc.
34-53335 Feb. 17, 2006 Glen Eugene Miller
Note: See also the Order in this matter
34-53334 Feb. 17, 2006 Scott K. Barton, CPA
Other Release No.: AAER-2378
34-53330 Feb. 17, 2006 Edward A. Heil, CPA
Other Release No.: AAER-2377
34-53326 Feb. 16, 2006 Kevin Hall, CPA, and Rosemary Meyer, CPA
Other Release No.: AAER-2376
Note: See also the Order in this matter
34-53323 Feb. 16, 2006 iBIZ Technology Corp.
Note: See also the Order in this matter
34-53314 Feb. 15, 2006 Safe Transportation Systems, Inc.
34-53313 Feb. 15, 2006 Westergaard.com, Inc.
34-53312 Feb. 15, 2006 Reliance Group Holdings, Inc.
34-53311 Feb. 15, 2006 Pepper Capital Corp.
34-53310 Feb. 15, 2006 Parade Holdings, Inc.
34-53309 Feb. 15, 2006 Olicom A/S
34-53308 Feb. 15, 2006 Newstar Media, Inc.
34-53307 Feb. 15, 2006 Model Capital Corp.
34-53306 Feb. 15, 2006 Mega-C Power Corporation f/k/a Net Capital Ventures Corporation
34-53305 Feb. 15, 2006 Marketing Educational Corporation
34-53304 Feb. 15, 2006 Maritek Corporation
34-53303 Feb. 15, 2006 Level Jump Financial Group, Inc.
34-53302 Feb. 15, 2006 Leadville Corporation
34-53301 Feb. 15, 2006 Host Funding, Inc.
34-53300 Feb. 15, 2006 Globalstar Telecommunications Limited
34-53299 Feb. 15, 2006 Frontier Insurance Group, Inc.
34-53298 Feb. 15, 2006 Enviro-Recovery, Inc.
34-53297 Feb. 15, 2006 Datec Group, Ltd.
34-53296 Feb. 15, 2006 Datatec Systems, Inc.
34-53295 Feb. 15, 2006 Cumberland Technologies, Inc.
34-53294 Feb. 15, 2006 Charm Capital Corp.
34-53293 Feb. 15, 2006 BMC Industries, Inc.
34-53292 Feb. 15, 2006 BIOMED Research Technologies, Inc.
34-53291 Feb. 15, 2006 AuctionDiner.Com, Inc.
34-53290 Feb. 15, 2006 Aries Holdings, Inc.
34-53289 Feb. 15, 2006 AM Communications, Inc.
34-53279A Feb. 14, 2006 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-53270 Feb. 10, 2006 Steven Mastrosimone
34-53268 Feb. 10, 2006 Riverstone Networks, Inc.
33-8660 Feb. 9, 2006 Lawrence A. Stoler, CPA
Other Release Nos.: 34-53265, IA-2486, AAER-2372
Note: See also the Order in this matter
IA-2485 Feb. 8, 2006 Thomas J. Robbins
Note: See also the Order in this matter
34-53251 Feb. 8, 2006 Morgan Keegan & Co., Inc.
Other Release Nos.: IA-2484, IC-27223
34-53236 Feb. 7, 2006 Cummins Inc.
Other Release No.: AAER-2370
IA-2483 Feb. 7, 2006 Scott R. Sacane
IA-2482 Feb. 7, 2006 Jon M. Knight
IA-2481 Feb. 7, 2006 Jack Anthony Huggins
34-53225 Feb. 3, 2006 Michael V. Lipkin and Joshua Shainberg
Note: See also the Order in this matter
IA-2480 Feb. 3, 2006 Terry Harris
Note: See also the Order in this matter
IA-2479 Feb. 3, 2006 N2K Trading Academy, Inc.
Note: See also the Order in this matter
34-53210 Feb. 2, 2006 James G. Lewis
34-53209 Feb. 2, 2006 James Y. Lin
34-53207 Feb. 2, 2006 Intercallnet, Inc.
34-53206 Feb. 2, 2006 Skifter Ajro
Other Release No.: IA-2478
33-8658 Jan. 31, 2006 Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Other Release No.: 34-53200
33-8657 Jan. 31, 2006 Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Other Release No.: 34-53199
34-53198 Jan. 31, 2006 Kimberly J. Carrella and Vincent M. Carrella
Note: See also the Order in this matter
34-53184 Jan. 27, 2006 Summit Securities, Inc.
34-53183 Jan. 27, 2006 Metropolitan Mortgage & Securities Co., Inc.
34-53179 Jan. 25, 2006 Daniel Calugar
34-53178 Jan. 25, 2006 James J. Caprio
34-53177 Jan. 25, 2006 Jeffrey G. Nunez
Note: See also the Order in this matter
34-53170 Jan. 24, 2006 Grant Thornton, LLP; Doeren Mayhew & Co., P.C.; Peter M. Behrens, CPA; Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
33-8654 Jan. 24, 2006 Axum Incorporated
Note: See also the Order in this matter
34-53169 Jan. 23, 2006 Robert Y. Joo
Other Release No.: IA-2476
34-53163 Jan. 20, 2006 Stephen J. Horning
Other Release No.: SIPA-166, File No. 3-12156
Note: See also the Order in this matter
34-53162 Jan. 20, 2006 Herbert J. Mortland, CPA, and Mortland & Co., P.C.
Other Release No.: AAER-2367, File No. 3-12155
34-53160 Jan. 20, 2006 Berton M. Hochfeld
Other Release No.: IA-2474
34-53159 Jan. 20, 2006 Paul D. Lemmon, Mark Valentine and Michael Vlahovic
Note: See also the Order in this matter
34-53158 Jan. 20, 2006 Douglas Rasberry and Andrew K. Proctor
34-53157 Jan. 20, 2006 Neil Formisano
34-53144 Jan. 19, 2006 Michael J. Healey
Note: See also the Order in this matter
34-53143 Jan. 19, 2006 Thomas Steinbach, Ashley Sosner, Tim Rice, Howard Kerbel, Barry Berman, Vincent Barone, and Bruce Biddick
34-53141 Jan. 19, 2006 Safe Transportation Systems, Inc.
Note: See also the Order in this matter
34-53138 Jan. 18, 2006 Edward John McCarthy
34-53137 Jan. 18, 2006 JB Oxford Holdings, Inc.
34-53134 Jan. 17, 2006 American Machine, Inc., Asia4sale.Com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring Of Fire Marketing, Ltd., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, Ltd., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corp., Premium Financial Services & Leasing, Inc., Arcadia Investments Corp., Easy Living Investments, Inc., Vinex Wines, Inc., And Western Financial Corporation
34-53125 Jan. 13, 2006 William T. Fricke, CPA
Other Release No.: AAER-2363
34-53121 Jan. 13, 2006 William Masucci
IA-2473 Jan. 11, 2006 Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
33-8653 Jan. 11, 2006 Pegasus Satellite Communications, Inc., and Pegasus Media & Communications, Inc.
Other Release Nos.: 34-53100; AAER-2362
34-53089 Jan. 10, 2006 David M. Faubert
Note: See also the Order in this matter
34-53087 Jan. 10, 2006 eSafetyworld, Inc.
Note: See also the Order in this matter
34-53086 Jan. 10, 2006 Friedman’s Inc.
34-53076 Jan. 9, 2006 Microage, Inc., Network Computing Devices, Inc., Pacific Systems Control Technology, Inc., Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and Thehealthchannel.Com, Inc.
33-8652 Jan. 5, 2006 Michele Knowlton
Other Release Nos.: 34-53054, IC-27025
33-8651 Jan. 4, 2006 Applix, Inc.
Other Release Nos.: 34-53049, AAER-2359
34-53048 Jan. 3, 2006 AirCharter Express, Inc.
34-53047 Jan. 3, 2006 Advanced Media, Inc., American Film Technologies, Inc., Ameriquest Technologies, Inc., BPI Packaging Technologies, Inc., CML Group, Inc., Compositech, Ltd., Dispatch Management Services Corp., and eGlobe, Inc.

http://www.sec.gov/litigation/admin/adminarchive/adminarc2006.shtml

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Modified: 05/27/2014