Forms Index
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).
This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.
Forms List RSS FeedNumber | Description | Last Updated | SEC Number | Topic(s) |
---|---|---|---|---|
MA |
Instructions for the Form MA Series (PDF)
|
Securities Exchange Act of 1934, Municipal Advisors | ||
MA |
Application for Municipal Advisor Registration; Annual Update of Municipal Advisor Registration; and Amendment of a Prior Application for Registration (PDF)
|
SEC2898 |
Securities Exchange Act of 1934, Municipal Advisors | |
MA-I |
Information Regarding Natural Persons who Engage in Municipal Advisory Activities (PDF)
|
SEC2899 |
Securities Exchange Act of 1934, Municipal Advisors | |
MA-NR |
Designation of U.S. Agent for Service of Process for Non-Residents (PDF)
|
SEC2900 |
Securities Exchange Act of 1934, Municipal Advisors | |
MA-W |
Notice of Withdrawal from Registration as a Municipal Advisor (PDF)
|
SEC2901 |
Securities Exchange Act of 1934, Municipal Advisors |