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Investment Management

Investment Management

 

About the Office »


The Division of Investment Management regulates investment companies, variable insurance products, and federally registered investment advisers. Types of investment companies include mutual funds, closed-end funds, unit investment trusts, and exchange-traded funds.

The Division of Investment Management works to:

  • Protect investors
  • Promote informed investment decisions
  • Facilitate appropriate innovation in investment products and services through regulating the asset management industry.

Learn more about the Division of Investment Management Learn more

 
 
 
 
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Modified: Aug. 23, 2016