This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

Forms List Table

Number
Description
Last Updated
SEC Number
Topic(s)
Number:1-A Description: Regulation A Offering Statement (PDF)
Last Updated: SEC Number:

SEC486

 Topic(s):Securities Act of 1933, Small Businesses
Number:1-K Description: Annual Reports and Special Financial Reports (PDF)
Last Updated: SEC Number:

SEC2913

 Topic(s):Securities Act of 1933, Small Businesses
Number:1-SA Description: Semiannual Report or Special Financial Report Pursuant to Regulation A (PDF)
Last Updated: SEC Number:

SEC2914

 Topic(s):Securities Act of 1933, Small Businesses
Number:1-U Description: Current Report Pursuant to Regulation A (PDF)
Last Updated: SEC Number:

SEC2915

 Topic(s):Securities Act of 1933, Small Businesses
Number:1-Z Description: Exit Report Under Regulation A (PDF)
Last Updated: SEC Number:

SEC2916

 Topic(s):Securities Act of 1933, Small Businesses
Number:144 Description: Notice of proposed sale of securities pursuant to Rule 144 (PDF)
Last Updated: SEC Number:

SEC1147

 Topic(s):Securities Act of 1933, Investors
Number:ABS-EE Description: Form for Submission of Electronic Exhibits for Asset-Backed Securities (PDF)
Last Updated: SEC Number:

SEC2910

 Topic(s):Securities Act of 1933
Number:C Description: Form C (PDF)
Last Updated: SEC Number:

SEC 2930

 Topic(s):Securities Act of 1933, Small Businesses
Number:CB Description: Tender offer/rights offering notification form (PDF)
Last Updated: SEC Number:

SEC2560

 Topic(s):Proxy and Tender Offer, Securities Act of 1933, Securities Exchange Act of 1934
Number:D Description: Notice of Exempt Offering of Securities
Last Updated: SEC Number:

SEC1972

 Topic(s):Securities Act of 1933, Small Businesses
Number:F-1 Description: Registration statement for securities of certain foreign private issuers (PDF)
Last Updated: SEC Number:

SEC1981

 Topic(s):Securities Act of 1933, International
Number:F-10 Description: Registration statement for securities of certain Canadian issuers (PDF)
Last Updated: SEC Number:

SEC2292

 Topic(s):Securities Act of 1933, International
Number:F-3 Description: Registration statement for securities of certain foreign private issuers (PDF)
Last Updated: SEC Number:

SEC1983

 Topic(s):Securities Act of 1933, International
Number:F-4 Description: Registration statement for securities of certain foreign private issuers issued in certain business combination transactions (PDF)
Last Updated: SEC Number:

SEC2078

 Topic(s):Securities Act of 1933, International
Number:F-6 Description: Registration statement under the Securities Act of 1933 for depositary shares evidenced by American depositary receipts (PDF)
Last Updated: SEC Number:

SEC2001

 Topic(s):Securities Act of 1933, International
Number:F-7 Description: Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders (PDF)
Last Updated: SEC Number:

SEC2289

 Topic(s):Securities Act of 1933, International
Number:F-8 Description: Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)
Last Updated: SEC Number:

SEC2290

 Topic(s):Securities Act of 1933, International
Number:F-80 Description: Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)
Last Updated: SEC Number:

SEC2282

 Topic(s):Securities Act of 1933, International
Number:F-N Description: Appointment of agent for service of process by foreign banks and foreign insurance companies (PDF)
Last Updated: SEC Number:

SEC2306

 Topic(s):Securities Act of 1933
Number:F-X Description: Appointment of agent for service of process and undertaking (PDF)
Last Updated: SEC Number:

SEC2288

 Topic(s):Securities Act of 1933, International
Number:ID Description: Uniform application for access codes to file on EDGAR
Last Updated: SEC Number:

SEC2084

 Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
Number:S-1 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC870

 Topic(s):Securities Act of 1933, Public Companies, Small Businesses
Number:S-11 Description: Registration of securities of certain real estate companies (PDF)
Last Updated: SEC Number:

SEC907

 Topic(s):Securities Act of 1933, Public Companies
Number:S-20 Description: Registration statement under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2013

 Topic(s):Securities Act of 1933, Public Companies
Number:S-3 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC1379

 Topic(s):Securities Act of 1933, Public Companies
Number:S-4 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2077

 Topic(s):Securities Act of 1933, Public Companies
Number:S-6 Description: Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 (PDF)
Last Updated: SEC Number:

SEC649

 Topic(s):Securities Act of 1933, Public Companies
Number:S-8 Description: Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans (PDF)
Last Updated: SEC Number:

SEC1398

 Topic(s):Securities Act of 1933, Public Companies
Number:SE Description: Submission of Paper Format Exhibits by Electronic Filers (PDF)
Last Updated: SEC Number:

SEC2082

 Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
Number:SF-1 Description: Registration Statement Under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2908

 Topic(s):Securities Act of 1933
Number:SF-3 Description: Registration Statement Under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2909

 Topic(s):Securities Act of 1933
Number:TH Description: Notification of Reliance on Temporary Hardship Exemption (PDF)
Last Updated: SEC Number:

SEC2348

 Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
1 to 32 of 32 items