Forms Index

This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

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Number Description Last Updated SEC Number Topic(s)
MA Instructions for the Form MA Series (PDF)
Securities Exchange Act of 1934, Municipal Advisors
MA Application for Municipal Advisor Registration; Annual Update of Municipal Advisor Registration; and Amendment of a Prior Application for Registration (PDF)

SEC2898

Securities Exchange Act of 1934, Municipal Advisors
MA-I Information Regarding Natural Persons who Engage in Municipal Advisory Activities (PDF)

SEC2899

Securities Exchange Act of 1934, Municipal Advisors
MA-NR Designation of U.S. Agent for Service of Process for Non-Residents (PDF)

SEC2900

Securities Exchange Act of 1934, Municipal Advisors
MA-W Notice of Withdrawal from Registration as a Municipal Advisor (PDF)

SEC2901

Securities Exchange Act of 1934, Municipal Advisors